<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">BG</journal-id><journal-title-group>
    <journal-title>Biogeosciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">BG</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Biogeosciences</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1726-4189</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/bg-16-2557-2019</article-id><title-group><article-title>Carbon–water flux coupling under progressive drought</article-title><alt-title>Water-use efficiency during drought</alt-title>
      </title-group><?xmltex \runningtitle{Water-use efficiency during drought}?><?xmltex \runningauthor{S. Boese et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Boese</surname><given-names>Sven</given-names></name>
          <email>sboese@bgc-jena.mpg.de</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Jung</surname><given-names>Martin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Carvalhais</surname><given-names>Nuno</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0465-1436</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Teuling</surname><given-names>Adriaan J.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-4302-2835</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Reichstein</surname><given-names>Markus</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Max Planck Institute for Biogeochemistry, Hans-Knoell-Strasse 10, 07745 Jena, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>CENSE, Departamento de Ciências e Engenharia do Ambiente, Faculdade de Ciências e Tecnologia,<?xmltex \hack{\break}?>
Universidade NOVA de Lisboa,
Campus de Caparica,
2829-516 Caparica, Portugal</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Wageningen University &amp; Research,
Hydrology and Quantitative Water Management,
Droevendaalsesteeg 3,<?xmltex \hack{\break}?>
6708 PB Wageningen, the Netherlands</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Sven Boese (sboese@bgc-jena.mpg.de)</corresp></author-notes><pub-date><day>3</day><month>July</month><year>2019</year></pub-date>
      
      <volume>16</volume>
      <issue>13</issue>
      <fpage>2557</fpage><lpage>2572</lpage>
      <history>
        <date date-type="received"><day>6</day><month>November</month><year>2018</year></date>
           <date date-type="rev-request"><day>26</day><month>November</month><year>2018</year></date>
           <date date-type="rev-recd"><day>13</day><month>May</month><year>2019</year></date>
           <date date-type="accepted"><day>16</day><month>May</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2019 Sven Boese et al.</copyright-statement>
        <copyright-year>2019</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019.html">This article is available from https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019.html</self-uri><self-uri xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019.pdf">The full text article is available as a PDF file from https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e134">Water-use efficiency (WUE), defined as the ratio of carbon assimilation over evapotranspiration (ET), is a key metric to assess ecosystem functioning in response to environmental conditions. It remains unclear which factors control this ratio during periods of extended water limitation. Here, we used dry-down events occurring at eddy-covariance flux tower sites in the FLUXNET database as natural experiments to assess if and how decreasing soil-water availability modifies WUE at ecosystem scale. WUE models were evaluated by their performance to predict ET from both the gross primary productivity (GPP), which characterizes carbon assimilation at ecosystem scale, and environmental variables. We first compared two water-use efficiency models: the first was based on the concept of a constant underlying water-use efficiency, and the second augmented the first with a previously detected direct influence of radiation on transpiration. Both models predicting ET strictly from atmospheric covariates failed to reproduce observed ET dynamics for these periods, as they did not explicitly account for the effect of soil-water limitation. We demonstrate that an ET-attenuating soil-water-availability factor in junction with the additional radiation term was necessary to accurately predict ET flux magnitudes and dry-down lengths of these water-limited periods. In an analysis of the attenuation of ET for the 31 included FLUXNET sites, up to 50 % of the observed decline in ET was due to the soil-water-availability effect we identified in this study. We conclude by noting that the rates of ET decline differ significantly between sites with different vegetation and climate types and discuss the dependency of this rate on the variability of seasonal dryness.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e148">The interaction of the global carbon and water cycle has emerged as a critical topic in Earth system science <xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx16" id="paren.1"/>. In terrestrial ecosystems, transpiration and photosynthesis are closely linked by gas diffusion in plant stomata <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx4" id="paren.2"/>, while the lack of water is one of the principal limiting factors for the productivity of terrestrial ecosystems. Ecosystems can experience perpetual water limitation, seasonal water stress, or irregularly occurring droughts. Climate change is expected to exacerbate existing water scarcities, with a particular increase of drought events expected in Mediterranean regions <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx49" id="paren.3"/>. Drought events are important for biogeochemistry because they have been identified as primary sources for the variability of carbon and water fluxes at ecosystem level <xref ref-type="bibr" rid="bib1.bibx61" id="paren.4"/>. This can mainly be attributed to a decline of the gross primary productivity (GPP) under severe water limitation <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx51" id="paren.5"/> due to limited photosynthesis <xref ref-type="bibr" rid="bib1.bibx40 bib1.bibx38" id="paren.6"/>. Despite their importance, predictions of ecosystem responses to intermittent and severe decreases of water availability remain tenuous as multiple, interacting processes are involved <xref ref-type="bibr" rid="bib1.bibx54" id="paren.7"/>. Furthermore, systematic studies on drought events are hampered by the limited frequency at which they occur at any given location.</p>
      <p id="d1e173">The water-use efficiency (WUE) of plants is a central metric for understanding the mechanisms and trade-offs involved during periods of water limitation. It is defined as the ratio of carbon assimilation and water loss through<?pagebreak page2558?> transpiration, therefore reflecting how liberal or sparing plants expend their bounded water resources. From a physiological perspective, limited water availability poses a dilemma for plants. If they maintained stomatal conductance, they would risk cavitation, effectively halting the translocation of sugars and nutrients <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx50" id="paren.8"/>. They therefore have to close stomata before embolism can occur <xref ref-type="bibr" rid="bib1.bibx31" id="paren.9"/>, accepting restricted carbon assimilation <xref ref-type="bibr" rid="bib1.bibx47" id="paren.10"/> and elevated leaf temperatures, which has the potential to further limit photosynthesis for certain species <xref ref-type="bibr" rid="bib1.bibx44" id="paren.11"/>. This response is triggered also by the soil- and leaf-water potential, mediated by the formation of abscisic acid <xref ref-type="bibr" rid="bib1.bibx9" id="paren.12"/>, and results in a relative decrease of transpiration and an increase in water-use efficiency <xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx1" id="paren.13"/>. Intercomparison studies show that global biosphere models try to capture this effect with different model formulations, as the exact magnitudes and interactions of relevant processes remain uncertain <xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx55" id="paren.14"/>.</p>
      <p id="d1e198">At the leaf scale, empirical and optimality-based models can accurately predict stomatal conductance and WUE under well-watered conditions <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx21 bib1.bibx33" id="paren.15"/>. For whole ecosystems, and based on flux tower data, research has focussed on how water-use efficiency varies with atmospheric water vapor pressure deficit (VPD), assuming well-watered conditions <xref ref-type="bibr" rid="bib1.bibx59 bib1.bibx60" id="paren.16"/>. Embedded in this is the premise that the <italic>underlying water-use efficiency</italic> (uWUE) of an ecosystem is constant in time. Ecosystem-level analyses of the effect of soil-water limitation on stomatal conductance and WUE are further complicated by the fact that atmospheric and soil droughts typically co-occur, making a separation of the  effects of low VPD and low soil-water availability difficult <xref ref-type="bibr" rid="bib1.bibx25" id="paren.17"/>. A preceding study further demonstrated that an additional, independent radiation term improved the prediction of transpiration from GPP and VPD at ecosystem level <xref ref-type="bibr" rid="bib1.bibx7" id="paren.18"/>. In this case, a transpiration component not associated with GPP and VPD could be identified, suggesting that radiation directly controls a share of equilibrium transpiration <xref ref-type="bibr" rid="bib1.bibx20" id="paren.19"/>. Yet the semi-empirical water-use efficiency models suggested by <xref ref-type="bibr" rid="bib1.bibx60" id="text.20"/> and <xref ref-type="bibr" rid="bib1.bibx7" id="text.21"/> may not perform well during droughts, when water limitation is expected to alter ecosystem functioning qualitatively <xref ref-type="bibr" rid="bib1.bibx14" id="paren.22"/>. To assess this, dry-down events can be used as natural experiments during which the ecosystem experiences progressive soil-water depletion and thus stress. Dry-down events are periods of many consecutive dry days during which evapotranspiration (ET) declines approximately exponentially with time, reflecting an approximate linear relationship between the rate of ET and the remaining plant-available soil moisture at each time step <xref ref-type="bibr" rid="bib1.bibx56 bib1.bibx52" id="paren.23"/>.</p>
      <p id="d1e232">In this study we use a large global archive of flux tower observations containing 31 sites with 47 dry-down events to evaluate WUE formulations during periods of increasing water limitation. We scrutinized how the formulations capture changes in WUE by modeling the observed dynamics of ET. By contrast, using WUE as a target variable has the limitation that periods with very high WUE can be the result of both very low GPP and ET, as long as the former exceeds the latter in relative terms. By predicting ET with GPP as an independent variable, we avoid overweighting high WUE during very low ET periods, when observational noise could further amplify uncertainties in posterior parameters. While this formulation conceives of ET as an effective output driven by environmental and biological factors such as GPP and VPD, a reverse formulation predicting GPP would also be possible. In both cases, a possible decoupling of GPP and ET <xref ref-type="bibr" rid="bib1.bibx11" id="paren.24"/> will then result in lower model performance and can consequently be interpreted as a deficiency of the respective model.</p>
      <p id="d1e239">In our analysis, we pay particular attention to systematic biases of ET predictions that impact the predicted dry-down speed. To this end, we show how a simple parameterization based on an effective water-balance-based variable helps in improving predictions under progressive drought. Finally, we assess how the rates of declining ET during dry-down events differ between vegetation and climate types.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Methods</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Data and preprocessing</title>
      <p id="d1e257">Observation-based products of gross primary productivity (GPP) and evapotranspiration (ET) obtained with the eddy-covariance method were taken from the La Thuile (open and fair use data policy sites) and Berkeley (Tier 1 data policy sites) collections of the FLUXNET <xref ref-type="bibr" rid="bib1.bibx2" id="paren.25"/>. Further, we used the global radiation (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), vapor pressure deficit (VPD), and precipitation (<inline-formula><mml:math id="M2" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>) measured at the corresponding eddy-covariance (EC) sites. Daytime values of GPP, ET, and VPD were derived by aggregating observations with potential radiation larger than 10 W m<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.</p>
      <?pagebreak page2559?><p id="d1e293">The EC data were preprocessed with established quality-assurance and quality-control (QA/QC) procedures to ensure consistent quality of the observations <xref ref-type="bibr" rid="bib1.bibx39" id="paren.26"/>. Eddy-covariance GPP values were obtained with the flux partitioning method of <xref ref-type="bibr" rid="bib1.bibx41" id="text.27"/>. We omitted periods not gap filled with high confidence, which is particularly important for periods such as dry-down events, as they may represent significant deviations from regular ecosystem behavior. For our analyses, we included data fulfilling a set of minimum conditions: <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mi mathvariant="normal">GPP</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> gC d<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mi mathvariant="normal">ET</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> mm d<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, and <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:mi mathvariant="normal">VPD</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula> kPa. This reduces the proportionally large impact of random measurement errors when the observed fluxes are low. As proposed by <xref ref-type="bibr" rid="bib1.bibx6" id="text.28"/>, we excluded the data for days with a precipitation event (<inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula> mm d<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) and the three following days. This can reduce contributions by evaporation to the observed evapotranspiration because physical evaporation typically decreases rapidly after rain events due to the depletion of water stored on leaves <xref ref-type="bibr" rid="bib1.bibx34" id="paren.29"/> and the topsoil <xref ref-type="bibr" rid="bib1.bibx57" id="paren.30"/>. Thus, the observed evapotranspiration after three successive rain-free days can be expected to approximate transpiration.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Detection of dry-down events</title>
      <p id="d1e417">The identification and selection of dry-down events required special attention. To obtain data that could be confidently assumed to be affected by soil-water limitation, we employed a selection procedure consisting of the sequential application of multiple conditions:
<list list-type="order"><list-item>
      <p id="d1e422">Periods had at least 15 successive days without precipitation.</p></list-item><list-item>
      <p id="d1e426">Both evapotranspiration (ET) and the fraction of latent energy over net radiation (<inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mi mathvariant="normal">ET</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) had a significant negative trend over the course of the precipitation-free period. The latter ratio ensures that declining availability of energy is not responsible for observed declines in ET.</p></list-item><list-item>
      <p id="d1e445">ET had to be controlled more by the diminishing supply of water rather than atmospheric demand.</p></list-item></list></p>
      <p id="d1e448">The last condition was implemented by combining two models that individually represented demand- and supply-limited ET. For the demand limitation, ET was predicted as a linear function of <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>:
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M14" display="block"><mml:mrow><mml:mtext>ET</mml:mtext><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>b</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M15" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M16" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula> are estimated regression parameters. For the supply limitation, ET was predicted as an exponential decrease with time:
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M17" display="block"><mml:mrow><mml:mtext>ET</mml:mtext><mml:mo>=</mml:mo><mml:msub><mml:mtext>ET</mml:mtext><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>k</mml:mi><mml:mo>⋅</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:msub><mml:mtext>ET</mml:mtext><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> denotes a parameter for the initial rate of ET at the beginning of the exponential decrease, and <inline-formula><mml:math id="M19" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> denotes the rate of the decay. The variable <inline-formula><mml:math id="M20" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> denotes the days since the beginning of the selected period.</p>
      <p id="d1e558">The demand model was applied to the beginning of any period fulfilling conditions (1) and (2) until a time <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, while the supply model was applied to the rest of the period. To find the time step after which supply limitation dominated ET dynamics, we initially set <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> to allow at least five observations to be fitted with the demand model and all subsequent ones with the supply model. The residuals of both models were concatenated, and the root mean squared error (RMSE) was calculated. We then increased <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> by daily increments until the period fitted with the supply model contained only five observations. For each change of <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> the RMSE was noted.</p>
      <p id="d1e613">The beginning of supply limitation could then be defined as the <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for which the RMSE was smallest. As any further increase of <inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> would result in a higher RMSE, this indicates that the ET following <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> was best approximated with the exponential decay function which in turn represents supply limitation.</p>
      <p id="d1e650">Figure <xref ref-type="fig" rid="Ch1.F1"/> exemplarily shows ET and RMSE for a period fulfilling conditions (1) and (2). The RMSE decreased until <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula> and increased gradually thereafter. This means that the ET past <inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula> could be better predicted with the exponential decrease depending on time rather than the atmospheric demand.</p>
      <p id="d1e685">To verify that the selected period did indeed show an approximately exponential decay of ET, we further required that ET had to fit an exponential function with <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e705">Sequences of ET and RMSE used to identify supply-limited ET at a dry-down event of the FLUXNET site AU-Dry. The dotted line denotes the day with the smallest RMSE of the combined models, thus indicating the beginning of supply-limited ET.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f01.png"/>

        </fig>

      <p id="d1e714">A list of the 47 identified dry-down events detected at the 31 respective sites can be found in the Supplement. This table also contains the parameters <inline-formula><mml:math id="M31" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M32" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M33" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> used in the detection of the dry-down events (Eqs. <xref ref-type="disp-formula" rid="Ch1.E1"/> and <xref ref-type="disp-formula" rid="Ch1.E2"/>).</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Derivation of soil-water-availability proxy</title>
      <p id="d1e750">Empirical studies that investigate the effects of water availability on ecosystem fluxes across many sites are limited by the availability of consistent estimates of soil water. To gauge the total amount of plant-available soil water, measurements would need to sample the complete soil profile in small increments. Even fine-grained measurements cannot remedy a central problem with soil-water observations; namely the quantity does not necessarily reflect the water stress actually experienced by the plants. This is a particularly severe limitation for studies that aim to associate observed patterns in ecosystem-level fluxes with related changes in the available soil water. Furthermore, the soil-water contents at specific depths would need to be weighted with the root water uptake which can differ substantially based on root architecture and physiology <xref ref-type="bibr" rid="bib1.bibx45" id="paren.31"/>.</p>
      <p id="d1e756">The absence of rainfall in conjunction with the observed decrease of ET can offer a valuable opportunity to establish a water-balance based proxy variable in analogy to the “relative extractable water” that is frequently used in ecosystem or land surface models. Conceptually, the magnitudes and rates of decline of ET under a high evaporative demand of the atmosphere can be seen as an integrated measure of the decreasing availability of the soil water. This means that the proxy for soil-water availability can be inferred without using any subsurface measurements while reflecting the overall soil-water status of the ecosystem.</p>
      <p id="d1e759">The amount of water stored in the root zone depends on the mass balance of precipitation, surface runoff, and evapotranspiration as well as storage changes due to subsurface runoff. When filtering for precipitation-free periods, we can assume that the amount of stored water depended solely on the output<?pagebreak page2560?> by observed evapotranspiration because runoff during these periods can be assumed to be very low. During the exponential decays of dry-down events, the evapotranspiration rate of each time step is defined as a direct product of the available soil water. At the beginning of a given dry-down event, we assumed that the remaining soil water, <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, was equal to an integral of the exponential decay of evapotranspiration:
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M35" display="block"><mml:mrow><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the evapotranspiration predicted by a fitted exponential decay model. For each successive time step, we then subtracted the respective evapotranspiration from the prior <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>:
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M38" display="block"><mml:mrow><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mrow><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e867">If the ET observations had missing values, we used the ET predicted by the exponential decay model instead. Finally, we rescaled the <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> from its value in millimeters by dividing it by <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, yielding a variable bounded by 0 and 1.</p>
      <p id="d1e896">The advantage of this water-availability measure is that it can be estimated consistently for dry-down events across diverse ecosystems solely from flux tower data and that it is constrained by the water balance. A main disadvantage is that the measure can only account for soil-water availability during periods with exponentially decreasing ET. Furthermore, we assume here that the influence of groundwater can be neglected if we observe decreasing ET during periods without precipitation.</p>
      <p id="d1e899">In the calculation of <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, we normalize by the maximum calculated value. Thus, at least one value of <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for each site will be 1. It is important to note that this value must thus not signify unstressed conditions. In the absence of knowing the true extent of the total soil-water storage, this limitation has to be accounted for by calibration of site-specific model parameters.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Models</title>
      <p id="d1e932">A water-use efficiency (WUE) model can be formulated as
            <disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M43" display="block"><mml:mrow><mml:mi mathvariant="normal">WUE</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi mathvariant="normal">ET</mml:mi></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mi>f</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi>n</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can include different variables affecting WUE, such as the vapor pressure deficit (VPD). Evaluating different models against the quotient of <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mi mathvariant="normal">GPP</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">ET</mml:mi></mml:mrow></mml:math></inline-formula> has the disadvantage that larger WUE values will be given disproportionate weight when fitting the model. However, these values can occur under conditions with very low GPP and ET, thus having little ecological significance.</p>
      <p id="d1e1002">To properly test the model with flux-tower-derived GPP and ET, while accounting for flux magnitudes, we first inverted the model to
            <disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M46" display="block"><mml:mrow><mml:mi mathvariant="normal">ET</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="normal">GPP</mml:mi><mml:mrow><mml:mi>f</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi>n</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mfrac></mml:mstyle><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <?pagebreak page2561?><p id="d1e1044">For our analysis, we started with the WUE model proposed by <xref ref-type="bibr" rid="bib1.bibx60" id="text.32"/>:
            <disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M47" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="0.33em"/><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mspace width="0.33em" linebreak="nobreak"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where uWUE denotes the site-specific underlying water-use efficiency assumed to be constant in time and can thus be estimated as an empirical parameter using statistical regression techniques. For increased clarity, variables are henceforth labeled with a subscript <inline-formula><mml:math id="M48" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>, indicating that they vary with time. Recently, <xref ref-type="bibr" rid="bib1.bibx7" id="text.33"/> found that radiation is an important driver of transpiration, independent of gross primary productivity. While this model was derived primarily as a response to systematic errors of the model by <xref ref-type="bibr" rid="bib1.bibx60" id="text.34"/>, a direct response of transpiration to radiation has been posited before <xref ref-type="bibr" rid="bib1.bibx20" id="paren.35"/>. In this concept, one component of transpiration is driven by the gradient of the vapor pressure deficit (imposed transpiration), while the other is driven by the radiative energy input (equilibrium transpiration). While water-use efficiency models based on stomatal conductance theory typically can account for the former part, they neglect the latter. Therefore, we formulated an amended version of the model by <xref ref-type="bibr" rid="bib1.bibx60" id="text.36"/>, further referred to as “Rad”:
            <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M49" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes incoming solar radiation, and <inline-formula><mml:math id="M51" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> denotes a site-specific parameter controlling the radiation-associated equilibrium transpiration.</p>
      <p id="d1e1173">Both models outlined in Eqs. (<xref ref-type="disp-formula" rid="Ch1.E7"/>) and (<xref ref-type="disp-formula" rid="Ch1.E8"/>) do not explicitly account for the limiting effect of soil-water availability on transpiration. Indirectly, however, this effect is partly contained in one of the predictor variables, the GPP: with decreasing soil-water content, plants may contract their stomata to avoid water loss. This would inevitably lead to a reduction of <inline-formula><mml:math id="M52" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> diffusion into the leaf and subsequently an inhibition of photosynthesis. The GPP does thus contain information regarding the soil-water status during dry-down events. However, predicting ET from GPP assumes that soil-water limitation affects both GPP and ET equally, while studies suggest reductions of xylem conductivity during drought <xref ref-type="bibr" rid="bib1.bibx27" id="paren.37"/>. Such a reduction would however not necessarily affect GPP in equal measure. To model an <italic>explicit</italic> effect of the soil-water availability on transpiration, we used a stress scalar <inline-formula><mml:math id="M53" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> adopted from <xref ref-type="bibr" rid="bib1.bibx23" id="text.38"/>:
            <disp-formula id="Ch1.E9" content-type="numbered"><label>9</label><mml:math id="M54" display="block"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>max⁡</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mi>q</mml:mi></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M55" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> denotes a site-specific shape parameter that modifies the response of <inline-formula><mml:math id="M56" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> to <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For both the Zhou and the <inline-formula><mml:math id="M58" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg models the resulting evapotranspiration was then calculated as the product of the unattenuated model predictions with the attenuating factor <inline-formula><mml:math id="M59" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> reflecting soil-water limitation (SWL) as
            <disp-formula id="Ch1.E10" content-type="numbered"><label>10</label><mml:math id="M60" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle></mml:mfenced></mml:mrow></mml:math></disp-formula>
          for the Zhou<inline-formula><mml:math id="M61" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model and as
            <disp-formula id="Ch1.E11" content-type="numbered"><label>11</label><mml:math id="M62" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></disp-formula>
          for the <inline-formula><mml:math id="M63" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg<inline-formula><mml:math id="M64" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <label>2.5</label><title>Model calibration and evaluation</title>
      <p id="d1e1420">All models were evaluated against ET observations by comparing measured with predicted values in a cost function. The parameters were estimated with a two-step algorithm to avoid local minima: first a pseudo-random search within defined bounds, followed by a Levenberg–Marquardt gradient-based search <xref ref-type="bibr" rid="bib1.bibx35" id="paren.39"/>. In both steps, the cost was defined by the sum of squared deviations.</p>
      <p id="d1e1426">We evaluated the models with multiple different metrics. A variant of the Nash–Sutcliffe model efficiency (MEF) was used as the primary criterion to assess the accuracy of the predictions <xref ref-type="bibr" rid="bib1.bibx36" id="paren.40"/>. It is defined as
            <disp-formula id="Ch1.E12" content-type="numbered"><label>12</label><mml:math id="M65" display="block"><mml:mrow><mml:mi mathvariant="normal">MEF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∑</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">prd</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">obs</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:mo>∑</mml:mo><mml:msup><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">obs</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">obs</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">obs</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the observations of a variable <inline-formula><mml:math id="M67" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">prd</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the predictions. The maximum value of 1.0 is reached in the case of a perfect agreement between the observations and predictions. This metric is related to the <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>; however it has the advantage that the bias of a model is integrated. To avoid very large negative values having a disproportional impact on averages calculated across sites, we rescaled negative MEF with
            <disp-formula id="Ch1.E13" content-type="numbered"><label>13</label><mml:math id="M70" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">MEF</mml:mi><mml:mi mathvariant="normal">bounded</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mfenced close="" open="{"><mml:mtable class="matrix" columnalign="center" framespacing="0em"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">MEF</mml:mi><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>:</mml:mo><mml:mi mathvariant="normal">MEF</mml:mi></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">MEF</mml:mi><mml:mspace linebreak="nobreak" width="0.33em"/><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>:</mml:mo><mml:mspace linebreak="nobreak" width="0.33em"/><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">MEF</mml:mi></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          which yields a <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">MEF</mml:mi><mml:mi mathvariant="normal">bounded</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> that exponentially approaches <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> in the negative infinite limit. In the following, we refer to <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">MEF</mml:mi><mml:mi mathvariant="normal">bounded</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as MEF for simplicity.</p>
      <p id="d1e1624">To assess differences of metrics between models, calibration schemes, or classes of site characteristics, we used bootstrapping to derive 95 % confidence intervals for the respective metric <xref ref-type="bibr" rid="bib1.bibx12" id="paren.41"/>.</p>
      <p id="d1e1630">To assess the ability of the models to reproduce the overall trends during dry-down events, we also calculated coefficients of the exponential decay <xref ref-type="bibr" rid="bib1.bibx52" id="paren.42"/>. We assume that a dry-down event follows an approximately exponential behavior of the form
            <disp-formula id="Ch1.E14" content-type="numbered"><label>14</label><mml:math id="M74" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>k</mml:mi><mml:mo>⋅</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e1675">The coefficient <inline-formula><mml:math id="M75" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> denotes the slope of the exponential function.
If this form is assumed to be the general form for dry-down events, then
<inline-formula><mml:math id="M76" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> reflects the rate at which ET decreases. A higher value of
<inline-formula><mml:math id="M77" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> would then indicate a faster rate at which ET decreases over
time. This parameter can be used as an index for assessing whether
water-use efficiency models correctly reproduce the rate at which ET
declines during a dry-down event. For many droughts in the FLUXNET
database, ET exhibits a distinctly exponential decrease, indicating that
availability of soil water becomes the predominant control of the flux
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>).</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e1703">Temporal behavior of relevant ecosystem variables during an unstressed period (US) and a dry-down event (DD) at the FLUXNET site US-Arc. While ET and GPP show a distinct and exponential decay during the dry-down event, the variables reflecting the atmospheric demand (solar radiation, <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and the vapor pressure deficit, VPD) remain high. The black line denotes an exponential fit to the decreasing ET.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f02.png"/>

        </fig>

</sec>
<?pagebreak page2562?><sec id="Ch1.S2.SS6">
  <label>2.6</label><title>Experimental design</title>
      <p id="d1e1731">The models outlined in Eqs. (<xref ref-type="disp-formula" rid="Ch1.E7"/>), (<xref ref-type="disp-formula" rid="Ch1.E8"/>), (<xref ref-type="disp-formula" rid="Ch1.E10"/>), and (<xref ref-type="disp-formula" rid="Ch1.E11"/>) were evaluated in two different evaluation schemes:
<list list-type="order"><list-item>
      <p id="d1e1744">In the first, both the Zhou and <inline-formula><mml:math id="M79" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model were calibrated to the full
record of suitable observations of the site and evaluated for periods
without water limitation or that are “unstressed”. This evaluation scheme is
referred to as “USevl”.</p></list-item><list-item>
      <p id="d1e1755">The second scheme used the same parameter estimates' however, the
models were now evaluated exclusively during dry-down periods. We
refer to this evaluation scheme as “DDevl”.</p></list-item></list></p>
      <p id="d1e1758">The parameters that were calibrated in the different schemes were uWUE
for all models, <inline-formula><mml:math id="M80" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> for the variants including the additive
radiation term, and <inline-formula><mml:math id="M81" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> for the <inline-formula><mml:math id="M82" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model variants integrating the
water-availability proxy <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. To assess the variability
of the predicted lengths of dry-down events between sites, we classified
all sites according to their reported biome types into three classes
reflecting vegetation height: <italic>short</italic> included all FLUXNET sites
with the biome types GRA (grassland) and CRO (crops); <italic>tall</italic> included all FLUXNET sites with the
vegetation types EBF (evergreen broadleaf forest), DBF (deciduous
broadleaf forest), ENF (evergreen needleleaf forest), and MF (mixed
forest); <italic>mixed</italic> included all sites with the vegetation types SAV (savanna), WSA (woody savanna), OSH (open shrubland), and CSH (closed shrubland). Due to the preponderance of forest ecosystems
vegetation in the tall class, our distinction can elucidate the
fact that different ecosystems differ in their water-use strategies as a result of having shallower and deeper root networks <xref ref-type="bibr" rid="bib1.bibx19" id="paren.43"/> and the risk of xylem embolisms <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx26" id="paren.44"/>. Despite the association that such a distinction allows, it has to be considered as an inexact proxy for the height distribution of plants in any given ecosystem. As that variable is not reported consistently across FLUXNET sites, the separation of ecosystems into the listed categories serves as a first, qualitative approximation and has to be interpreted with caution.</p>
      <p id="d1e1809">Furthermore, we also explored whether the lengths of included dry-down
events depended on hydroclimatic properties of the sites.</p>
      <p id="d1e1812">Firstly, we used the documented Köppen–Geiger climate classes for the different sites. Due to the limited sample size of this study, we aggregated the climate classes into four categories: <italic>temperate/continental humid</italic> contained sites with Köppen–Geiger classes Cfa, Cfb, or Dfa; <italic>Mediterranean</italic> contained those with classes Csa or Csb; <italic>semi-arid/arid</italic> contained those with classes BSk or BSh; while <italic>savanna</italic> contained sites with class Aw.</p>
      <p id="d1e1828">Secondly, we used a water-availability index (WAI), which is a metric derived as a simple water-balance model with one storage
component <xref ref-type="bibr" rid="bib1.bibx52" id="paren.45"/> driven by daily<?pagebreak page2563?> precipitation and
potential evapotranspiration obtained from CRUNCEP reanalyses <xref ref-type="bibr" rid="bib1.bibx53" id="paren.46"/>.</p>
      <p id="d1e1837">First, each site was initialized with <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:mi mathvariant="normal">WAI</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> mm of plant-available soil water. For each subsequent time step, the output of plant-available water from the ecosystem (<inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) was calculated as
            <disp-formula id="Ch1.E15" content-type="numbered"><label>15</label><mml:math id="M86" display="block"><mml:mrow><mml:msub><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="normal">min</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="normal">PET</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi>k</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="normal">WAI</mml:mi><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where PET denotes the potential evapotranspiration, and <inline-formula><mml:math id="M87" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> denotes the maximum fraction of soil water available for evapotranspiration without limitation of atmospheric demand. For this calculation, we set <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula>, which was found as a median value for different ecosystem types by <xref ref-type="bibr" rid="bib1.bibx52" id="text.47"/>. The water-availability index for each time step (<inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">WAI</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) was then calculated as
            <disp-formula id="Ch1.E16" content-type="numbered"><label>16</label><mml:math id="M90" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">WAI</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo movablelimits="false">min⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="normal">WAI</mml:mi><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the amount of precipitation for each day.</p>
      <p id="d1e2009">While this index does not incorporate important site-specific characteristics of soil and vegetation, it can serve as a climatic measure of water availability that incorporates basic principles of soil-water dynamics such as seasonal memory effects and the co-limitation of supply and demand. After deriving mean seasonal cycles of WAI at each site, we used the interquartile difference <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mi>q</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0.99</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>q</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> as a measure of the <italic>seasonal dryness</italic> that a site typically experiences for a sufficient fraction of each year.</p>
</sec>
<sec id="Ch1.S2.SS7">
  <label>2.7</label><title>Fraction of radiation-associated transpiration</title>
      <p id="d1e2047">The augmented water-use efficiency model described in Eq. (<xref ref-type="disp-formula" rid="Ch1.E8"/>) can be
used to partition the total predicted transpiration into diffusion- and
radiation-associated transpiration due to the additive formulation. It
is then possible to calculate the fraction of transpiration which was
statistically associated with radiation as
            <disp-formula id="Ch1.E17" content-type="numbered"><label>17</label><mml:math id="M93" display="block"><mml:mrow><mml:msub><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msqrt></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msub><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the fraction of
radiation-associated transpiration. The parameters <inline-formula><mml:math id="M95" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> and
uWUE are estimated beforehand for the respective sites.</p>
</sec>
<sec id="Ch1.S2.SS8">
  <label>2.8</label><title>Attenuation</title>
      <p id="d1e2150">Dry-down events were defined and identified by their characteristic
decay of evapotranspiration. For many dry-down events, the decline of ET
was accompanied by similarly exponential declines of GPP. Due to the
strong remaining dependency of ET on GPP, this in itself can explain a
certain share of the observed ET decline.</p>
      <p id="d1e2153">However, in this analysis we posit that an additional attenuating effect
may play a role in the temporal dynamic of declining ET. To quantify the
magnitude of this effect, we calculate the total fractional reduction of
ET that can be attributed to the <inline-formula><mml:math id="M96" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL term as
            <disp-formula id="Ch1.E18" content-type="numbered"><label>18</label><mml:math id="M97" display="block"><mml:mrow><mml:mi>d</mml:mi><mml:mo>=</mml:mo><mml:mspace linebreak="nobreak" width="0.33em"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∑</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mfenced open="(" close=")"><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:mo>∑</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi mathvariant="normal">GPP</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi mathvariant="normal">VPD</mml:mi><mml:mi>t</mml:mi><mml:mn mathvariant="normal">0.5</mml:mn></mml:msubsup></mml:mrow><mml:mi mathvariant="normal">uWUE</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="normal">g</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where the denominator is the summed predicted ET of the <inline-formula><mml:math id="M98" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rad model without limitation
factors, while the numerator represents the sum of daily ET reductions as a result of using the vector <inline-formula><mml:math id="M99" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> in the <inline-formula><mml:math id="M100" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rad<inline-formula><mml:math id="M101" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model (Eq. <xref ref-type="disp-formula" rid="Ch1.E9"/>).</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Results</title>
      <p id="d1e2307">As a first test for the validity of water-use efficiency under
water limitation, we evaluated the Zhou and the <inline-formula><mml:math id="M102" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model inside and
outside dry-down events with a bounded Nash–Sutcliffe model efficiency
(MEF). The calibration was conducted for each site separately with all
available and adequate observations, irrespective of the soil-water
status. Both models showed significantly and strongly reduced
MEF when the models were evaluated during the dry-down events rather
than periods without water limitation (Fig. <xref ref-type="fig" rid="Ch1.F3"/>). During these periods, the <inline-formula><mml:math id="M103" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model still outperformed the Zhou model.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e2328">Model efficiency of the Zhou and <inline-formula><mml:math id="M104" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg models when
evaluated inside (DDevl) and outside (USevl; see Methods and Experimental design) water-limited dry-down events. The models were
calibrated for all adequate site observations. The points
indicate MEF for individual sites. The bold lines denote the mean, while the boxes indicate the
bootstrapped 95 % confidence intervals of the mean.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f03.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e2346">Mean model residuals across all dry-down events for the Zhou and <inline-formula><mml:math id="M105" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model as a function of time during dry-down events. The shaded area reflects the 95 % confidence intervals. Both models tended to underestimate ET near the beginning of the dry-down event while overestimating the flux with increasing length of the event. The former was more pronounced for the Zhou model and the latter more pronounced for the <inline-formula><mml:math id="M106" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f04.png"/>

      </fig>

      <p id="d1e2370">To diagnose the origin of the differences in MEF, we assessed the
magnitude of the model residuals over the course of dry-down events. Aggregated
across all dry-down events, model residuals declined systematically with
increasing drought (Fig. <xref ref-type="fig" rid="Ch1.F4"/>). For the Zhou model, the absolute residuals
were biggest at the beginning of the events. Based on<?pagebreak page2564?> the characteristic
dynamic of the model residuals we concluded that merely including the similarly declining GPP as predictor was insufficient to predict ET during these periods.
Specifically, both models tended to underestimate ET at the beginning of
the dry-down events, when soil water can be assumed to be in ample
supply. Towards the end, when soil water has become considerably more
limited, the <inline-formula><mml:math id="M107" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model tended to overestimate ET.</p>
      <p id="d1e2382">As we noted, during dry-down events, GPP can show exponential declines similar to ET (Fig. <xref ref-type="fig" rid="Ch1.F2"/>). This raises the question of why  predicting ET using GPP introduces systematic model errors. We thus plotted both the water-use efficiency (WUE) and the underlying water-use efficiency (uWUE) against the <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> variable, reflecting the soil-water status of the ecosystem (Fig. <xref ref-type="fig" rid="Ch1.F5"/>). As we noted previously, all included models include the response of WUE to VPD and thus do not assume that WUE is constant over time. VPD can be expected to rise during dry-down events, as the moisture supply from the soil and biosphere gradually diminishes. However, we observe an inverse tendency, in which WUE is, on average, higher when <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>rem</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> falls below 0.5. Thus, even when accounting for the effect of VPD, uWUE does not remain constant with regard to <inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>rem</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e2424">Response of the water-use efficiency (WUE) and the underlying water-use efficiency (uWUE) to the remaining soil water (<inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>rem</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>). The points represent daily observations pooled from all sites, while the red lines with the shaded area denote the mean response and its bootstrapped 95 % confidence interval.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f05.png"/>

      </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F6"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e2446">Model performance of the two original models and their
amended variants which include an attenuation function reflecting
soil-water availability. The models were evaluated during dry-down
events. The dots denote individual sites. The bold line denotes the mean for all sites, while the box represents the 95 % confidence intervals of the mean.</p></caption>
        <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f06.png"/>

      </fig>

      <?pagebreak page2565?><p id="d1e2455">To address the decreased model performance during dry-down events, we provided each model with a mechanism to attenuate transpiration in response to decreases in <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.
Consequently, the original as well as the amended models were reassessed
(Fig. <xref ref-type="fig" rid="Ch1.F6"/>). The reference Zhou model
shows the lowest mean MEF when averaged over sites. Notably, however,
for the mean MEF across sites, no significant improvement
resulted from adding the effect of soil-water limitation to this model
(Zhou<inline-formula><mml:math id="M113" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL).  The
model variants including radiation performed substantially better. For
the <inline-formula><mml:math id="M114" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg variant, including the effect of soil-water limitation paid off
with a substantially increased mean MEF. The results indicate that only the
combination of radiation and soil-water limitation provided the best predictions of ET during dry-down events.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e2488">Observed plotted against predicted values of the
decay coefficient <inline-formula><mml:math id="M115" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> (Eq. <xref ref-type="disp-formula" rid="Ch1.E14"/>) for the four model variants. Points represent individual dry-down events, for
which a linear fit with confidence intervals is shown in red; the
one-to-one line is dashed. Three outlying events for which <inline-formula><mml:math id="M116" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> deviated exceedingly from the other events were removed.</p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f07.png"/>

      </fig>

      <p id="d1e2513">The coefficient <inline-formula><mml:math id="M117" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> quantifies the rate of the exponential decay
during the dry-down events. Small values indicated a slow decay of
evapotranspiration with time. Motivated by the findings of the change in
MEF, we contrasted the <inline-formula><mml:math id="M118" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> values calculated from the observed ET
with those of the ET that the models predicted (Fig. <xref ref-type="fig" rid="Ch1.F7"/>). The Zhou model yielded more accurate decay rates <inline-formula><mml:math id="M119" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> when the effect of soil-water
limitation was explicitly accounted for. For both variants, <inline-formula><mml:math id="M120" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>
values were unbiased when compared to estimates derived from the
observations. By contrast, the <inline-formula><mml:math id="M121" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model underestimated <inline-formula><mml:math id="M122" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>
significantly, implying that the predicted ET did not decline fast enough
while the dry-down events were continuing. However, once the effect of
soil-water limitation was included in the <inline-formula><mml:math id="M123" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg<inline-formula><mml:math id="M124" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL, the
<inline-formula><mml:math id="M125" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> estimates were comparatively accurate and unbiased.</p>
      <p id="d1e2582">We further used the <inline-formula><mml:math id="M126" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg<inline-formula><mml:math id="M127" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model variant to evaluate the relative
reduction (<inline-formula><mml:math id="M128" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>) of ET during dry-down events due to the introduced
attenuation factor included in this model. This analysis was carried out stratifying the results according to the vegetation and climate types (Fig. <xref ref-type="fig" rid="Ch1.F8"/>). Sites with tall and mixed vegetation had significantly higher relative attenuation of ET compared to sites with short vegetation. However, for both vegetation and climate types, there was
substantial variability between the different sites.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e2610">Fraction of relative ET reduction during dry-down
events (<inline-formula><mml:math id="M129" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>; Eq. <xref ref-type="disp-formula" rid="Ch1.E18"/>). The points represent the values for individual sites,
the bold bar denotes the mean value of all sites, and the box represents the
bootstrapped 95 % confidence interval.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f08.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e2630">Fraction of radiation-associated evapotranspiration
(<inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) as a function of <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Points represent daily values for all dry-down events, and the red line is the mean response for all events derived with a linear regression (<inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula>).</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f09.png"/>

      </fig>

      <p id="d1e2674"><xref ref-type="bibr" rid="bib1.bibx7" id="text.48"/> proposed a tentative
attribution of transpiration to the stomatal conductance and radiation.
Here, we analyzed how the fraction of radiation-attributed transpiration
(<inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) changed as a function of the soil-water
availability. The daily <inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values for all
included sites varied widely along the observed <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F9"/>). Despite the substantial variability, the mean <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> showed a significant association with
<inline-formula><mml:math id="M137" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ET</mml:mi><mml:mi mathvariant="normal">frac</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> was significantly higher
for observations with low <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e2761">Between-site distributions of the predicted decay rate <inline-formula><mml:math id="M140" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> stratified according to the aggregated vegetation and climate classes. The points represent individual sites, the bold line denotes the mean across sites, and the box represents the bootstrapped 95 % confidence interval.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f10.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e2779">Between-site distributions of the predicted decay rate <inline-formula><mml:math id="M141" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> stratified according to the aggregated climate and vegetation classes. The points represent individual sites, the bold line denotes the mean across sites, and the box represents the bootstrapped 95 % confidence interval.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f11.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12"><?xmltex \currentcnt{12}?><label>Figure 12</label><caption><p id="d1e2797">The decay rate <inline-formula><mml:math id="M142" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>
correlated significantly with the mean amplitude of seasonal dryness across sites (<inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.42</mml:mn></mml:mrow></mml:math></inline-formula>). Among the vegetation types, this correlation was only significant for the mixed type (<inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.007</mml:mn></mml:mrow></mml:math></inline-formula>).</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://bg.copernicus.org/articles/16/2557/2019/bg-16-2557-2019-f12.png"/>

      </fig>

      <p id="d1e2853">The estimated decay coefficient <inline-formula><mml:math id="M146" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> reflects the rate of the exponential ET decline during the dry-down events. We found that <inline-formula><mml:math id="M147" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> was significantly higher for dry-down events in sites with short vegetation, compared to tall vegetation (Fig. <xref ref-type="fig" rid="Ch1.F10"/>), meaning that sites with short vegetation had faster decays of ET during periods of water limitation. However, there was substantial variability within the vegetation types.</p>
      <p id="d1e2872">We also stratified 31 sites according to hydroclimatic properties. In a first step, we used an aggregation of Köppen–Geiger climate classes. We found that savanna climates had the lowest rates of <inline-formula><mml:math id="M148" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>, indicating slowly declining ET. By contrast, sites with a continental/temperate humid climate had the fastest declines, as evidenced by the higher values of <inline-formula><mml:math id="M149" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>. Notably, sites with Mediterranean climate tended to have lower <inline-formula><mml:math id="M150" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>, except for one site with low vegetation. As Fig. <xref ref-type="fig" rid="Ch1.F11"/> indicates, the semi-arid/arid and Mediterranean climate classes in particular contain a mixture of plant heights, which complicates inferences regarding the impact of climatic variability on <inline-formula><mml:math id="M151" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>.</p>
      <p id="d1e2905">Further, we found a significant, negative correlation of <inline-formula><mml:math id="M152" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> with the amplitude of the seasonal dryness (<inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.42</mml:mn></mml:mrow></mml:math></inline-formula>). When separating the three vegetation types, the correlation was significant for sites with mixed vegetation (<inline-formula><mml:math id="M155" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.007</mml:mn></mml:mrow></mml:math></inline-formula>), yet not those with short or tall vegetation (<inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.341</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.801</mml:mn></mml:mrow></mml:math></inline-formula>, respectively; Fig. <xref ref-type="fig" rid="Ch1.F12"/>).  However, this analysis was severely limited by the sample size within the three vegetation types.</p>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <label>4</label><title>Discussion</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Findings</title>
      <p id="d1e2997">In this analysis, we showed empirically that water-use efficiency changes
during progressive drought are associated with the interaction of
radiation and soil-water availability. Merely including the effect of
soil-water limitation in a water-use efficiency model without the
radiation effect did not improve predictions substantially.
By its added effect of soil-water limitation, the <inline-formula><mml:math id="M158" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL variant can represent changes in uWUE that occur due to increasing water stress. Our results suggest that such changes were insufficient to lead to significantly improved predictions of transpiration, adding to the finding of a study noting no increase in uWUE for a drought event in an evergreen needleleaf forest <xref ref-type="bibr" rid="bib1.bibx15" id="paren.49"/>. In contrast to the model without the radiation term, explicitly including soil-water limitation in the <inline-formula><mml:math id="M159" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>Rg model led to a significant and substantial improvement of the model performance. This further demonstrates that radiation is required as an important variable for predicting transpiration from GPP and VPD, even during water-limited periods, extending the prior analysis that did not explicitly focus on water-limited periods <xref ref-type="bibr" rid="bib1.bibx7" id="paren.50"/>.</p>
      <p id="d1e3020">Importantly, established water-use efficiency models assume that the product <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:mi mathvariant="normal">GPP</mml:mi><mml:mo>⋅</mml:mo><mml:msqrt><mml:mi mathvariant="normal">VPD</mml:mi></mml:msqrt></mml:mrow></mml:math></inline-formula> can adequately predict transpiration. Our analysis suggests an ecosystem-scale soil-water-availability effect on WUE that is statistically independent of VPD effects on the contraction of stomata. With magnitudes of up to 50 % of relative ET reduction, its effect was important to predict the rate of ET decline during dry-down events. The presence of the VPD-independent decline underlines the significance of soil-water limitation for ecosystem water-use efficiency during drought. Importantly, the magnitudes of the observed attenuation were significantly higher in tall, compared to short, vegetation types, indicating that the possibly hydraulic regulation of transpiration during dry-down events is more prominent for these ecosystems. While the reduction of xylem conductivity in drought conditions has been studied <xref ref-type="bibr" rid="bib1.bibx27" id="paren.51"/> and is a candidate explanation for the observed attenuation, the ecosystem scale of our analysis does not allow for a definitive association with physiological processes.</p>
      <?pagebreak page2566?><p id="d1e3039">Our study posits the countervailing interaction of two additional factors controlling radiation: on the one hand, the positive effect of radiation, and on the other hand, the negative effect of soil-water limitation. As we demonstrated in the assessments of model efficiency and the predicted dry-down rates, jointly accounting for both effects was justified on empirical grounds. Despite the effectiveness of the Rad<inline-formula><mml:math id="M161" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL model at ecosystem scale, physiological studies under controlled conditions are needed to disentangle the interacting processes.</p>
      <p id="d1e3049">Further, the rate of the exponential ET decline differed significantly between short and mixed–tall vegetation types, where short vegetation had on average faster declines of ET, consistent with the observations by <xref ref-type="bibr" rid="bib1.bibx52" id="text.52"/>. The associated vegetation types, e.g., grasslands and croplands, tend to be dominated by annual plants with shallower root networks <xref ref-type="bibr" rid="bib1.bibx19" id="paren.53"/>. These plants could favor fast, relatively unabated transpiration while competing for a quickly diminishing resource. Conversely, tree species dominating the high vegetation sites and present in the mixed vegetation sites have deeper root networks and would be more circumspect in their water use to avoid the risk of cavitation which would jeopardize their survival and seed production <xref ref-type="bibr" rid="bib1.bibx32" id="paren.54"/>. Similar contrasts of the evapotranspiration response to drought between trees and grasses have been observed for ecosystems in which the two plant types co-occur <xref ref-type="bibr" rid="bib1.bibx3" id="paren.55"/>.</p>
      <p id="d1e3065">Juxtaposing faster declines and lower attenuation in low vegetation types requires reconciliating both seemingly contradictory observations. In the low vegetation type dominated by grasses, rapidly declining GPP seems to be largely sufficient to predict the ET that is also quickly diminishing. For the tall vegetation type that is dominated by trees, more gradual, possibly hydraulic limitations could lead to a shallower decline of ET. At the same time, a deeper root zone can<?pagebreak page2567?> sustain ET for comparatively longer periods, thus resulting in lower <inline-formula><mml:math id="M162" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> values.</p>
      <p id="d1e3075">Furthermore, we detected a significant correlation between the decay rate of ET during dry-down events and the mean amplitude of seasonal dryness. Sites experiencing stronger amplitudes of seasonal dryness had lower decay rates, while the opposite was true for sites with low seasonal dryness variability. Our findings are consistent with the expectation that sites with highly variability in the plant-available water during the growing season have developed adaptations that prevent excessive water stress <xref ref-type="bibr" rid="bib1.bibx48" id="paren.56"/>, further replicating <xref ref-type="bibr" rid="bib1.bibx52" id="text.57"/>. One likely adaptation in seasonally dry biomes is deeper root networks that allow for sufficient water supply and can potentially tap groundwater <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx13" id="paren.58"/>. By contrast, ecosystems with low variability of plant-available water have few such adaptations, which are costly from a plant economical perspective.</p>
      <p id="d1e3087">The presented results further imply that at ecosystem scale, radiation-associated transpiration <xref ref-type="bibr" rid="bib1.bibx7" id="paren.59"/> remains an important process for water-use efficiency models during dry-down events. In fact, we found that the relative share of radiation-associated transpiration increased significantly over the course of dry-down events. Stomatal conductance was responsible for the majority of ET decline during dry-down events, as indicated by a marked decline of GPP during these periods. Toward the later stages of a dry-down event, transpiration was therefore dominated by the part that was not further reducible by stomatal regulation.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Uncertainties and limitations</title>
      <p id="d1e3101">In this study, we compared the capacity of different semi-empirical water-use efficiency models to predict ET during dry-down events. Previous studies have demonstrated the utility of this approach in identifying patterns and driving factors of ET on different timescales <xref ref-type="bibr" rid="bib1.bibx59 bib1.bibx60 bib1.bibx7 bib1.bibx37" id="paren.60"/>. In these models, the model structure is based on underlying physiological theories and can be amended based on observed model deficiencies. By contrast, the model parameters are calibrated to individual eddy-covariance sites as they are understood to represent constant ecosystem functional properties <xref ref-type="bibr" rid="bib1.bibx42" id="paren.61"/>. As we outlined in this study, we could evaluate different models and attribute differences in the performance to the inclusion of particular model terms. Because these terms can be linked to physical processes such as equilibrium transpiration <xref ref-type="bibr" rid="bib1.bibx20" id="paren.62"/> and limitations of hydraulic conductivity <xref ref-type="bibr" rid="bib1.bibx27" id="paren.63"/>, differences between model performances signify the importance of these processes at ecosystem scale. Nevertheless, the empirical<?pagebreak page2568?> nature and the site-specific calibration of the models can limit which inferences can be drawn from the results. Yet in our comparative approach, some models failed to provide sufficient goodness of fit to observed variables, even when calibrated, thus allowing a consistent and informative comparison. The calibration to individual sites becomes limiting, not for model selection but rather when calibrated parameters have to be extrapolated, while they could be influenced by multiple interacting and incompletely understood processes. In light of both the observed patterns and the limitations of the employed methodology, experiments under controlled conditions of radiation and soil-water potential could thus shed light on how both variables interact with plant-specific properties to control water-use efficiency under drought.</p>
      <p id="d1e3116">Despite its demonstrated utility, the new soil-water proxy is also a source of uncertainty in this analysis. The <inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> variable is contingent on the assumption that the decay of ET during dry-down events can be approximated with an exponential function to allow for easy integration. This corresponds to a simple water-balance model with one storage compartment, therefore neglecting both lateral and vertical flow components such as interactions with groundwater. Since flux tower observations are largely confined to flat terrain, lateral water fluxes can be possibly neglected here. Potential interactions with groundwater may play a role for some sites which would bias the <inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values low. However, ecosystems in which plants can access groundwater are also less susceptible to declining ET during rain-free periods. Deviations of observed ET decline from a truly exponential decay are likely not critical because it would only affect the normalized <inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to some extent but not its general temporal dynamics.</p>
      <p id="d1e3152">One inherent limitation of the <inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> metric is its dependency on periods with exponentially declining ET. Thus, the soil-water status of the ecosystem preceding dry-down events cannot be directly accounted for. Indirectly, however, antecedent conditions are reflected in the metric. If the drier conditions preceded an identified dry-down event, the soil-water content that is already depleted would manifest in lower ET at the beginning of the event itself. This would thus also produce a lower integral in the calculation of <inline-formula><mml:math id="M167" display="inline"><mml:mrow><mml:msub><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, which quantifies the total remaining soil water for complete duration of the dry-down event. Nevertheless, despite normalizing the maximum <inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for each site to 1, the time step in question could already have depleted soil water. While the site-specific calibration of the parameter <inline-formula><mml:math id="M169" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> can compensate for these biases, they complicate interpretations of the parameter across sites. Validating and possibly replacing the proxy variable with a quantity based on direct measurements should thus be a focus of future research.</p>
      <p id="d1e3198">Due to its character as an effective, ecosystem-scale variable, it integrates various factors affecting the availability of soil water to plants. This includes biological factors, such as rooting patterns and root-water uptake dynamics, and physical factors, such as soil texture. Comparisons of the dry-down behavior for this variable would therefore need to account for soil properties by using measurements of grain-size distributions if ecological patterns are the focus of the respective analyses. In light of its possible limitations, any future work should first try to link <inline-formula><mml:math id="M170" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">rem</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> with directly measured soil-water content. Where representations of soil-water content can be derived from mechanistic land surface models, this could provide an important validation of both the proxy variable itself and possible impacts on the presented findings.</p>
      <p id="d1e3213">Overall, the results of this study are constrained by the sample size of adequate dry-down events in the FLUXNET database. Compared to studies that can utilize a large subset of observations, our analyses had to be restricted to events occurring infrequently and only at a small subset of sites in the database. Despite the comparatively small sample size of dry-down events, the bootstrapped confidence intervals indicate that the patterns were robust for    the available sample. Yet when analyzing the variability of <inline-formula><mml:math id="M171" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> between sites, we noted the considerable variability of values within climate and vegetation types. Superimposing both classifications indicates that variability in one classification can be partially attributed to the other. However, a full intersection of both classifications is currently impossible due to the sample size. Thus, the potential of analyses of the between-site variability of parameters could be extended and be made more robust with more events from a larger set of ecosystems. An increased availability of eddy-covariance sites would also aid in disentangling a variety of confounding factors determining the rates of ET decline across sites. The drought-susceptible continental/temperate humid grasslands with their fast rates of ET decline and the (semi-)arid climate type with its large within-class variability of <inline-formula><mml:math id="M172" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> could particularly benefit from an expansion of eddy-covariance sites.</p>
      <p id="d1e3230">In our analysis, we examined the different factors controlling transpiration rates during dry-down events. The gross primary productivity (GPP) was therefore used as a predictor variable. In water-use efficiency models based on physiological theories, GPP contributes information about the degree of stomatal conductance. However, research has indicated that the reduction of GPP during periods of water limitation cannot be entirely attributed to the reduction of stomatal conductance alone, e.g., via reductions of mesophyll conductance <xref ref-type="bibr" rid="bib1.bibx22 bib1.bibx58" id="paren.64"/>. The model Zhou<inline-formula><mml:math id="M173" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL predicts ET as a function of both GPP and soil-water limitation. In our conceptualization, <inline-formula><mml:math id="M174" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>SWL serves as a corrective term for non-stomatal limitations of ET. However, it is also possible to conceive of the term as correcting for any difference in how soil-water limitation affects ET differently from GPP. As changes in mesophyll conductance will not affect transpiration rates <xref ref-type="bibr" rid="bib1.bibx5" id="paren.65"/>, reduced xylem conductivity alone will not affect photosynthesis and thus GPP. Thus, a notable reduction in mesophyll conductance would likely manifest by counteracting the reduced xylem conductivity and lead to a higher correspondence between GPP and ET than we observed.</p>
      <p id="d1e3253">To better understand the variability of rates of ET decline <inline-formula><mml:math id="M175" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> between sites, we stratified our sample of included sites according to aggregated vegetation and climate types. In the former case, we distinguished sites with short, mixed, and tall vegetation. As the average rooting depth <xref ref-type="bibr" rid="bib1.bibx19" id="paren.66"/> as well as the risk of xylem cavitation <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx26" id="paren.67"/> are associated with plant height, we employed this distinction to clarify whether variability of <inline-formula><mml:math id="M176" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> could be associated with different plant water-use strategies. It is important to note that this approach is primarily the result of the absence of rooting depth observations for FLUXNET sites. However, any such aggregated classification will be limited in its predictive ability by the considerable variability of confounding factors between classes. The mere fact that both rooting depth and risk of cavitation are correlated to plant height has to caution against prematurely associating the observed variability with any one of these factors. Thus, our study should be seen as grounds for studies in which the effects of rooting depth and plant height can be disentangled and their respective influence on transpiration<?pagebreak page2569?> rates under drought can be quantified.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Implications and outlook</title>
      <p id="d1e3284">We could demonstrate that a recursively derived proxy for soil-water
limitation could be used to detect and mitigate systematic, structural
deficiencies in commonly used semi-empirical water-use efficiency models at ecosystem scale. This variable neither requires soil-water observations that are
consistent between multiple sampling locations nor questionable assumptions about root-water uptake and is derived directly on the ecosystem scale of interest. This is in contrast to in situ measurements of soil moisture which are subject to local heterogeneity and therefore require a potentially problematic
upscaling from individual sample locations to the flux footprint of the
eddy-covariance tower. More research is required to evaluate the utility of this variable for similar ecosystem-level studies. Its validity could be further tested by contrasting it with temporal profile measurements of soil moisture,
where the individual depths are weighted by the root density or other
measures of root water uptake. By its effective character, this proxy
variable could see application for research on other ecological or
biogeochemical questions that require measures of soil-water
availability which are commensurable across different FLUXNET sites and
between events.</p>
      <p id="d1e3287">The findings of this study indicate that previously developed ecosystem-level water-use efficiency models are biased during water limitation if they lack the interacting effect of radiation and soil-water limitation. We thus provide evidence that soil-moisture stress has a notable effect on the coupling of carbon and water fluxes. If the aforementioned limitations of <inline-formula><mml:math id="M177" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>rem</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> can be overcome, this would have significant consequences for semi-empirical models that link GPP and ET on regional and global scales. Accounting for the observed biases is particularly relevant when these models are used for the partitioning of latent heat fluxes into evaporation and transpiration. Partitioning estimates for these models could be systematically biased if the interacting effects of radiation and water limitation are neglected. Our findings also suggest that attenuating effects of soil-water availability should be carefully examined in biosphere and land-surface models because accurate predictions of ET decline during water limitation are pivotal in understanding stress-induced vegetation responses during long droughts. Further research should address whether the observed attenuation effect is of physical or biological nature, which has important implications for understanding plant water-use strategies at ecosystem scale.</p>
</sec>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e3306">For this study, we used observations of the FLUXNET initiative from sites with an open and fair use (La Thuile 2007 dataset) or Tier 1 (Berkeley 2015 dataset) data policy. The datasets are available at <uri>http://fluxnet.fluxdata.org/data/download-data/</uri> (last access: 10 May 2019; login required).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3312">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/bg-16-2557-2019-supplement" xlink:title="pdf">https://doi.org/10.5194/bg-16-2557-2019-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e3321">The analysis was conceptualized by SB, MJ, NC, AJT, and MR. The data processing and analyses were carried out by SB. Writing was done by SB, MJ, NC, and AJT.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e3327">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3333">This work used eddy-covariance data acquired by the FLUXNET community and in particular by the following networks: AmeriFlux (US Department of Energy, Biological and Environmental Research, Terrestrial Carbon Program (DE-FG02-04ER63917 and DE-FG02-04ER63911)), AfriFlux, AsiaFlux, CarboAfrica, CarboEuropeIP, CarboItaly, CarboMont, ChinaFlux, FLUXNET Canada (supported by CFCAS, NSERC, BIOCAP, Environment Canada, and NRCan), GreenGrass, KoFlux, LBA, NECC, OzFlux, TCOS-Siberia, and USCCC. We acknowledge the financial support for the eddy-covariance data harmonization provided by CarboEuropeIP, FAO-GTOS-TCO, iLEAPS, Max Planck Institute for Biogeochemistry, the National Science Foundation, the University of Tuscia, Université Laval and Environment Canada, and the US Department of Energy. Furthermore, we acknowledge the database development and technical support from the Berkeley Water Center, Lawrence Berkeley National Laboratory, Microsoft Research eScience, Oak Ridge National Laboratory, the University of California – Berkeley, and the University of Virginia.</p><p id="d1e3335">We are grateful to Anke Hildebrandt for discussion and feedback on the paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e3340">This research has been supported by the  European Commission, H2020 Research Infrastructures (grant no. BACI (640176)). <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>The article processing charges for this open-access <?xmltex \hack{\newline}?> publication were covered by the Max Planck Society.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e3351">This paper was edited by Ivonne Trebs and reviewed by Martin De Kauwe and two anonymous referees.</p>
  </notes><ref-list>
    <title>References</title>

      <ref id="bib1.bibx1"><label>Anderegg et al.(2017)</label><mixed-citation>Anderegg, W. R., Wolf, A., Arango-Velez, A., Choat, B., Chmura, D. J., Jansen,
S., Kolb, T., Li, S., Meinzer, F., Pita, P., Resco de Dios, V., Sperry,
J. S., Wolfe, B. T., and Pacala, S.: Plant water potential improves
prediction of empirical stomatal models, PLoS ONE, 12, e0185481f,
<ext-link xlink:href="https://doi.org/10.1371/journal.pone.0185481" ext-link-type="DOI">10.1371/journal.pone.0185481</ext-link>, 2017.</mixed-citation></ref>
      <ref id="bib1.bibx2"><label>Baldocchi et al.(2001)</label><mixed-citation>Baldocchi, D. D., Falge, E., Gu, L., Olson, R., Hollinger, D., Running, S.,
Anthoni, P., Bernhofer, C., Davis, K., Evans, R., Fuentes, J., Goldstein, A.,
Katul, G., Law, B., Lee, X., Malhi, Y., Meyers, T., Munger, W., Oechel, W.,
Paw, U. K. T., Pilegaard, K., Schmid, H. P., Valentini, R., Verma, S.,
Vesala, T., Wilson, K., and Wofsy, S.: FLUXNET: A New Tool to Study the
Temporal and Spatial Variability of Ecosystem-Scale Carbon Dioxide, Water
Vapor, and Energy Flux Densities, B. Am. Meteorol.
Soc., 82, 2415–2434,
<ext-link xlink:href="https://doi.org/10.1175/1520-0477(2001)082&lt;2415:FANTTS&gt;2.3.CO;2" ext-link-type="DOI">10.1175/1520-0477(2001)082&lt;2415:FANTTS&gt;2.3.CO;2</ext-link>, 2001.</mixed-citation></ref>
      <ref id="bib1.bibx3"><label>Baldocchi et al.(2004)</label><mixed-citation>Baldocchi, D. D., Xu, L., and Kiang, N.: How plant functional-type, weather,
seasonal drought, and soil physical properties alter water and energy fluxes
of an oak-grass savanna and an annual grassland, Agr. Forest
Meteorol., 123, 13–39, <ext-link xlink:href="https://doi.org/10.1016/j.agrformet.2003.11.006" ext-link-type="DOI">10.1016/j.agrformet.2003.11.006</ext-link>, 2004.</mixed-citation></ref>
      <ref id="bib1.bibx4"><label>Ball et al.(1987)Ball, Woodrow, and Berry</label><mixed-citation>Ball, J. T., Woodrow, I. E., and Berry, J. A.: A Model Predicting Stomatal
Conductance and its Contribution to the Control of Photosynthesis under
Different Environmental Conditions, in: Progress in Photosynthesis Research,
221–224, Springer, Dordrecht, <ext-link xlink:href="https://doi.org/10.1007/978-94-017-0519-6_48" ext-link-type="DOI">10.1007/978-94-017-0519-6_48</ext-link>,
1987.</mixed-citation></ref>
      <ref id="bib1.bibx5"><label>Barbour et al.(2010)Barbour, Warren, Farquhar, Forrester, and
Brown</label><mixed-citation>
Barbour, M. M., Warren, C. R., Farquhar, G. D., Forrester, G., and Brown, H.:
Variability in mesophyll conductance between barley genotypes, and effects on
transpiration efficiency and carbon isotope discrimination, Plant Cell
Environ., 33, 1176–1185, 2010.</mixed-citation></ref>
      <ref id="bib1.bibx6"><?xmltex \def\ref@label{{Beer et~al.(2009)Beer, Ciais, Reichstein, Baldocchi, Law, Papale,
Soussana, Ammann, Buchmann, Frank, Gianelle, Janssens, Knohl, K{\"{o}}stner,
Moors, Roupsard, Verbeeck, Vesala, Williams, and Wohlfahrt}}?><label>Beer et al.(2009)Beer, Ciais, Reichstein, Baldocchi, Law, Papale,
Soussana, Ammann, Buchmann, Frank, Gianelle, Janssens, Knohl, Köstner,
Moors, Roupsard, Verbeeck, Vesala, Williams, and Wohlfahrt</label><mixed-citation>Beer, C., Ciais, P., Reichstein, M., Baldocchi, D., Law, B. E., Papale, D.,
Soussana, J. F., Ammann, C., Buchmann, N., Frank, D., Gianelle, D., Janssens,
I. A., Knohl, A., Köstner, B., Moors, E., Roupsard, O., Verbeeck, H.,
Vesala, T., Williams, C. A., and Wohlfahrt, G.: Temporal and among-site
variability of inherent water use efficiency at the ecosystem level, Global
Biogeochem. Cy., 23, 1–13, <ext-link xlink:href="https://doi.org/10.1029/2008GB003233" ext-link-type="DOI">10.1029/2008GB003233</ext-link>, 2009.</mixed-citation></ref>
      <ref id="bib1.bibx7"><label>Boese et al.(2017)Boese, Jung, Carvalhais, and
Reichstein</label><mixed-citation>Boese, S., Jung, M., Carvalhais, N., and Reichstein, M.: The importance of radiation for semiempirical water-use efficiency models, Biogeosciences, 14, 3015–3026, <ext-link xlink:href="https://doi.org/10.5194/bg-14-3015-2017" ext-link-type="DOI">10.5194/bg-14-3015-2017</ext-link>, 2017.</mixed-citation></ref>
      <ref id="bib1.bibx8"><label>Cowan and Farquhar(1977)</label><mixed-citation>
Cowan, I. R. and Farquhar, G. D.: Stomatal function in relation to leaf
metabolism and environment, Sym. Soc. Exp.
Biol., 31, 471–505,  1977.</mixed-citation></ref>
      <ref id="bib1.bibx9"><label>Davies and Zhang(1991)</label><mixed-citation>Davies, W. J. and Zhang, J.: Root Signals and the Regulation of Growth and
Development of Plants in Drying Soil, Annu. Rev. Plant Phys., 42, 55–76,
<ext-link xlink:href="https://doi.org/10.1146/annurev.pp.42.060191.000415" ext-link-type="DOI">10.1146/annurev.pp.42.060191.000415</ext-link>,
1991.</mixed-citation></ref>
      <ref id="bib1.bibx10"><label>De Kauwe et al.(2013)</label><mixed-citation>De Kauwe, M. G., Medlyn, B. E., Zaehle, S., Walker, A. P., Dietze, M. C.,
Hickler, T., Jain, A. K., Luo, Y., Parton, W. J., Prentice, I. C., Smith, B.,
Thornton, P. E., Wang, S., Wang, Y. P., Wårlind, D., Weng, E., Crous,
K. Y., Ellsworth, D. S., Hanson, P. J., Seok Kim, H., Warren, J. M., Oren,
R., and Norby, R. J.: Forest water use and water use efficiency at elevated
<inline-formula><mml:math id="M178" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>: A model-data intercomparison at two contrasting temperate forest FACE
sites, Glob. Change Biol., 19, 1759–1779, <ext-link xlink:href="https://doi.org/10.1111/gcb.12164" ext-link-type="DOI">10.1111/gcb.12164</ext-link>, 2013.</mixed-citation></ref>
      <ref id="bib1.bibx11"><?xmltex \def\ref@label{{Drake et~al.(2018)Drake, Tjoelker, V{\aa}rhammar, Medlyn, Reich,
Leigh, Pfautsch, Blackman, L{\'{o}}pez, Aspinwall et~al.}}?><label>Drake et al.(2018)Drake, Tjoelker, Vårhammar, Medlyn, Reich,
Leigh, Pfautsch, Blackman, López, Aspinwall et al.</label><mixed-citation>
Drake, J. E., Tjoelker, M. G., Vårhammar, A., Medlyn, B. E., Reich, P. B.,
Leigh, A., Pfautsch, S., Blackman, C. J., López, R., Aspinwall, M. J.,
Crous K. Y., Duursma, R. A., Kumarathunge, D., De Kauwe, M. G., Jiang, M., Nicotra, A. B., Tissue, D. T., Choat, B., Atkin, O. K., and Barton, C. V. M.: Trees tolerate an extreme heatwave via sustained transpirational
cooling and increased leaf thermal tolerance, Glob. Change Biol., 24,
2390–2402, 2018.</mixed-citation></ref>
      <ref id="bib1.bibx12"><label>Efron(1979)</label><mixed-citation>Efron, B.: Bootstrap Methods: Another Look at the Jackknife, Ann.
Stat., 7, 1–26, <ext-link xlink:href="https://doi.org/10.1214/aos/1176344552" ext-link-type="DOI">10.1214/aos/1176344552</ext-link>, 1979.</mixed-citation></ref>
      <ref id="bib1.bibx13"><label>Fan et al.(2017)</label><mixed-citation>Fan, Y., Miguez-Macho, G., Jobbágy, E. G., Jackson, R. B., and
Otero-Casal, C.: Hydrologic regulation of plant rooting depth, P. Natl. Acad. Sci. USA, 114, 10572–10577,
<ext-link xlink:href="https://doi.org/10.1073/pnas.1712381114" ext-link-type="DOI">10.1073/pnas.1712381114</ext-link>, 2017.</mixed-citation></ref>
      <ref id="bib1.bibx14"><label>Farooq et al.(2009)Farooq, Wahid, Kobayashi, Fujita, and
Basra</label><mixed-citation>Farooq, M., Wahid, A., Kobayashi, N., Fujita, D., and Basra, S. M. A.: Plant
drought stress: effects, mechanisms and management, Agron. Sustain.
Dev., 29, 185–212, <ext-link xlink:href="https://doi.org/10.1051/agro:2008021" ext-link-type="DOI">10.1051/agro:2008021</ext-link>, 2009.</mixed-citation></ref>
      <ref id="bib1.bibx15"><label>Gao et al.(2017)Gao, Markkanen, Aurela, Mammarella, Thum, Tsuruta,
Yang, and Aalto</label><mixed-citation>Gao, Y., Markkanen, T., Aurela, M., Mammarella, I., Thum, T., Tsuruta, A., Yang, H., and Aalto, T.: Response of water use efficiency to summer drought in a boreal Scots pine forest in Finland, Biogeosciences, 14, 4409–4422, <ext-link xlink:href="https://doi.org/10.5194/bg-14-4409-2017" ext-link-type="DOI">10.5194/bg-14-4409-2017</ext-link>, 2017.</mixed-citation></ref>
      <ref id="bib1.bibx16"><label>Hartmann et al.(2013)</label><mixed-citation>Hartmann, D. J., Tank, A. M. K., Rusticucci, M., Alexander, L. V.,
Brönnimann, S., Charabi, Y. A. R., Dentener, F. J., Dlugokencky, E. J.,
Easterling, D. R., Kaplan, A., Soden, B. J., Thorne, P. W., Wild, M., and
Zhai, P.: Observations: Atmosphere and Surface, in: Climate Change 2013:
The Physical Science Basis. Contribution of Working Group I to the Fifth
Assessment Report of the Intergovernmental Panel on Climate Change, edited by
Stocker, T. F., Qin, D., Plattner, G. K., Tignor, M., Allen, S. K., Boschung,
J., Nauels, A., Xia, Y., Bex, V., and Midgley, P. M.,  159–254, Cambridge
University Press, <ext-link xlink:href="https://doi.org/10.1017/CBO9781107415324.008" ext-link-type="DOI">10.1017/CBO9781107415324.008</ext-link>, 2013.</mixed-citation></ref>
      <ref id="bib1.bibx17"><label>Hoerling et al.(2012)Hoerling, Eischeid, Perlwitz, Quan, Zhang, and
Pegion</label><mixed-citation>Hoerling, M., Eischeid, J., Perlwitz, J., Quan, X., Zhang, T., and Pegion, P.:
On the increased frequency of mediterranean drought, J. Climate,
25, 2146–2161, <ext-link xlink:href="https://doi.org/10.1175/JCLI-D-11-00296.1" ext-link-type="DOI">10.1175/JCLI-D-11-00296.1</ext-link>, 2012.</mixed-citation></ref>
      <ref id="bib1.bibx18"><label>Ito and Inatomi(2012)</label><mixed-citation>Ito, A. and Inatomi, M.: Water-Use Efficiency of the Terrestrial Biosphere: A
Model Analysis Focusing on Interactions between the Global Carbon and Water
Cycles, J. Hydrometeorol., 13, 681–694,
<ext-link xlink:href="https://doi.org/10.1175/JHM-D-10-05034.1" ext-link-type="DOI">10.1175/JHM-D-10-05034.1</ext-link>,
2012.</mixed-citation></ref>
      <ref id="bib1.bibx19"><label>Jackson et al.(1996)Jackson, Canadell, Ehleringer, Mooney, Sala, and
Schulze</label><mixed-citation>Jackson, R. B., Canadell, J., Ehleringer, J. R., Mooney, H. A., Sala, O. E.,
and Schulze, E. D.: A global analysis of root distributions for terrestrial
biomes, Oecologia, 108, 389–411, <ext-link xlink:href="https://doi.org/10.1007/BF00333714" ext-link-type="DOI">10.1007/BF00333714</ext-link>,  1996.</mixed-citation></ref>
      <?pagebreak page2571?><ref id="bib1.bibx20"><label>Jarvis and Mcnaughton(1986)</label><mixed-citation>Jarvis, P. G. and Mcnaughton, K. G.: Stomatal Control of Transpiration:
Scaling Up from Leaf to Region, Adv. Ecol. Res., 15, 1–49,
<ext-link xlink:href="https://doi.org/10.1016/S0065-2504(08)60119-1" ext-link-type="DOI">10.1016/S0065-2504(08)60119-1</ext-link>, 1986.</mixed-citation></ref>
      <ref id="bib1.bibx21"><label>Katul et al.(2010)Katul, Manzoni, Palmroth, and Oren</label><mixed-citation>Katul, G., Manzoni, S., Palmroth, S., and Oren, R.: A stomatal optimization
theory to describe the effects of atmospheric <inline-formula><mml:math id="M179" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> on leaf photosynthesis and
transpiration, Ann. Bot., 105, 431–442, <ext-link xlink:href="https://doi.org/10.1093/aob/mcp292" ext-link-type="DOI">10.1093/aob/mcp292</ext-link>,
2010.</mixed-citation></ref>
      <ref id="bib1.bibx22"><label>Keenan et al.(2009)Keenan, Garcia, Friend, Zaehle, Gracia, and
Sabate</label><mixed-citation>Keenan, T., García, R., Friend, A. D., Zaehle, S., Gracia, C., and Sabate, S.: Improved understanding of drought controls on seasonal variation in Mediterranean forest canopy <inline-formula><mml:math id="M180" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and water fluxes through combined in situ measurements and ecosystem modelling, Biogeosciences, 6, 1423–1444, <ext-link xlink:href="https://doi.org/10.5194/bg-6-1423-2009" ext-link-type="DOI">10.5194/bg-6-1423-2009</ext-link>, 2009.</mixed-citation></ref>
      <ref id="bib1.bibx23"><label>Keenan et al.(2010)Keenan, Sabate, and Gracia</label><mixed-citation>Keenan, T., Sabate, S., and Gracia, C.: Soil water stress and coupled
photosynthesis-conductance models: Bridging the gap between conflicting
reports on the relative roles of stomatal, mesophyll conductance and
biochemical limitations to photosynthesis, Agr. Forest
Meteorol., 150, 443–453, <ext-link xlink:href="https://doi.org/10.1016/j.agrformet.2010.01.008" ext-link-type="DOI">10.1016/j.agrformet.2010.01.008</ext-link>, 2010.</mixed-citation></ref>
      <ref id="bib1.bibx24"><label>Kleidon and Heimann(1998)</label><mixed-citation>Kleidon, A. and Heimann, M.: A method of determining rooting depth from a
terrestrial biosphere model and its impacts on the global water and carbon
cycle, Glob. Change Biol., 4, 275–286,
<ext-link xlink:href="https://doi.org/10.1046/j.1365-2486.1998.00152.x" ext-link-type="DOI">10.1046/j.1365-2486.1998.00152.x</ext-link>, 1998.</mixed-citation></ref>
      <ref id="bib1.bibx25"><label>Knauer et al.(2015)Knauer, Werner, and Zaehle</label><mixed-citation>Knauer, J., Werner, C., and Zaehle, S.: Evaluating stomatal models and their
atmospheric drought response in a land surface scheme: A multibiome
analysis, J. Geophys. Res.-Biogeo., 120, 1894–1911,
<ext-link xlink:href="https://doi.org/10.1002/2015JG003114" ext-link-type="DOI">10.1002/2015JG003114</ext-link>, 2015.</mixed-citation></ref>
      <ref id="bib1.bibx26"><label>Koch et al.(2004)Koch, Sillett, Jennings, and Davis</label><mixed-citation>Koch, G. W., Sillett, S. C., Jennings, G. M., and Davis, S. D.: The limits to
tree height, Nature, 428, 851–854, <ext-link xlink:href="https://doi.org/10.1038/nature02417" ext-link-type="DOI">10.1038/nature02417</ext-link>, 2004.</mixed-citation></ref>
      <ref id="bib1.bibx27"><label>Ladjal et al.(2005)Ladjal, Huc, and Ducrey</label><mixed-citation>
Ladjal, M., Huc, R., and Ducrey, M.: Drought effects on hydraulic conductivity
and xylem vulnerability to embolism in diverse species and provenances of
Mediterranean cedars, Tree Physiol., 25, 1109–1117, 2005.</mixed-citation></ref>
      <ref id="bib1.bibx28"><label>Leuning(1995)</label><mixed-citation>
Leuning, R.: A critical appraisal of a combined stomatal-photosynthesis model
for C3 plants, Plant Cell Environ., 18, 339–355, 1995.</mixed-citation></ref>
      <ref id="bib1.bibx29"><label>Ma et al.(2012)Ma, Peng, Zhu, Chen, Yu, Li, Zhou, Wang, and
Zhang</label><mixed-citation>Ma, Z., Peng, C., Zhu, Q., Chen, H., Yu, G., Li, W., Zhou, X., Wang, W., and
Zhang, W.: Regional drought-induced reduction in the biomass carbon sink of
Canada's boreal forests, P. Natl. Acad. Sci. USA,
109, 2423–2427, <ext-link xlink:href="https://doi.org/10.1073/pnas.1111576109" ext-link-type="DOI">10.1073/pnas.1111576109</ext-link>, 2012.</mixed-citation></ref>
      <ref id="bib1.bibx30"><label>Manzoni et al.(2013)Manzoni, Vico, Katul, Palmroth, Jackson, and
Porporato</label><mixed-citation>Manzoni, S., Vico, G., Katul, G., Palmroth, S., Jackson, R. B., and Porporato,
A.: Hydraulic limits on maximum plant transpiration and the emergence of the
safety-efficiency trade-off, New Phytol., 198, 169–178,
<ext-link xlink:href="https://doi.org/10.1111/nph.12126" ext-link-type="DOI">10.1111/nph.12126</ext-link>, 2013.</mixed-citation></ref>
      <ref id="bib1.bibx31"><label>Martin-StPaul et al.(2017)Martin-StPaul, Delzon, and
Cochard</label><mixed-citation>
Martin-StPaul, N., Delzon, S., and Cochard, H.: Plant resistance to drought
depends on timely stomatal closure, Ecol. Lett., 20, 1437–1447, 2017.</mixed-citation></ref>
      <ref id="bib1.bibx32"><label>McDowell et al.(2008)McDowell, Pockman, Allen, Breshears, Cobb, Kolb,
Plaut, Sperry, West, Williams, and Yepez</label><mixed-citation>McDowell, N., Pockman, W. T., Allen, C. D., Breshears, D. D., Cobb, N., Kolb,
T., Plaut, J., Sperry, J., West, A., Williams, D. G., and Yepez, E. A.:
Mechanisms of plant survival and mortality during drought: Why do some
plants survive while others succumb to drought?, New Phytol., 178,
719–739, <ext-link xlink:href="https://doi.org/10.1111/j.1469-8137.2008.02436.x" ext-link-type="DOI">10.1111/j.1469-8137.2008.02436.x</ext-link>, 2008.</mixed-citation></ref>
      <ref id="bib1.bibx33"><label>Medlyn et al.(2011)Medlyn, Duursma, Eamus, Ellsworth, Prentice,
Barton, Crous, De Angelis, Freeman, and Wingate</label><mixed-citation>Medlyn, B. E., Duursma, R. A., Eamus, D., Ellsworth, D. S., Prentice, I. C.,
Barton, C. V., Crous, K. Y., De Angelis, P., Freeman, M., and Wingate, L.:
Reconciling the optimal and empirical approaches to modelling stomatal
conductance, Glob. Change Biol., 17, 2134–2144,
<ext-link xlink:href="https://doi.org/10.1111/j.1365-2486.2010.02375.x" ext-link-type="DOI">10.1111/j.1365-2486.2010.02375.x</ext-link>, 2011.</mixed-citation></ref>
      <ref id="bib1.bibx34"><label>Miralles et al.(2010)Miralles, Gash, Holmes, De Jeu, and
Dolman</label><mixed-citation>Miralles, D. G., Gash, J. H., Holmes, T. R., De Jeu, R. A., and Dolman,
A. J.: Global canopy interception from satellite observations, J.
Geophys. Res.-Atmos., 115, D16122, <ext-link xlink:href="https://doi.org/10.1029/2009JD013530" ext-link-type="DOI">10.1029/2009JD013530</ext-link>,
2010.</mixed-citation></ref>
      <ref id="bib1.bibx35"><?xmltex \def\ref@label{{Mor{\'{e}}(1978)}}?><label>Moré(1978)</label><mixed-citation>Moré, J. J.: The Levenberg–Marquardt Algorithm: Implementation and
Theory, in: Numerical Analysis. Lecture Notes in Mathematics, edited by:
Watson, G. A., Vol. 630,  105–116, Springer, Berlin, Heidelberg, available at: <uri>http://www.osti.gov/scitech//servlets/purl/7256021-WWC9hw/</uri> (last access: 10 May 2019),
1978.</mixed-citation></ref>
      <ref id="bib1.bibx36"><label>Nash and Sutcliffe(1970)</label><mixed-citation>Nash, J. E. and Sutcliffe, J. V.: River flow forecasting through conceptual
models part I – A discussion of principles, J. Hydrol., 10,
282–290, <ext-link xlink:href="https://doi.org/10.1016/0022-1694(70)90255-6" ext-link-type="DOI">10.1016/0022-1694(70)90255-6</ext-link>, 1970.</mixed-citation></ref>
      <ref id="bib1.bibx37"><label>Nelson et al.(2018)Nelson, Carvalhais, Migliavacca, Reichstein, and
Jung</label><mixed-citation>Nelson, J. A., Carvalhais, N., Migliavacca, M., Reichstein, M., and Jung, M.: Water-stress-induced breakdown of carbon–water relations: indicators from diurnal FLUXNET patterns, Biogeosciences, 15, 2433–2447, <ext-link xlink:href="https://doi.org/10.5194/bg-15-2433-2018" ext-link-type="DOI">10.5194/bg-15-2433-2018</ext-link>, 2018.</mixed-citation></ref>
      <ref id="bib1.bibx38"><label>Ort et al.(1994)Ort, Oxborough, and Wise</label><mixed-citation>
Ort, D. R., Oxborough, K., and Wise, R. R.: Depressions of photosynthesis in
crops with water deficits, Photoinhibition of Photosynthesis from Molecular
Mechanisms to the Field,  315–329, BIOS Scientific, Oxford, 1994.</mixed-citation></ref>
      <ref id="bib1.bibx39"><label>Papale et al.(2006)Papale, Reichstein, Aubinet, Canfora, Bernhofer,
Kutsch, Longdoz, Rambal, Valentini, Vesala et al.</label><mixed-citation>Papale, D., Reichstein, M., Aubinet, M., Canfora, E., Bernhofer, C., Kutsch, W., Longdoz, B., Rambal, S., Valentini, R., Vesala, T., and Yakir, D.: Towards a standardized processing of Net Ecosystem Exchange measured with eddy covariance technique: algorithms and uncertainty estimation, Biogeosciences, 3, 571–583, <ext-link xlink:href="https://doi.org/10.5194/bg-3-571-2006" ext-link-type="DOI">10.5194/bg-3-571-2006</ext-link>, 2006.</mixed-citation></ref>
      <ref id="bib1.bibx40"><label>Quick et al.(1992)Quick, Chaves, Wendler, David, Rodrigues,
Passaharinho, Pereira, Adcock, Leegood, and Stitt</label><mixed-citation>
Quick, W., Chaves, M., Wendler, R., David, M., Rodrigues, M., Passaharinho, J.,
Pereira, J., Adcock, M., Leegood, R., and Stitt, M.: The effect of water
stress on photosynthetic carbon metabolism in four species grown under field
conditions, Plant Cell Environ., 15, 25–35, 1992.</mixed-citation></ref>
      <ref id="bib1.bibx41"><label>Reichstein et al.(2005)</label><mixed-citation>Reichstein, M., Falge, E., Baldocchi, D. D., Papale, D., Aubinet, M.,
Berbigier, P., Bernhofer, C., Buchmann, N., Gilmanov, T., Granier, A.,
Grünwald, T., Havránková, K., Ilvesniemi, H., Janous, D.,
Knohl, A., Laurila, T., Lohila, A., Loustau, D., Matteucci, G., Meyers, T.,
Miglietta, F., Ourcival, J. M., Pumpanen, J., Rambal, S., Rotenberg, E.,
Sanz, M., Tenhunen, J., Seufert, G., Vaccari, F., Vesala, T., Yakir, D., and
Valentini, R.: On the separation of net ecosystem exchange into assimilation
and ecosystem respiration: Review and improved algorithm, Glob. Change
Biol., 11, 1424–1439, <ext-link xlink:href="https://doi.org/10.1111/j.1365-2486.2005.001002.x" ext-link-type="DOI">10.1111/j.1365-2486.2005.001002.x</ext-link>, 2005.</mixed-citation></ref>
      <ref id="bib1.bibx42"><label>Reichstein et al.(2014)Reichstein, Bahn, Mahecha, Kattge, and
Baldocchi</label><mixed-citation>
Reichstein, M., Bahn, M., Mahecha, M. D., Kattge, J., and Baldocchi, D. D.:
Linking plant and ecosystem functional biogeography, P.
Natl. Acad. Sci. USA, 111, 13697–13702, 2014.</mixed-citation></ref>
      <ref id="bib1.bibx43"><label>Ryan and Yoder(1997)</label><mixed-citation>
Ryan, M. G. and Yoder, B. J.: Hydraulic limits to tree height and tree growth,
Bioscience, 47, 235–242, 1997.</mixed-citation></ref>
      <ref id="bib1.bibx44"><label>Salvucci and Crafts-Brandner(2004)</label><mixed-citation>Salvucci, M. E. and Crafts-Brandner, S. J.: Inhibition of photosynthesis by
heat stress: The activation state of Rubisco as a limiting factor in
photosynthesis, Physiol. Plantarum, 120, 179–186,
<ext-link xlink:href="https://doi.org/10.1111/j.0031-9317.2004.0173.x" ext-link-type="DOI">10.1111/j.0031-9317.2004.0173.x</ext-link>, 2004.</mixed-citation></ref>
      <ref id="bib1.bibx45"><label>Schneider et al.(2010)Schneider, Attinger, Delfs, and
Hildebrandt</label><mixed-citation>Schneider, C. L., Attinger, S., Delfs, J.-O., and Hildebrandt, A.: Implementing small scale processes at the soil-plant interface – the role of root architectures for calculating root<?pagebreak page2572?> water uptake profiles, Hydrol. Earth Syst. Sci., 14, 279–289, <ext-link xlink:href="https://doi.org/10.5194/hess-14-279-2010" ext-link-type="DOI">10.5194/hess-14-279-2010</ext-link>, 2010.</mixed-citation></ref>
      <ref id="bib1.bibx46"><label>Schroeder et al.(2001)Schroeder, Kwak, and Allen</label><mixed-citation>Schroeder, J. I., Kwak, J. M., and Allen, G. J.: Guard cell abscisic acid
signalling and engineering drought hardiness in plants, Nature, 410,
327–330, <ext-link xlink:href="https://doi.org/10.1038/35066500" ext-link-type="DOI">10.1038/35066500</ext-link>, 2001.</mixed-citation></ref>
      <ref id="bib1.bibx47"><label>Schulze(1986)</label><mixed-citation>
Schulze, E. D.: Carbon dioxide and water vapour exchange in response to
drought in the atmosphere and in the soil, Annu. Rev. Plant
Physiol., 37, 247–274, 1986.</mixed-citation></ref>
      <ref id="bib1.bibx48"><label>Schwinning and Ehleringer(2001)</label><mixed-citation>Schwinning, S. and Ehleringer, J. R.: Water use trade-offs and optimal
adaptations to pulse-driven arid ecosystems, J. Ecol., 89,
464–480, <ext-link xlink:href="https://doi.org/10.1046/j.1365-2745.2001.00576.x" ext-link-type="DOI">10.1046/j.1365-2745.2001.00576.x</ext-link>, 2001.</mixed-citation></ref>
      <ref id="bib1.bibx49"><label>Sheffield et al.(2012)Sheffield, Wood, and Roderick</label><mixed-citation>Sheffield, J., Wood, E. F., and Roderick, M. L.: Little change in global
drought over the past 60 years, Nature, 491, 435–438,
<ext-link xlink:href="https://doi.org/10.1038/nature11575" ext-link-type="DOI">10.1038/nature11575</ext-link>,  2012.</mixed-citation></ref>
      <ref id="bib1.bibx50"><label>Sperry and Love(2015)</label><mixed-citation>Sperry, J. S. and Love, D. M.: What plant hydraulics can tell us about
responses to climate-change droughts, New Phytol., 207, 14–27,
<ext-link xlink:href="https://doi.org/10.1111/nph.13354" ext-link-type="DOI">10.1111/nph.13354</ext-link>, 2015.</mixed-citation></ref>
      <ref id="bib1.bibx51"><?xmltex \def\ref@label{{Stocker et~al.(2018)Stocker, Zscheischler, Keenan, Prentice,
Pe{\~{n}}uelas, and Seneviratne}}?><label>Stocker et al.(2018)Stocker, Zscheischler, Keenan, Prentice,
Peñuelas, and Seneviratne</label><mixed-citation>
Stocker, B. D., Zscheischler, J., Keenan, T. F., Prentice, I. C., Peñuelas,
J., and Seneviratne, S. I.: Quantifying soil moisture impacts on light use
efficiency across biomes, New Phytol., 218, 1430–1449, 2018.</mixed-citation></ref>
      <ref id="bib1.bibx52"><label>Teuling et al.(2006)Teuling, Seneviratne, Williams, and
Troch</label><mixed-citation>Teuling, A. J., Seneviratne, S. I., Williams, C., and Troch, P. A.: Observed
timescales of evapotranspiration response to soil moisture, Geophys.
Res. Lett., 33, L23403, <ext-link xlink:href="https://doi.org/10.1029/2006GL028178" ext-link-type="DOI">10.1029/2006GL028178</ext-link>, 2006.</mixed-citation></ref>
      <ref id="bib1.bibx53"><?xmltex \def\ref@label{{Tramontana et~al.(2016)Tramontana, Jung, Schwalm, Ichii, Camps-Valls,
R{\'{a}}duly, Reichstein, Arain, Cescatti, Kiely, Merbold, Serrano-Ortiz,
Sickert, Wolf, and Papale}}?><label>Tramontana et al.(2016)Tramontana, Jung, Schwalm, Ichii, Camps-Valls,
Ráduly, Reichstein, Arain, Cescatti, Kiely, Merbold, Serrano-Ortiz,
Sickert, Wolf, and Papale</label><mixed-citation>Tramontana, G., Jung, M., Schwalm, C. R., Ichii, K., Camps-Valls, G., Ráduly, B., Reichstein, M., Arain, M. A., Cescatti, A., Kiely, G., Merbold, L., Serrano-Ortiz, P., Sickert, S., Wolf, S., and Papale, D.: Predicting carbon dioxide and energy fluxes across global FLUXNET sites with regression algorithms, Biogeosciences, 13, 4291–4313, <ext-link xlink:href="https://doi.org/10.5194/bg-13-4291-2016" ext-link-type="DOI">10.5194/bg-13-4291-2016</ext-link>, 2016.</mixed-citation></ref>
      <ref id="bib1.bibx54"><label>van der Molen et al.(2011)van der Molen, Dolman, Ciais, Eglin,
Gobron, Law, Meir, Peters, Phillips, Reichstein et al.</label><mixed-citation>van der Molen, M. K., Dolman, A. J., Ciais, P., Eglin, T., Gobron, N., Law,
B. E., Meir, P., Peters, W., Phillips, O. L., Reichstein, M., Chen, T., Dekker, S. C., Doubková, M., Friedl, M. A., Jung, M., van den Hurk, B. J. J. M., de Jeu, R. A. M., Kruijt, B., Ohta, T., Rebel, K. T., Plummer, S., Seneviratne, S. I., Sitch, S., Teuling, A. J., van der Werf, G. R., and Wang, G.: Drought
and ecosystem carbon cycling, Agr. Forest Meteorol., 151,
765–773, 2011.
 </mixed-citation></ref><?xmltex \hack{\newpage}?>
      <ref id="bib1.bibx55"><label>Verhoef and Egea(2014)</label><mixed-citation>Verhoef, A. and Egea, G.: Modeling plant transpiration under limited soil
water: Comparison of different plant and soil hydraulic parameterizations and
preliminary implications for their use in land surface models, Agr. Forest Meteorol., 191, 22–32, <ext-link xlink:href="https://doi.org/10.1016/j.agrformet.2014.02.009" ext-link-type="DOI">10.1016/j.agrformet.2014.02.009</ext-link>,
2014.</mixed-citation></ref>
      <ref id="bib1.bibx56"><label>Williams and Albertson(2004)</label><mixed-citation>Williams, C. A. and Albertson, J. D.: Soil moisture controls on canopy-scale
water and carbon fluxes in an African savanna, Water Resour. Res., 40,
W09302, <ext-link xlink:href="https://doi.org/10.1029/2004WR003208" ext-link-type="DOI">10.1029/2004WR003208</ext-link>, 2004.</mixed-citation></ref>
      <ref id="bib1.bibx57"><label>Wythers et al.(1999)Wythers, Lauenroth, and Paruelo</label><mixed-citation>Wythers, K., Lauenroth, W., and Paruelo, J.: Bare-Soil Evaporation Under
Semiarid Field Conditions, Soil Sci. Soc. Am. J., 63,
1341–1349, <ext-link xlink:href="https://doi.org/10.2136/sssaj1999.6351341x" ext-link-type="DOI">10.2136/sssaj1999.6351341x</ext-link>,
1999.</mixed-citation></ref>
      <ref id="bib1.bibx58"><label>Zhou et al.(2013)Zhou, Duursma, Medlyn, Kelly, and
Prentice</label><mixed-citation>
Zhou, S., Duursma, R. A., Medlyn, B. E., Kelly, J. W., and Prentice, I. C.: How
should we model plant responses to drought? An analysis of stomatal and
non-stomatal responses to water stress, Agr. Forest Meteorol.,
182, 204–214, 2013.</mixed-citation></ref>
      <ref id="bib1.bibx59"><label>Zhou et al.(2014)Zhou, Yu, Huang, and Wang</label><mixed-citation>Zhou, S., Yu, B., Huang, Y., and Wang, G.: The effect of vapor pressure
deficit on water use efficiency at the subdaily time scale, Geophys.
Res. Lett., 41, 5005–5013, <ext-link xlink:href="https://doi.org/10.1002/2014GL060741" ext-link-type="DOI">10.1002/2014GL060741</ext-link>, 2014.</mixed-citation></ref>
      <ref id="bib1.bibx60"><label>Zhou et al.(2015)Zhou, Yu, Huang, and Wang</label><mixed-citation>Zhou, S., Yu, B., Huang, Y., and Wang, G.: Daily underlying water use
efficiency for AmeriFlux sites, J. Geophys. Res.-Biogeo., 120, 887–902, <ext-link xlink:href="https://doi.org/10.1002/2015JG002947" ext-link-type="DOI">10.1002/2015JG002947</ext-link>, 2015.</mixed-citation></ref>
      <ref id="bib1.bibx61"><?xmltex \def\ref@label{{Zscheischler et~al.(2014)Zscheischler, Mahecha, {Von Buttlar},
Harmeling, Jung, Rammig, Randerson, Sch{\"{o}}lkopf, Seneviratne, Tomelleri,
Zaehle, and Reichstein}}?><label>Zscheischler et al.(2014)Zscheischler, Mahecha, Von Buttlar,
Harmeling, Jung, Rammig, Randerson, Schölkopf, Seneviratne, Tomelleri,
Zaehle, and Reichstein</label><mixed-citation>Zscheischler, J., Mahecha, M. D., Von Buttlar, J., Harmeling, S., Jung, M.,
Rammig, A., Randerson, J. T., Schölkopf, B., Seneviratne, S. I.,
Tomelleri, E., Zaehle, S., and Reichstein, M.: A few extreme events dominate
global interannual variability in gross primary production, Environ.
Res. Lett., 9, 035001, <ext-link xlink:href="https://doi.org/10.1088/1748-9326/9/3/035001" ext-link-type="DOI">10.1088/1748-9326/9/3/035001</ext-link>, 2014.</mixed-citation></ref>

  </ref-list></back>
    <!--<article-title-html>Carbon–water flux coupling under progressive drought</article-title-html>
<abstract-html><p>Water-use efficiency (WUE), defined as the ratio of carbon assimilation over evapotranspiration (ET), is a key metric to assess ecosystem functioning in response to environmental conditions. It remains unclear which factors control this ratio during periods of extended water limitation. Here, we used dry-down events occurring at eddy-covariance flux tower sites in the FLUXNET database as natural experiments to assess if and how decreasing soil-water availability modifies WUE at ecosystem scale. WUE models were evaluated by their performance to predict ET from both the gross primary productivity (GPP), which characterizes carbon assimilation at ecosystem scale, and environmental variables. We first compared two water-use efficiency models: the first was based on the concept of a constant underlying water-use efficiency, and the second augmented the first with a previously detected direct influence of radiation on transpiration. Both models predicting ET strictly from atmospheric covariates failed to reproduce observed ET dynamics for these periods, as they did not explicitly account for the effect of soil-water limitation. We demonstrate that an ET-attenuating soil-water-availability factor in junction with the additional radiation term was necessary to accurately predict ET flux magnitudes and dry-down lengths of these water-limited periods. In an analysis of the attenuation of ET for the 31 included FLUXNET sites, up to 50&thinsp;% of the observed decline in ET was due to the soil-water-availability effect we identified in this study. We conclude by noting that the rates of ET decline differ significantly between sites with different vegetation and climate types and discuss the dependency of this rate on the variability of seasonal dryness.</p></abstract-html>
<ref-html id="bib1.bib1"><label>Anderegg et al.(2017)</label><mixed-citation>
Anderegg, W. R., Wolf, A., Arango-Velez, A., Choat, B., Chmura, D. J., Jansen,
S., Kolb, T., Li, S., Meinzer, F., Pita, P., Resco de Dios, V., Sperry,
J. S., Wolfe, B. T., and Pacala, S.: Plant water potential improves
prediction of empirical stomatal models, PLoS ONE, 12, e0185481f,
<a href="https://doi.org/10.1371/journal.pone.0185481" target="_blank">https://doi.org/10.1371/journal.pone.0185481</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib2"><label>Baldocchi et al.(2001)</label><mixed-citation>
Baldocchi, D. D., Falge, E., Gu, L., Olson, R., Hollinger, D., Running, S.,
Anthoni, P., Bernhofer, C., Davis, K., Evans, R., Fuentes, J., Goldstein, A.,
Katul, G., Law, B., Lee, X., Malhi, Y., Meyers, T., Munger, W., Oechel, W.,
Paw, U. K. T., Pilegaard, K., Schmid, H. P., Valentini, R., Verma, S.,
Vesala, T., Wilson, K., and Wofsy, S.: FLUXNET: A New Tool to Study the
Temporal and Spatial Variability of Ecosystem-Scale Carbon Dioxide, Water
Vapor, and Energy Flux Densities, B. Am. Meteorol.
Soc., 82, 2415–2434,
<a href="https://doi.org/10.1175/1520-0477(2001)082&lt;2415:FANTTS&gt;2.3.CO;2" target="_blank">https://doi.org/10.1175/1520-0477(2001)082&lt;2415:FANTTS&gt;2.3.CO;2</a>, 2001.
</mixed-citation></ref-html>
<ref-html id="bib1.bib3"><label>Baldocchi et al.(2004)</label><mixed-citation>
Baldocchi, D. D., Xu, L., and Kiang, N.: How plant functional-type, weather,
seasonal drought, and soil physical properties alter water and energy fluxes
of an oak-grass savanna and an annual grassland, Agr. Forest
Meteorol., 123, 13–39, <a href="https://doi.org/10.1016/j.agrformet.2003.11.006" target="_blank">https://doi.org/10.1016/j.agrformet.2003.11.006</a>, 2004.
</mixed-citation></ref-html>
<ref-html id="bib1.bib4"><label>Ball et al.(1987)Ball, Woodrow, and Berry</label><mixed-citation>
Ball, J. T., Woodrow, I. E., and Berry, J. A.: A Model Predicting Stomatal
Conductance and its Contribution to the Control of Photosynthesis under
Different Environmental Conditions, in: Progress in Photosynthesis Research,
221–224, Springer, Dordrecht, <a href="https://doi.org/10.1007/978-94-017-0519-6_48" target="_blank">https://doi.org/10.1007/978-94-017-0519-6_48</a>,
1987.
</mixed-citation></ref-html>
<ref-html id="bib1.bib5"><label>Barbour et al.(2010)Barbour, Warren, Farquhar, Forrester, and
Brown</label><mixed-citation>
Barbour, M. M., Warren, C. R., Farquhar, G. D., Forrester, G., and Brown, H.:
Variability in mesophyll conductance between barley genotypes, and effects on
transpiration efficiency and carbon isotope discrimination, Plant Cell
Environ., 33, 1176–1185, 2010.
</mixed-citation></ref-html>
<ref-html id="bib1.bib6"><label>Beer et al.(2009)Beer, Ciais, Reichstein, Baldocchi, Law, Papale,
Soussana, Ammann, Buchmann, Frank, Gianelle, Janssens, Knohl, Köstner,
Moors, Roupsard, Verbeeck, Vesala, Williams, and Wohlfahrt</label><mixed-citation>
Beer, C., Ciais, P., Reichstein, M., Baldocchi, D., Law, B. E., Papale, D.,
Soussana, J. F., Ammann, C., Buchmann, N., Frank, D., Gianelle, D., Janssens,
I. A., Knohl, A., Köstner, B., Moors, E., Roupsard, O., Verbeeck, H.,
Vesala, T., Williams, C. A., and Wohlfahrt, G.: Temporal and among-site
variability of inherent water use efficiency at the ecosystem level, Global
Biogeochem. Cy., 23, 1–13, <a href="https://doi.org/10.1029/2008GB003233" target="_blank">https://doi.org/10.1029/2008GB003233</a>, 2009.
</mixed-citation></ref-html>
<ref-html id="bib1.bib7"><label>Boese et al.(2017)Boese, Jung, Carvalhais, and
Reichstein</label><mixed-citation>
Boese, S., Jung, M., Carvalhais, N., and Reichstein, M.: The importance of radiation for semiempirical water-use efficiency models, Biogeosciences, 14, 3015–3026, <a href="https://doi.org/10.5194/bg-14-3015-2017" target="_blank">https://doi.org/10.5194/bg-14-3015-2017</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib8"><label>Cowan and Farquhar(1977)</label><mixed-citation>
Cowan, I. R. and Farquhar, G. D.: Stomatal function in relation to leaf
metabolism and environment, Sym. Soc. Exp.
Biol., 31, 471–505,  1977.
</mixed-citation></ref-html>
<ref-html id="bib1.bib9"><label>Davies and Zhang(1991)</label><mixed-citation>
Davies, W. J. and Zhang, J.: Root Signals and the Regulation of Growth and
Development of Plants in Drying Soil, Annu. Rev. Plant Phys., 42, 55–76,
<a href="https://doi.org/10.1146/annurev.pp.42.060191.000415" target="_blank">https://doi.org/10.1146/annurev.pp.42.060191.000415</a>,
1991.
</mixed-citation></ref-html>
<ref-html id="bib1.bib10"><label>De Kauwe et al.(2013)</label><mixed-citation>
De Kauwe, M. G., Medlyn, B. E., Zaehle, S., Walker, A. P., Dietze, M. C.,
Hickler, T., Jain, A. K., Luo, Y., Parton, W. J., Prentice, I. C., Smith, B.,
Thornton, P. E., Wang, S., Wang, Y. P., Wårlind, D., Weng, E., Crous,
K. Y., Ellsworth, D. S., Hanson, P. J., Seok Kim, H., Warren, J. M., Oren,
R., and Norby, R. J.: Forest water use and water use efficiency at elevated
CO<sub>2</sub>: A model-data intercomparison at two contrasting temperate forest FACE
sites, Glob. Change Biol., 19, 1759–1779, <a href="https://doi.org/10.1111/gcb.12164" target="_blank">https://doi.org/10.1111/gcb.12164</a>, 2013.
</mixed-citation></ref-html>
<ref-html id="bib1.bib11"><label>Drake et al.(2018)Drake, Tjoelker, Vårhammar, Medlyn, Reich,
Leigh, Pfautsch, Blackman, López, Aspinwall et al.</label><mixed-citation>
Drake, J. E., Tjoelker, M. G., Vårhammar, A., Medlyn, B. E., Reich, P. B.,
Leigh, A., Pfautsch, S., Blackman, C. J., López, R., Aspinwall, M. J.,
Crous K. Y., Duursma, R. A., Kumarathunge, D., De Kauwe, M. G., Jiang, M., Nicotra, A. B., Tissue, D. T., Choat, B., Atkin, O. K., and Barton, C. V. M.: Trees tolerate an extreme heatwave via sustained transpirational
cooling and increased leaf thermal tolerance, Glob. Change Biol., 24,
2390–2402, 2018.
</mixed-citation></ref-html>
<ref-html id="bib1.bib12"><label>Efron(1979)</label><mixed-citation>
Efron, B.: Bootstrap Methods: Another Look at the Jackknife, Ann.
Stat., 7, 1–26, <a href="https://doi.org/10.1214/aos/1176344552" target="_blank">https://doi.org/10.1214/aos/1176344552</a>, 1979.
</mixed-citation></ref-html>
<ref-html id="bib1.bib13"><label>Fan et al.(2017)</label><mixed-citation>
Fan, Y., Miguez-Macho, G., Jobbágy, E. G., Jackson, R. B., and
Otero-Casal, C.: Hydrologic regulation of plant rooting depth, P. Natl. Acad. Sci. USA, 114, 10572–10577,
<a href="https://doi.org/10.1073/pnas.1712381114" target="_blank">https://doi.org/10.1073/pnas.1712381114</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib14"><label>Farooq et al.(2009)Farooq, Wahid, Kobayashi, Fujita, and
Basra</label><mixed-citation>
Farooq, M., Wahid, A., Kobayashi, N., Fujita, D., and Basra, S. M. A.: Plant
drought stress: effects, mechanisms and management, Agron. Sustain.
Dev., 29, 185–212, <a href="https://doi.org/10.1051/agro:2008021" target="_blank">https://doi.org/10.1051/agro:2008021</a>, 2009.
</mixed-citation></ref-html>
<ref-html id="bib1.bib15"><label>Gao et al.(2017)Gao, Markkanen, Aurela, Mammarella, Thum, Tsuruta,
Yang, and Aalto</label><mixed-citation>
Gao, Y., Markkanen, T., Aurela, M., Mammarella, I., Thum, T., Tsuruta, A., Yang, H., and Aalto, T.: Response of water use efficiency to summer drought in a boreal Scots pine forest in Finland, Biogeosciences, 14, 4409–4422, <a href="https://doi.org/10.5194/bg-14-4409-2017" target="_blank">https://doi.org/10.5194/bg-14-4409-2017</a>, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib16"><label>Hartmann et al.(2013)</label><mixed-citation>
Hartmann, D. J., Tank, A. M. K., Rusticucci, M., Alexander, L. V.,
Brönnimann, S., Charabi, Y. A. R., Dentener, F. J., Dlugokencky, E. J.,
Easterling, D. R., Kaplan, A., Soden, B. J., Thorne, P. W., Wild, M., and
Zhai, P.: Observations: Atmosphere and Surface, in: Climate Change 2013:
The Physical Science Basis. Contribution of Working Group I to the Fifth
Assessment Report of the Intergovernmental Panel on Climate Change, edited by
Stocker, T. F., Qin, D., Plattner, G. K., Tignor, M., Allen, S. K., Boschung,
J., Nauels, A., Xia, Y., Bex, V., and Midgley, P. M.,  159–254, Cambridge
University Press, <a href="https://doi.org/10.1017/CBO9781107415324.008" target="_blank">https://doi.org/10.1017/CBO9781107415324.008</a>, 2013.
</mixed-citation></ref-html>
<ref-html id="bib1.bib17"><label>Hoerling et al.(2012)Hoerling, Eischeid, Perlwitz, Quan, Zhang, and
Pegion</label><mixed-citation>
Hoerling, M., Eischeid, J., Perlwitz, J., Quan, X., Zhang, T., and Pegion, P.:
On the increased frequency of mediterranean drought, J. Climate,
25, 2146–2161, <a href="https://doi.org/10.1175/JCLI-D-11-00296.1" target="_blank">https://doi.org/10.1175/JCLI-D-11-00296.1</a>, 2012.
</mixed-citation></ref-html>
<ref-html id="bib1.bib18"><label>Ito and Inatomi(2012)</label><mixed-citation>
Ito, A. and Inatomi, M.: Water-Use Efficiency of the Terrestrial Biosphere: A
Model Analysis Focusing on Interactions between the Global Carbon and Water
Cycles, J. Hydrometeorol., 13, 681–694,
<a href="https://doi.org/10.1175/JHM-D-10-05034.1" target="_blank">https://doi.org/10.1175/JHM-D-10-05034.1</a>,
2012.
</mixed-citation></ref-html>
<ref-html id="bib1.bib19"><label>Jackson et al.(1996)Jackson, Canadell, Ehleringer, Mooney, Sala, and
Schulze</label><mixed-citation>
Jackson, R. B., Canadell, J., Ehleringer, J. R., Mooney, H. A., Sala, O. E.,
and Schulze, E. D.: A global analysis of root distributions for terrestrial
biomes, Oecologia, 108, 389–411, <a href="https://doi.org/10.1007/BF00333714" target="_blank">https://doi.org/10.1007/BF00333714</a>,  1996.
</mixed-citation></ref-html>
<ref-html id="bib1.bib20"><label>Jarvis and Mcnaughton(1986)</label><mixed-citation>
Jarvis, P. G. and Mcnaughton, K. G.: Stomatal Control of Transpiration:
Scaling Up from Leaf to Region, Adv. Ecol. Res., 15, 1–49,
<a href="https://doi.org/10.1016/S0065-2504(08)60119-1" target="_blank">https://doi.org/10.1016/S0065-2504(08)60119-1</a>, 1986.
</mixed-citation></ref-html>
<ref-html id="bib1.bib21"><label>Katul et al.(2010)Katul, Manzoni, Palmroth, and Oren</label><mixed-citation>
Katul, G., Manzoni, S., Palmroth, S., and Oren, R.: A stomatal optimization
theory to describe the effects of atmospheric CO<sub>2</sub> on leaf photosynthesis and
transpiration, Ann. Bot., 105, 431–442, <a href="https://doi.org/10.1093/aob/mcp292" target="_blank">https://doi.org/10.1093/aob/mcp292</a>,
2010.
</mixed-citation></ref-html>
<ref-html id="bib1.bib22"><label>Keenan et al.(2009)Keenan, Garcia, Friend, Zaehle, Gracia, and
Sabate</label><mixed-citation>
Keenan, T., García, R., Friend, A. D., Zaehle, S., Gracia, C., and Sabate, S.: Improved understanding of drought controls on seasonal variation in Mediterranean forest canopy CO<sub>2</sub> and water fluxes through combined in situ measurements and ecosystem modelling, Biogeosciences, 6, 1423–1444, <a href="https://doi.org/10.5194/bg-6-1423-2009" target="_blank">https://doi.org/10.5194/bg-6-1423-2009</a>, 2009.
</mixed-citation></ref-html>
<ref-html id="bib1.bib23"><label>Keenan et al.(2010)Keenan, Sabate, and Gracia</label><mixed-citation>
Keenan, T., Sabate, S., and Gracia, C.: Soil water stress and coupled
photosynthesis-conductance models: Bridging the gap between conflicting
reports on the relative roles of stomatal, mesophyll conductance and
biochemical limitations to photosynthesis, Agr. Forest
Meteorol., 150, 443–453, <a href="https://doi.org/10.1016/j.agrformet.2010.01.008" target="_blank">https://doi.org/10.1016/j.agrformet.2010.01.008</a>, 2010.
</mixed-citation></ref-html>
<ref-html id="bib1.bib24"><label>Kleidon and Heimann(1998)</label><mixed-citation>
Kleidon, A. and Heimann, M.: A method of determining rooting depth from a
terrestrial biosphere model and its impacts on the global water and carbon
cycle, Glob. Change Biol., 4, 275–286,
<a href="https://doi.org/10.1046/j.1365-2486.1998.00152.x" target="_blank">https://doi.org/10.1046/j.1365-2486.1998.00152.x</a>, 1998.
</mixed-citation></ref-html>
<ref-html id="bib1.bib25"><label>Knauer et al.(2015)Knauer, Werner, and Zaehle</label><mixed-citation>
Knauer, J., Werner, C., and Zaehle, S.: Evaluating stomatal models and their
atmospheric drought response in a land surface scheme: A multibiome
analysis, J. Geophys. Res.-Biogeo., 120, 1894–1911,
<a href="https://doi.org/10.1002/2015JG003114" target="_blank">https://doi.org/10.1002/2015JG003114</a>, 2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib26"><label>Koch et al.(2004)Koch, Sillett, Jennings, and Davis</label><mixed-citation>
Koch, G. W., Sillett, S. C., Jennings, G. M., and Davis, S. D.: The limits to
tree height, Nature, 428, 851–854, <a href="https://doi.org/10.1038/nature02417" target="_blank">https://doi.org/10.1038/nature02417</a>, 2004.
</mixed-citation></ref-html>
<ref-html id="bib1.bib27"><label>Ladjal et al.(2005)Ladjal, Huc, and Ducrey</label><mixed-citation>
Ladjal, M., Huc, R., and Ducrey, M.: Drought effects on hydraulic conductivity
and xylem vulnerability to embolism in diverse species and provenances of
Mediterranean cedars, Tree Physiol., 25, 1109–1117, 2005.
</mixed-citation></ref-html>
<ref-html id="bib1.bib28"><label>Leuning(1995)</label><mixed-citation>
Leuning, R.: A critical appraisal of a combined stomatal-photosynthesis model
for C3 plants, Plant Cell Environ., 18, 339–355, 1995.
</mixed-citation></ref-html>
<ref-html id="bib1.bib29"><label>Ma et al.(2012)Ma, Peng, Zhu, Chen, Yu, Li, Zhou, Wang, and
Zhang</label><mixed-citation>
Ma, Z., Peng, C., Zhu, Q., Chen, H., Yu, G., Li, W., Zhou, X., Wang, W., and
Zhang, W.: Regional drought-induced reduction in the biomass carbon sink of
Canada's boreal forests, P. Natl. Acad. Sci. USA,
109, 2423–2427, <a href="https://doi.org/10.1073/pnas.1111576109" target="_blank">https://doi.org/10.1073/pnas.1111576109</a>, 2012.
</mixed-citation></ref-html>
<ref-html id="bib1.bib30"><label>Manzoni et al.(2013)Manzoni, Vico, Katul, Palmroth, Jackson, and
Porporato</label><mixed-citation>
Manzoni, S., Vico, G., Katul, G., Palmroth, S., Jackson, R. B., and Porporato,
A.: Hydraulic limits on maximum plant transpiration and the emergence of the
safety-efficiency trade-off, New Phytol., 198, 169–178,
<a href="https://doi.org/10.1111/nph.12126" target="_blank">https://doi.org/10.1111/nph.12126</a>, 2013.
</mixed-citation></ref-html>
<ref-html id="bib1.bib31"><label>Martin-StPaul et al.(2017)Martin-StPaul, Delzon, and
Cochard</label><mixed-citation>
Martin-StPaul, N., Delzon, S., and Cochard, H.: Plant resistance to drought
depends on timely stomatal closure, Ecol. Lett., 20, 1437–1447, 2017.
</mixed-citation></ref-html>
<ref-html id="bib1.bib32"><label>McDowell et al.(2008)McDowell, Pockman, Allen, Breshears, Cobb, Kolb,
Plaut, Sperry, West, Williams, and Yepez</label><mixed-citation>
McDowell, N., Pockman, W. T., Allen, C. D., Breshears, D. D., Cobb, N., Kolb,
T., Plaut, J., Sperry, J., West, A., Williams, D. G., and Yepez, E. A.:
Mechanisms of plant survival and mortality during drought: Why do some
plants survive while others succumb to drought?, New Phytol., 178,
719–739, <a href="https://doi.org/10.1111/j.1469-8137.2008.02436.x" target="_blank">https://doi.org/10.1111/j.1469-8137.2008.02436.x</a>, 2008.
</mixed-citation></ref-html>
<ref-html id="bib1.bib33"><label>Medlyn et al.(2011)Medlyn, Duursma, Eamus, Ellsworth, Prentice,
Barton, Crous, De Angelis, Freeman, and Wingate</label><mixed-citation>
Medlyn, B. E., Duursma, R. A., Eamus, D., Ellsworth, D. S., Prentice, I. C.,
Barton, C. V., Crous, K. Y., De Angelis, P., Freeman, M., and Wingate, L.:
Reconciling the optimal and empirical approaches to modelling stomatal
conductance, Glob. Change Biol., 17, 2134–2144,
<a href="https://doi.org/10.1111/j.1365-2486.2010.02375.x" target="_blank">https://doi.org/10.1111/j.1365-2486.2010.02375.x</a>, 2011.
</mixed-citation></ref-html>
<ref-html id="bib1.bib34"><label>Miralles et al.(2010)Miralles, Gash, Holmes, De Jeu, and
Dolman</label><mixed-citation>
Miralles, D. G., Gash, J. H., Holmes, T. R., De Jeu, R. A., and Dolman,
A. J.: Global canopy interception from satellite observations, J.
Geophys. Res.-Atmos., 115, D16122, <a href="https://doi.org/10.1029/2009JD013530" target="_blank">https://doi.org/10.1029/2009JD013530</a>,
2010.
</mixed-citation></ref-html>
<ref-html id="bib1.bib35"><label>Moré(1978)</label><mixed-citation>
Moré, J. J.: The Levenberg–Marquardt Algorithm: Implementation and
Theory, in: Numerical Analysis. Lecture Notes in Mathematics, edited by:
Watson, G. A., Vol. 630,  105–116, Springer, Berlin, Heidelberg, available at: <a href="http://www.osti.gov/scitech//servlets/purl/7256021-WWC9hw/" target="_blank">http://www.osti.gov/scitech//servlets/purl/7256021-WWC9hw/</a> (last access: 10 May 2019),
1978.
</mixed-citation></ref-html>
<ref-html id="bib1.bib36"><label>Nash and Sutcliffe(1970)</label><mixed-citation>
Nash, J. E. and Sutcliffe, J. V.: River flow forecasting through conceptual
models part I – A discussion of principles, J. Hydrol., 10,
282–290, <a href="https://doi.org/10.1016/0022-1694(70)90255-6" target="_blank">https://doi.org/10.1016/0022-1694(70)90255-6</a>, 1970.
</mixed-citation></ref-html>
<ref-html id="bib1.bib37"><label>Nelson et al.(2018)Nelson, Carvalhais, Migliavacca, Reichstein, and
Jung</label><mixed-citation>
Nelson, J. A., Carvalhais, N., Migliavacca, M., Reichstein, M., and Jung, M.: Water-stress-induced breakdown of carbon–water relations: indicators from diurnal FLUXNET patterns, Biogeosciences, 15, 2433–2447, <a href="https://doi.org/10.5194/bg-15-2433-2018" target="_blank">https://doi.org/10.5194/bg-15-2433-2018</a>, 2018.
</mixed-citation></ref-html>
<ref-html id="bib1.bib38"><label>Ort et al.(1994)Ort, Oxborough, and Wise</label><mixed-citation>
Ort, D. R., Oxborough, K., and Wise, R. R.: Depressions of photosynthesis in
crops with water deficits, Photoinhibition of Photosynthesis from Molecular
Mechanisms to the Field,  315–329, BIOS Scientific, Oxford, 1994.
</mixed-citation></ref-html>
<ref-html id="bib1.bib39"><label>Papale et al.(2006)Papale, Reichstein, Aubinet, Canfora, Bernhofer,
Kutsch, Longdoz, Rambal, Valentini, Vesala et al.</label><mixed-citation>
Papale, D., Reichstein, M., Aubinet, M., Canfora, E., Bernhofer, C., Kutsch, W., Longdoz, B., Rambal, S., Valentini, R., Vesala, T., and Yakir, D.: Towards a standardized processing of Net Ecosystem Exchange measured with eddy covariance technique: algorithms and uncertainty estimation, Biogeosciences, 3, 571–583, <a href="https://doi.org/10.5194/bg-3-571-2006" target="_blank">https://doi.org/10.5194/bg-3-571-2006</a>, 2006.
</mixed-citation></ref-html>
<ref-html id="bib1.bib40"><label>Quick et al.(1992)Quick, Chaves, Wendler, David, Rodrigues,
Passaharinho, Pereira, Adcock, Leegood, and Stitt</label><mixed-citation>
Quick, W., Chaves, M., Wendler, R., David, M., Rodrigues, M., Passaharinho, J.,
Pereira, J., Adcock, M., Leegood, R., and Stitt, M.: The effect of water
stress on photosynthetic carbon metabolism in four species grown under field
conditions, Plant Cell Environ., 15, 25–35, 1992.
</mixed-citation></ref-html>
<ref-html id="bib1.bib41"><label>Reichstein et al.(2005)</label><mixed-citation>
Reichstein, M., Falge, E., Baldocchi, D. D., Papale, D., Aubinet, M.,
Berbigier, P., Bernhofer, C., Buchmann, N., Gilmanov, T., Granier, A.,
Grünwald, T., Havránková, K., Ilvesniemi, H., Janous, D.,
Knohl, A., Laurila, T., Lohila, A., Loustau, D., Matteucci, G., Meyers, T.,
Miglietta, F., Ourcival, J. M., Pumpanen, J., Rambal, S., Rotenberg, E.,
Sanz, M., Tenhunen, J., Seufert, G., Vaccari, F., Vesala, T., Yakir, D., and
Valentini, R.: On the separation of net ecosystem exchange into assimilation
and ecosystem respiration: Review and improved algorithm, Glob. Change
Biol., 11, 1424–1439, <a href="https://doi.org/10.1111/j.1365-2486.2005.001002.x" target="_blank">https://doi.org/10.1111/j.1365-2486.2005.001002.x</a>, 2005.
</mixed-citation></ref-html>
<ref-html id="bib1.bib42"><label>Reichstein et al.(2014)Reichstein, Bahn, Mahecha, Kattge, and
Baldocchi</label><mixed-citation>
Reichstein, M., Bahn, M., Mahecha, M. D., Kattge, J., and Baldocchi, D. D.:
Linking plant and ecosystem functional biogeography, P.
Natl. Acad. Sci. USA, 111, 13697–13702, 2014.
</mixed-citation></ref-html>
<ref-html id="bib1.bib43"><label>Ryan and Yoder(1997)</label><mixed-citation>
Ryan, M. G. and Yoder, B. J.: Hydraulic limits to tree height and tree growth,
Bioscience, 47, 235–242, 1997.
</mixed-citation></ref-html>
<ref-html id="bib1.bib44"><label>Salvucci and Crafts-Brandner(2004)</label><mixed-citation>
Salvucci, M. E. and Crafts-Brandner, S. J.: Inhibition of photosynthesis by
heat stress: The activation state of Rubisco as a limiting factor in
photosynthesis, Physiol. Plantarum, 120, 179–186,
<a href="https://doi.org/10.1111/j.0031-9317.2004.0173.x" target="_blank">https://doi.org/10.1111/j.0031-9317.2004.0173.x</a>, 2004.
</mixed-citation></ref-html>
<ref-html id="bib1.bib45"><label>Schneider et al.(2010)Schneider, Attinger, Delfs, and
Hildebrandt</label><mixed-citation>
Schneider, C. L., Attinger, S., Delfs, J.-O., and Hildebrandt, A.: Implementing small scale processes at the soil-plant interface – the role of root architectures for calculating root water uptake profiles, Hydrol. Earth Syst. Sci., 14, 279–289, <a href="https://doi.org/10.5194/hess-14-279-2010" target="_blank">https://doi.org/10.5194/hess-14-279-2010</a>, 2010.
</mixed-citation></ref-html>
<ref-html id="bib1.bib46"><label>Schroeder et al.(2001)Schroeder, Kwak, and Allen</label><mixed-citation>
Schroeder, J. I., Kwak, J. M., and Allen, G. J.: Guard cell abscisic acid
signalling and engineering drought hardiness in plants, Nature, 410,
327–330, <a href="https://doi.org/10.1038/35066500" target="_blank">https://doi.org/10.1038/35066500</a>, 2001.
</mixed-citation></ref-html>
<ref-html id="bib1.bib47"><label>Schulze(1986)</label><mixed-citation>
Schulze, E. D.: Carbon dioxide and water vapour exchange in response to
drought in the atmosphere and in the soil, Annu. Rev. Plant
Physiol., 37, 247–274, 1986.
</mixed-citation></ref-html>
<ref-html id="bib1.bib48"><label>Schwinning and Ehleringer(2001)</label><mixed-citation>
Schwinning, S. and Ehleringer, J. R.: Water use trade-offs and optimal
adaptations to pulse-driven arid ecosystems, J. Ecol., 89,
464–480, <a href="https://doi.org/10.1046/j.1365-2745.2001.00576.x" target="_blank">https://doi.org/10.1046/j.1365-2745.2001.00576.x</a>, 2001.
</mixed-citation></ref-html>
<ref-html id="bib1.bib49"><label>Sheffield et al.(2012)Sheffield, Wood, and Roderick</label><mixed-citation>
Sheffield, J., Wood, E. F., and Roderick, M. L.: Little change in global
drought over the past 60 years, Nature, 491, 435–438,
<a href="https://doi.org/10.1038/nature11575" target="_blank">https://doi.org/10.1038/nature11575</a>,  2012.
</mixed-citation></ref-html>
<ref-html id="bib1.bib50"><label>Sperry and Love(2015)</label><mixed-citation>
Sperry, J. S. and Love, D. M.: What plant hydraulics can tell us about
responses to climate-change droughts, New Phytol., 207, 14–27,
<a href="https://doi.org/10.1111/nph.13354" target="_blank">https://doi.org/10.1111/nph.13354</a>, 2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib51"><label>Stocker et al.(2018)Stocker, Zscheischler, Keenan, Prentice,
Peñuelas, and Seneviratne</label><mixed-citation>
Stocker, B. D., Zscheischler, J., Keenan, T. F., Prentice, I. C., Peñuelas,
J., and Seneviratne, S. I.: Quantifying soil moisture impacts on light use
efficiency across biomes, New Phytol., 218, 1430–1449, 2018.
</mixed-citation></ref-html>
<ref-html id="bib1.bib52"><label>Teuling et al.(2006)Teuling, Seneviratne, Williams, and
Troch</label><mixed-citation>
Teuling, A. J., Seneviratne, S. I., Williams, C., and Troch, P. A.: Observed
timescales of evapotranspiration response to soil moisture, Geophys.
Res. Lett., 33, L23403, <a href="https://doi.org/10.1029/2006GL028178" target="_blank">https://doi.org/10.1029/2006GL028178</a>, 2006.
</mixed-citation></ref-html>
<ref-html id="bib1.bib53"><label>Tramontana et al.(2016)Tramontana, Jung, Schwalm, Ichii, Camps-Valls,
Ráduly, Reichstein, Arain, Cescatti, Kiely, Merbold, Serrano-Ortiz,
Sickert, Wolf, and Papale</label><mixed-citation>
Tramontana, G., Jung, M., Schwalm, C. R., Ichii, K., Camps-Valls, G., Ráduly, B., Reichstein, M., Arain, M. A., Cescatti, A., Kiely, G., Merbold, L., Serrano-Ortiz, P., Sickert, S., Wolf, S., and Papale, D.: Predicting carbon dioxide and energy fluxes across global FLUXNET sites with regression algorithms, Biogeosciences, 13, 4291–4313, <a href="https://doi.org/10.5194/bg-13-4291-2016" target="_blank">https://doi.org/10.5194/bg-13-4291-2016</a>, 2016.
</mixed-citation></ref-html>
<ref-html id="bib1.bib54"><label>van der Molen et al.(2011)van der Molen, Dolman, Ciais, Eglin,
Gobron, Law, Meir, Peters, Phillips, Reichstein et al.</label><mixed-citation>
van der Molen, M. K., Dolman, A. J., Ciais, P., Eglin, T., Gobron, N., Law,
B. E., Meir, P., Peters, W., Phillips, O. L., Reichstein, M., Chen, T., Dekker, S. C., Doubková, M., Friedl, M. A., Jung, M., van den Hurk, B. J. J. M., de Jeu, R. A. M., Kruijt, B., Ohta, T., Rebel, K. T., Plummer, S., Seneviratne, S. I., Sitch, S., Teuling, A. J., van der Werf, G. R., and Wang, G.: Drought
and ecosystem carbon cycling, Agr. Forest Meteorol., 151,
765–773, 2011.

</mixed-citation></ref-html>
<ref-html id="bib1.bib55"><label>Verhoef and Egea(2014)</label><mixed-citation>
Verhoef, A. and Egea, G.: Modeling plant transpiration under limited soil
water: Comparison of different plant and soil hydraulic parameterizations and
preliminary implications for their use in land surface models, Agr. Forest Meteorol., 191, 22–32, <a href="https://doi.org/10.1016/j.agrformet.2014.02.009" target="_blank">https://doi.org/10.1016/j.agrformet.2014.02.009</a>,
2014.
</mixed-citation></ref-html>
<ref-html id="bib1.bib56"><label>Williams and Albertson(2004)</label><mixed-citation>
Williams, C. A. and Albertson, J. D.: Soil moisture controls on canopy-scale
water and carbon fluxes in an African savanna, Water Resour. Res., 40,
W09302, <a href="https://doi.org/10.1029/2004WR003208" target="_blank">https://doi.org/10.1029/2004WR003208</a>, 2004.
</mixed-citation></ref-html>
<ref-html id="bib1.bib57"><label>Wythers et al.(1999)Wythers, Lauenroth, and Paruelo</label><mixed-citation>
Wythers, K., Lauenroth, W., and Paruelo, J.: Bare-Soil Evaporation Under
Semiarid Field Conditions, Soil Sci. Soc. Am. J., 63,
1341–1349, <a href="https://doi.org/10.2136/sssaj1999.6351341x" target="_blank">https://doi.org/10.2136/sssaj1999.6351341x</a>,
1999.
</mixed-citation></ref-html>
<ref-html id="bib1.bib58"><label>Zhou et al.(2013)Zhou, Duursma, Medlyn, Kelly, and
Prentice</label><mixed-citation>
Zhou, S., Duursma, R. A., Medlyn, B. E., Kelly, J. W., and Prentice, I. C.: How
should we model plant responses to drought? An analysis of stomatal and
non-stomatal responses to water stress, Agr. Forest Meteorol.,
182, 204–214, 2013.
</mixed-citation></ref-html>
<ref-html id="bib1.bib59"><label>Zhou et al.(2014)Zhou, Yu, Huang, and Wang</label><mixed-citation>
Zhou, S., Yu, B., Huang, Y., and Wang, G.: The effect of vapor pressure
deficit on water use efficiency at the subdaily time scale, Geophys.
Res. Lett., 41, 5005–5013, <a href="https://doi.org/10.1002/2014GL060741" target="_blank">https://doi.org/10.1002/2014GL060741</a>, 2014.
</mixed-citation></ref-html>
<ref-html id="bib1.bib60"><label>Zhou et al.(2015)Zhou, Yu, Huang, and Wang</label><mixed-citation>
Zhou, S., Yu, B., Huang, Y., and Wang, G.: Daily underlying water use
efficiency for AmeriFlux sites, J. Geophys. Res.-Biogeo., 120, 887–902, <a href="https://doi.org/10.1002/2015JG002947" target="_blank">https://doi.org/10.1002/2015JG002947</a>, 2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib61"><label>Zscheischler et al.(2014)Zscheischler, Mahecha, Von Buttlar,
Harmeling, Jung, Rammig, Randerson, Schölkopf, Seneviratne, Tomelleri,
Zaehle, and Reichstein</label><mixed-citation>
Zscheischler, J., Mahecha, M. D., Von Buttlar, J., Harmeling, S., Jung, M.,
Rammig, A., Randerson, J. T., Schölkopf, B., Seneviratne, S. I.,
Tomelleri, E., Zaehle, S., and Reichstein, M.: A few extreme events dominate
global interannual variability in gross primary production, Environ.
Res. Lett., 9, 035001, <a href="https://doi.org/10.1088/1748-9326/9/3/035001" target="_blank">https://doi.org/10.1088/1748-9326/9/3/035001</a>, 2014.
</mixed-citation></ref-html>--></article>
