<?xml version="1.0" encoding="UTF-8"?>
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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">BG</journal-id>
<journal-title-group>
<journal-title>Biogeosciences</journal-title>
<abbrev-journal-title abbrev-type="publisher">BG</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Biogeosciences</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1726-4189</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/bg-12-1249-2015</article-id><title-group><article-title>The vertical distribution of buoyant plastics at sea: an
observational study in the North Atlantic Gyre</article-title>
      </title-group><?xmltex \runningtitle{The vertical distribution of buoyant plastics at sea}?><?xmltex \runningauthor{J.~Reisser et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff7">
          <name><surname>Reisser</surname><given-names>J.</given-names></name>
          <email>jureisser@gmail.com</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2 aff7">
          <name><surname>Slat</surname><given-names>B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Noble</surname><given-names>K.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>du
Plessis</surname><given-names>K.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Epp</surname><given-names>M.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Proietti</surname><given-names>M.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>de Sonneville</surname><given-names>J.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Becker</surname><given-names>T.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Pattiaratchi</surname><given-names>C.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2229-6183</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>School of Civil, Environmental and Mining Engineering and UWA
Oceans Institute,<?xmltex \hack{\newline}?> University of Western Australia, Perth, Australia</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>The Ocean Cleanup Foundation, Delft, the Netherlands</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Roger
Williams University, Bristol, USA</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Pangaea Exploration, Miami, USA</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Instituto de Oceanografia, Universidade Federal do Rio Grande, Rio
Grande, Brazil</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Centre for Microscopy, Characterisation and Analysis,
University of Western Australia, Perth, Australia</institution>
        </aff>
        <aff id="aff7"><label>*</label><institution>These authors
contributed equally to this work.</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">J. Reisser (jureisser@gmail.com)</corresp></author-notes><pub-date><day>26</day><month>February</month><year>2015</year></pub-date>
      
      <volume>12</volume>
      <issue>4</issue>
      <fpage>1249</fpage><lpage>1256</lpage>
      <history>
        <date date-type="received"><day>31</day><month>October</month><year>2014</year></date>
           <date date-type="rev-request"><day>26</day><month>November</month><year>2014</year></date>
           <date date-type="rev-recd"><day>15</day><month>February</month><year>2015</year></date>
           <date date-type="accepted"><day>16</day><month>February</month><year>2015</year></date>
           
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015.html">This article is available from https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015.html</self-uri>
<self-uri xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015.pdf">The full text article is available as a PDF file from https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015.pdf</self-uri>


      <abstract>
    <p>Millimetre-sized plastics are numerically abundant and widespread across the
world's ocean surface. These buoyant macroscopic particles can be mixed
within the upper water column by turbulent transport. Models indicate
that the largest decrease in their concentration occurs within the first few
metres of water, where in situ observations are very scarce. In order to
investigate the depth profile and physical properties of buoyant plastic
debris, we used a new type of multi-level trawl at 12 sites within the North
Atlantic subtropical gyre to sample from the air–seawater interface to a
depth of 5 m, at 0.5 m intervals. Our results show that plastic
concentrations drop exponentially with water depth, and decay rates decrease
with increasing Beaufort number. Furthermore, smaller pieces presented lower
rise velocities and were more susceptible to vertical transport. This
resulted in higher depth decays of plastic mass concentration (milligrams m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) than numerical concentration (pieces m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>). Further multi-level
sampling of plastics will improve our ability to predict at-sea plastic load,
size distribution, drifting pattern, and impact on marine species and
habitats.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Plastics pose physical and chemical threats to the oceans' ecosystem. Their
widespread occurrence at the sea surface may be shifting the distribution and
abundance of marine populations due to (1) enhanced ocean drift opportunities
and (2) damaging effects on biota and habitats. Plastics harbour organisms –
such as fouling microorganisms, invertebrates, and fish – that can widely
disperse via this new type of habitat, potentially entering non-native waters
(Winston et al., 1997; Barnes, 2002; Thiel and Gutow, 2005; Zettler et al.,
2013; Reisser et al., 2014). Plastic objects can also entangle or be
ingested/inhaled by marine animals, leading to impacts such as starvation,
death, and hepatic stress (Derraik, 2002; Browne et al., 2008; Gregory, 2009;
Rochman et al., 2013; Watts et al., 2014).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>North Atlantic map indicating locations sampled during this study
(orange dots) using the multi-level net displayed in the right panel. The
four orange dots include all 12 multi-level net tows conducted in the study,
which could not be shown separately due to scale. The map also shows the
expedition departure and arrival location (Bermuda), as well as plastic
accumulation zones predicted by ocean modelling (dotted lines) (Lebreton et
al., 2012; Maximenko et al., 2012), and a surface net tow data set (solid gray
line; grey dots show locations of net tows) (Law et al., 2010).</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f01.png"/>

      </fig>

      <p>Most of what is known about at-sea plastic characteristics and concentrations
comes from surface net sampling, where the top few centimetres of the water
column is filtered to collect plastics larger than 0.2–0.4 mm (Hidalgo-Ruz
et al., 2012). These sea surface samples have shown that the world's sea
surface contains many millimetre-sized plastic pieces known as
“microplastics” when smaller than 5 mm in length (Arthur et al., 2009;
Hidalgo-Ruz et al., 2012). This type of plastic pollution is widespread
across oceans, with higher contamination levels at convergence zones such as
those within subtropical gyres (Carpenter and Smith, 1972; Maximenko et al.,
2012; Lebreton et al., 2012; van Sebille et al., 2012; Cózar et al.,
2014; Eriksen et al., 2014). Plastic debris collected by surface nets are
mostly fragments of packaging and fishing gear made of polyethylene and
polypropylene (Barnes et al., 2009; Morét-Ferguson et al., 2010;
Hidalgo-Ruz et al., 2012; Reisser et al., 2013). These two resins are less
dense than seawater and account for approximately 62 % of the plastic
volume produced each year (Andrady, 2011).</p>
      <p>Turbulence in the upper-ocean layer can vertically mix buoyant plastic
particles. A model developed by Kukulka et al. (2012) predicted that the
largest decrease in plastic concentration occurs over the first metres of the
water column, where only a few low-resolution measurements exist (Lattin et
al., 2004; Doyle et al., 2011; Kukulka et al., 2012; Isobe et al., 2014). As
studying ocean turbulent transport is heavily dependent on observations
(Ballent et al., 2012; D'Asaro, 2014), high-resolution multi-level plastic
sampling is urgently needed to test this prediction. A better understanding
of the vertical transport of buoyant plastics is fundamental for improving
estimates of concentration, size distribution, and dispersal of plastics in
the world's ocean (Kukulka et al., 2012; Reisser et al., 2013; Law et al.,
2014; Isobe et al., 2014).</p>
      <p>In this context, the present study aimed at obtaining depth profiles of
plastic pollution in the top layer of the oceans (0–5 m). We performed
multi-level sampling with a new type of equipment to (1) quantify the
exponential decay rates of plastic mass and numerical concentration with
depth and (2) demonstrate how these vary with sea state. We also provide the
first experimental measurements of the rise velocity of plastic pieces,
evaluating its relationship to the type and size of pieces.</p>
</sec>
<sec id="Ch1.S2">
  <title>Materials and methods</title>
<sec id="Ch1.S2.SS1">
  <title>At-sea sampling</title>
      <p>We conducted 12 multi-level net tows that sampled the upper 5 m of the North
Atlantic accumulation zone (Law et al., 2010; Maximenko et al., 2012;
Lebreton et al., 2012) during daytime hours, from 19 to 22 May 2014, aboard the
sailing vessel Sea Dragon (Fig. 1). We used a new collection device capable
of sampling surface waters from the air–seawater interface to a depth of
5 m, at 0.5 m intervals. This equipment is composed of eleven frames with
0.5 m height <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.3 m width fitted with 2.1 m long
150 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>m mesh polyester nets. These nets were stacked vertically and
secured within an external frame that was dragged in the water from eight
towing points, ensuring its stability and perpendicular position in relation
to the sea surface, with the top net completely above mean water line (see
Fig. 1). Tow durations ranged from 55 to 60 min and were all undertaken
while the vessel was travelling at a speed of 1–1.9 kn. The captain, who
has 20 years sailing experience, estimated wind speeds and sea state of each
sampling period: Beaufort number 1 (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 3 net tows), 3 (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 4 net
tows), and 4 (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 5 net tows) (Reisser et al., 2015). After each tow,
we transferred the collected contents to a 150 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>m sieve and stored
them in aluminium bags that were kept frozen during transportation.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Estimating depth profiles of plastic contamination</title>
      <p>We calculated plastic numerical and mass concentrations by dividing the
number of plastic pieces and total plastic mass by the volume of filtered
seawater of each net sample (pieces m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and milligrams m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>).
Filtered volume was estimated using frame dimensions and readings from a
mechanical flowmeter (32 cm per rotation).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p>Boxplots of plastic numerical (left) and mass (right) concentrations
at different depth intervals (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 12 multi-level net tows). The central
line is the median value, edges of the box are the 25th and 75th percentiles,
whiskers extend to extreme data points not considered outliers, and outliers
are plotted individually as crosses.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f02.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>Depth profiles of normalised plastic numerical and mass
concentrations under different Beaufort numbers: 1 (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 3 net tows; 3283
plastic pieces), 3 (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 4 net tows; 4049 plastic pieces), and 4
(<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 5 net tows; 5419 plastic pieces). Black lines show model
predictions (Kukulka et al., 2012) using median plastic rise velocity
(0.0053 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), and the typical range of frictional velocity of water
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) at each of the sea states sampled.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f03.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p>Glass jars with filtered water and plastic samples collected under
wind speeds of 1 kn (Beaufort number 1, top image) and 15 kn (Beaufort
number 4, bottom image). From left to right: 0–0.5, 0.5–1, 1–1.5, 1.5–2,
2–2.5, 2.5–3, 3–3.5, 3.5–4, 4–4.5, and 4.5–5 m depth intervals.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f04.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p>Histogram of rise velocity of plastics <bold>(a)</bold>, plots of
plastic sizes versus rise velocities of different types of plastic
<bold>(b)</bold>, and boxplot of rise velocity for plastics collected at
different depth intervals <bold>(c)</bold>. In panel <bold>(c)</bold>, the central dot is the median
value, edges of the box are the 25th and 75th percentiles, whiskers extend to
extreme data points not considered outliers, and outliers are plotted
individually as crosses.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f05.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p>Size histograms of plastics collected at depths 0–0.5 and 0.5–5 m
during Beaufort numbers 1 (top panel), 3 (middle panel), and 4 (bottom panel).</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f06.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>Percentage of plastic pieces of different types and size classes
located at depths greater than 0.5 m during sampling at Beaufort numbers 1, 3,
and 4.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://bg.copernicus.org/articles/12/1249/2015/bg-12-1249-2015-f07.png"/>

        </fig>

      <p>Samples were washed into a clear plastic container filled with filtered
seawater, and floating macroscopic plastics were organised into gridded petri
dishes for counting and characterisation. Each search for plastic pieces
was for at least 1 h per sample, with the aid of thumb forceps,
dissecting needles, magnifying glasses, and LED torches. The latter was
particularly important for detecting thin transparent plastic fragments,
which had low detection probability when not reflecting light. Two thin
filaments resembling textile fibres were discarded due to potential air
contamination as noted in (Foekema et al., 2013). Once all plastics were
counted and characterised, they were washed with deionised water, transferred
to aluminium dishes, dried at 60 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, and weighed.</p>
      <p>To quantify the variation of plastic concentration with depth and assess the
effect of changing sea state on these vertical profiles, we first divided the
plastic concentration values of the samples by their corresponding surface concentration
values. We then took the average of these normalised concentrations between
adjacent nets to estimate normalised plastic concentration values at depths
of 0 m (top two nets), 1 m (third and fourth nets), 2 m (fifth and sixth nets), 3 m
(seventh and eighth nets), 4 m (9th and 10th), and 4.75 m (11th net). Finally,
numerical and mass concentration values from tows collected under the same
Beaufort number were grouped and fitted to exponential decay models of the
form <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mi>z</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> normalised plastic concentration, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> depth, and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> decay rate.</p>
      <p>We also predicted normalised plastic concentration depth profiles using the
model described in Kukulka et al. (2012): <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub><mml:msubsup><mml:mi>A</mml:mi><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>,
where <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> depth, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> plastic rise velocity, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn>1.5</mml:mn><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub><mml:mi>k</mml:mi><mml:msub><mml:mi>H</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> frictional velocity of water, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.4
(von Karman constant), and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>H</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> significant wave height. We
considered <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.0053 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (plastics' median rise velocity, as estimated in
this study), <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>H</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.1, 0.6, or 1 m (typical wave heights
experienced at Beaufort numbers of 1, 3, and 4, respectively), and used the wind
ranges of Beaufort of 1, 3, and 4 (1–3, 7–10, and 11–16 kn, respectively)
to estimate their respective <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> values through the approximation
proposed by Pugh (1987): <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.00012<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mn>10</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mn>10</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 10 m wind speed in m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Thus, the considered numerical ranges of
frictional velocity of water (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mo>*</mml:mo><mml:mi>w</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) were 0.0006–0.0019 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
for Beaufort number 1, 0.0043–0.0062 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for Beaufort number 3, and
0.0068–0.0099 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for Beaufort number 4.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Characterising plastic length, type, resin, and rise velocity</title>
      <p>We measured the length of all plastic pieces using a transparent ruler
(0.5 mm resolution), and classified them into the following types: hard
plastic – fragments of rigid plastic; sheet – fragments of thin plastic,
with some degree of flexibility; line – fragments of fishing lines or nets;
foam – expanded polystyrene fragments; and pellet – raw material used to
produce plastic items (Fotopoulou and Karapanagioti, 2012). We also
identified the resin composition of 60 pieces using Raman spectroscopy (WITec
alpha 300RA<inline-formula><mml:math display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>), and measured the rise velocity of 0–3 plastics from each
sample collected.</p>
      <p>Our method of rise velocity measurement is an adaptation of an experiment to
examine the fall velocity of various types of sediment particles in different
fluids (Allen, 1985). Firstly, we made two marks 12.5 cm from the ends of a
1 m long clear plastic tube (diameter <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 40 mm). Secondly, we filled the
tube with filtered seawater, capped both ends with rubber stops, and
locked it in place with a clamp. One of the tube ends was then opened, a
plastic piece placed inside, the tube closed again (with no trapped air), and
quickly turned upside down and locked in place with a clamp, using a spirit
level to adjust its vertical position. Finally, we recorded the time taken
for the plastic piece to rise from one mark to the other
(distance <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 75 cm) using a stopwatch. This was measured four times per
plastic piece, and the average was used as the estimation of its rise
velocity (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). Rise velocities of different plastic types were
separately plotted against plastic lengths (<inline-formula><mml:math display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>), and linear regressions of
the form <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mi>l</mml:mi><mml:mo>+</mml:mo><mml:mi>b</mml:mi></mml:mrow></mml:math></inline-formula> were applied to assess the effect of plastics'
characteristics on its rise velocity. We also plotted the rise velocities of
plastic pieces collected at different depths to visualise depth patterns.</p>
      <p>Finally, we calculated the fractions of plastics of different size classes
(0.5–1, 1.5–2, 2.5–3, 3.5–4, 4.5–5, and <inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 5.5 mm) that were located
at the sea surface (depth <inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.5 m) and in deeper layers (depth
<inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0.5 m) during sampling at Beaufort numbers of 1, 3, and 4. We calculated
these fractions using all plastics collected, as well as separated by plastic
type.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Results</title>
<sec id="Ch1.S3.SS1">
  <title>Depth profiles of mass and numerical concentrations</title>
      <p>Plastic numerical and mass concentrations both decreased abruptly from their
peak values at the sea surface, where median values were equal to 1.69 pieces
m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and 1.60 mg m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (Fig. 2). Concentration differences between
the surface and deeper layers were higher in terms of mass than number of
particles. For instance, median mass and numerical concentrations at
0.5–1 m were, respectively 13.3 and 6.5 times lower than their median
plastic peaks at 0–0.5 m.</p>
      <p><?xmltex \hack{\newpage}?>Exponential models fitted well with both numerical and mass concentrations
(R<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.99–0.84), with depth decay rates (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula>) consistently
higher for mass than numerical concentration. Furthermore, both numerical and
mass concentration decay rates were inversely proportional to Beaufort state
(Fig. 3). Depth decay rate of numerical concentration went from 3.0 at
Beaufort 1 (95 % confidence interval – 95 %CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 2.56–3.45), to
1.7 at Beaufort 3 (95 %CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.51–1.88), to 0.8 at Beaufort 4
(95 %CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.62–0.98). Decay rate of mass concentration went from 3.8
at Beaufort 1 (95 %CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 3.23–4.33), to 2.4 at Beaufort 3 (95 %CI
<inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.63–3.14), to 1.7 at Beaufort 4 (95 %CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.50–1.94).</p>
      <p>These exponential fits had relatively similar depth decay rates to those
predicted by Kukulka's model for Beaufort 3 (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 2.36–3.37) and 4
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 0.88–1.28). However, for Beaufort 1 the statistical fit showed
much smaller <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> (2.56–4.33) than those predicted by Kukulka's model
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 141.73–47.2492).</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Lengths, types, resins, and rise velocities of plastics</title>
      <p>We counted and classified 12 751 macroscopic plastic pieces with lengths
varying from 0.5 to 207 mm (median <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.5 mm; Fig. 4). They were mostly
fragments of polyethylene (84.7 %), followed by polypropylene
(15.3 %) items. Hard plastics (46.6 %) and sheets (45.4 %) were
predominant, with lower presence of plastic lines (7.9 %), pellets
(0.05 %), and foams (0.008 %).</p>
      <p>Plastic rise velocity ranged from 0.001 to 0.0438 m/s (Fig. 5a). It was
directly proportional to plastic length, with the slope of this linear
relationship differing among types of plastic (Fig. 5b). While both hard
plastics and sheets had a slope equal to 0.002 (95 %
CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.0017–0.0026 and 0.0012–0.0023, respectively), plastic lines had
a flatter slope of 0.00007 (95 % CI <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.00002–0.00013), since their
rise velocity increased only slightly towards longer pieces. Rise velocities
differed among sampled depths, with particles at the surface (0–0.5 m)
having a wider range of values and a higher median value than pieces at
greater depths (Fig. 5c).</p>
      <p>The vertical mixing process was size-selective and affected the size
distribution of plastics located at the sea surface (Fig. 6), with the
proportion of plastics at depths over 0.5 m generally increasing towards
smaller plastic lengths (Fig. 7). For hard plastics and sheets, this trend
was observed at all Beaufort numbers sampled. Plastic lines however, only
displayed this trend at Beaufort 1, with different size classes showing
similar and relatively high underwater proportions at Beaufort 3 and 4.</p>
      <p>Data sets produced and analysed in this study are available at figshare
(Reisser et al., 2015).</p>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <title>Discussion</title>
      <p>This study describes high-resolution depth profiles of plastic
concentrations, which were shown to decrease exponentially with depth, with
decay rates decreasing towards stronger winds. It also provides the first
measurements of the rise velocity of ocean plastics, which varies with
particle size and type. Furthermore, it shows that depth profiles of plastic
mass are associated with higher decay rates than depth profiles of plastic
numbers. This can be explained by our observation of smaller plastic
pieces generally associated with lower rising velocities, being therefore
more susceptible to vertical transport.</p>
      <p><?xmltex \hack{\newpage}?>Predictions of plastic vertical mixing are commonly used to correct numerical
concentrations obtained by surface net sampling (Kukulka et al., 2012;
Reisser et al., 2013; Cózar et al., 2014; Law et al., 2014). As
determined in our study, the model described in Kukulka et al. (2012)
performed relatively well in estimating the total number of plastic pieces at
the wind-mixed surface layer. The major difference between this model and our
observations occurred at the calmest sea state condition (Beaufort number 1):
while the model predicted that all plastics would be at the surface, we still
observed some particles submerged at depths greater than 0.5 m below the
water surface. This could have been a consequence of the presence of other
types of vertical flow at our sampled sites (e.g. downwelling) or the
occurrence of plastics rising from deeper waters due to previous wind-driven
mixing events.</p>
      <p>Our results indicate that plastic numerical concentration decays at a lower
rate than plastic mass concentration, as smaller plastics are more
susceptible to vertical transport. The uncertainties related to how plastic
numerical concentration translates into plastic mass concentration have
already led to differences between plastic load estimates arising from
different studies. For instance, Cózar et al. (2014) used a correlation
based on simultaneous surface tow measurements of total mass and abundance of
plastic to convert depth-integrated numerical concentrations into mass
concentrations. These authors estimated that the total plastic load in the
world's sea surface layer is between 7000 and 35 000 tons. On the other
hand, Law et al. (2014) multiplied depth-integrated numerical concentrations
by the average plastic particle mass (1.36 <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> kg), and
estimated that the microplastic load at the North Pacific accumulation zone
alone is of at least 21 290 tons. Such differences evidence the importance
of better predicting the vertical transport of ocean plastics in order to develop
standard plastic load estimation methods. More sampling is required to better
quantify both profiles of plastic mass and numerical concentration over a
broader range of sea states, and translate these observations into prediction
models. Such models may need to be three-dimensional, and account not only
for wind mixing effects, but for also ocean plastic properties (e.g. particle
size) and other types of vertical transport processes (e.g. Langmuir
circulation).</p>
      <p>As shown here, and in two modelling studies (Ballent et al., 2012; Isobe et
al., 2014), vertical mixing affects the size distribution of plastics
floating at the surface. We observed that the proportion of plastics mixed
into deeper waters increases towards smaller sizes even under low wind speed
(1 kn) conditions (see Fig. 7). This observation has implications for
studies assessing size distribution of plastics using surface sampling
devices. Cózar et al. (2014) and Eriksen et al. (2014) quantified the
size distribution of ocean plastics from worldwide sampling locations and
concluded that there are major losses of small plastics from the sea surface.
Here we show that at least a fraction of this “missing” plastic could be
just under the sampled surface layer (0–0.5 m). For instance, 20 % of
0.5–1 mm, 13 % of 1.5–2 mm, and 8 % of 2.5–3 mm long plastics
were between 0.5 and 5 m deep during our Beaufort number 1 net tows. More
at-sea and experimental work is required to further quantify this effect and
estimate depth-integrated size distribution of buoyant plastics drifting at
sea.</p>
      <p>Predicting the vertical mixing of buoyant plastics is also important as it
affects the horizontal drifting patterns and ecological impacts of plastic
pollution. For instance, larger pieces of plastic coming from land-based
sources may stay trapped near the shore until further fragmentation due to a
combination of their high buoyancy and the effect of Stokes drift produced by
waves parallel to coastlines (Isobe et al., 2014). Furthermore, the vertical
distribution of plastics will influence the likelihood of animals inhabiting
different depths to encounter and potentially interact with plastic. For
instance, sea birds, turtles, and mammals, which breathe air and use the sea
surface for daily activities, present high rates of plastic ingestion and
entanglement (Derraik, 2002; Tourinho et al., 2010). These high interaction
rates could be partly explained by the relatively high concentrations of
plastic debris at the sea surface, as shown in this study.</p>
      <p>Our findings show that vertical mixing affects the number, mass, and size
distribution of buoyant plastics captured by surface nets, a standard
equipment for at-sea plastic pollution sampling (Hidalgo-Ruz et al., 2012).
Subsurface samples are still scarce and the processes influencing
distribution of plastics throughout the ocean's water column are poorly
understood. Further multi-level sampling across a broader range of sea states
is necessary for better quantifying the vertical mixing of buoyant plastics.
This will improve predictions of ocean plastic concentration levels (Kukulka
et al., 2012), size distributions (Cózar et al., 2014; Eriksen et al.,
2014), drifting patterns (Isobe et al., 2014), and interactions with
neustonic and pelagic species of the world's oceans.</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>We thank The Ocean Cleanup and The University of Western Australia for
funding, Pangaea Exploration for sea time, and the staff and crew of our
expedition: Eric Loss, Shanley McEntee, Winston Ricardo, Bart Sturm,
Beatrice Clyde-Smith, Kasey Erin, Mario Merkus, Max Muller, and Jennifer Gelin. The authors also acknowledge The Ocean Cleanup volunteers who helped
design, build, and test the multi-level trawl (see <uri>http://www.theoceancleanup.com</uri> for details). J. Reisser received IPRS, UWA
Completion, and CSIRO Postgraduate scholarships.
<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: G. Herndl</p></ack><ref-list>
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