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  <front>
    <journal-meta><journal-id journal-id-type="publisher">BG</journal-id><journal-title-group>
    <journal-title>Biogeosciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">BG</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Biogeosciences</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1726-4189</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/bg-18-4985-2021</article-id><title-group><article-title>Slowdown of the greening trend in natural vegetation with<?xmltex \hack{\break}?> further rise in atmospheric <inline-formula><mml:math id="M1" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula></article-title><alt-title>Slowdown of the greening trend in natural vegetation</alt-title>
      </title-group><?xmltex \runningtitle{Slowdown of the greening trend in natural vegetation}?><?xmltex \runningauthor{A.~J.~Winkler {et al.}}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff2 aff3">
          <name><surname>Winkler</surname><given-names>Alexander J.</given-names></name>
          <email>alexander.winkler@mpimet.mpg.de</email><email>awinkler@bgc-jena.mpg.de</email>
        <ext-link>https://orcid.org/0000-0001-6574-4471</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Myneni</surname><given-names>Ranga B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Hannart</surname><given-names>Alexis</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Sitch</surname><given-names>Stephen</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" deceased="yes" corresp="no" rid="aff7">
          <name><surname>Haverd</surname><given-names>Vanessa</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff8">
          <name><surname>Lombardozzi</surname><given-names>Danica</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Arora</surname><given-names>Vivek K.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff10 aff1">
          <name><surname>Pongratz</surname><given-names>Julia</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Nabel</surname><given-names>Julia E. M. S.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8122-5206</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff11">
          <name><surname>Goll</surname><given-names>Daniel S.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-9246-9671</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff12">
          <name><surname>Kato</surname><given-names>Etsushi</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8814-804X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff13">
          <name><surname>Tian</surname><given-names>Hanqin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1806-4091</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff14">
          <name><surname>Arneth</surname><given-names>Almut</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6616-0822</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff15">
          <name><surname>Friedlingstein</surname><given-names>Pierre</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3309-4739</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff16">
          <name><surname>Jain</surname><given-names>Atul K.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-4051-3228</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Zaehle</surname><given-names>Sönke</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-5602-7956</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Brovkin</surname><given-names>Victor</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6420-3198</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Max Planck Institute for Meteorology, Bundesstrasse 53, 20146 Hamburg, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>International Max Planck Research School on Earth System Modelling, Bundesstrasse 53, 20146 Hamburg, Germany</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Max Planck Institute for Biogeochemistry, 07745 Jena, Germany</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Department of Earth and Environment, Boston University, Boston, MA 02215, USA</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Ouranos, Montréal, Quebec, H2L 1K1, Canada</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>College of Life and Environmental Sciences, University of Exeter, Exeter, EX4 4RJ, UK</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>CSIRO Oceans and Atmosphere, Canberra, 2601, Australia</institution>
        </aff>
        <aff id="aff8"><label>8</label><institution>Climate and Global Dynamics Laboratory, National Center for Atmospheric Research, Boulder, CO 80302, USA</institution>
        </aff>
        <aff id="aff9"><label>9</label><institution>Canadian Centre for Climate Modelling and Analysis, Environment and Climate Change Canada, University of Victoria, Victoria, British Columbia, V8W 2Y2, Canada</institution>
        </aff>
        <aff id="aff10"><label>10</label><institution>Department of Geography, Ludwig Maximilian University of Munich, Luisenstr. 37, 80333 Munich, Germany</institution>
        </aff>
        <aff id="aff11"><label>11</label><institution>Lehrstuhl fur Physische Geographie mit Schwerpunkt Klimaforschung, Universität Augsburg, 86159 Augsburg, Germany</institution>
        </aff>
        <aff id="aff12"><label>12</label><institution>Institute of Applied Energy (IAE), Minato, Tokyo, 105-0003, Japan</institution>
        </aff>
        <aff id="aff13"><label>13</label><institution>International Center for Climate and Global Change Research, School of Forestry and Wildlife Sciences, Auburn University, 602 Duncan Drive, Auburn, AL 36849, USA</institution>
        </aff>
        <aff id="aff14"><label>14</label><institution>Institute of Meteorology and Climate Research Atmospheric Environmental Research, Karlsruhe Institute of Technology, 82467 Garmisch-Partenkirchen, Germany</institution>
        </aff>
        <aff id="aff15"><label>15</label><institution>College of Engineering, Mathematics and Physical Sciences, University of Exeter, Exeter, EX4 4QF, UK</institution>
        </aff>
        <aff id="aff16"><label>16</label><institution>Department of Atmospheric Sciences, University of Illinois, Urbana, IL 61801, USA</institution>
        </aff><author-comment content-type="deceased"><p>19 January 2021</p></author-comment>
      </contrib-group>
      <author-notes><corresp id="corr1">Alexander J. Winkler (alexander.winkler@mpimet.mpg.de, awinkler@bgc-jena.mpg.de)</corresp></author-notes><pub-date><day>13</day><month>September</month><year>2021</year></pub-date>
      
      <volume>18</volume>
      <issue>17</issue>
      <fpage>4985</fpage><lpage>5010</lpage>
      <history>
        <date date-type="received"><day>15</day><month>February</month><year>2021</year></date>
           <date date-type="accepted"><day>28</day><month>July</month><year>2021</year></date>
           <date date-type="rev-recd"><day>30</day><month>June</month><year>2021</year></date>
           <date date-type="rev-request"><day>23</day><month>February</month><year>2021</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Alexander J. Winkler et al.</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021.html">This article is available from https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021.html</self-uri><self-uri xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021.pdf">The full text article is available as a PDF file from https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e347">Satellite data reveal widespread changes in Earth's vegetation cover. Regions
intensively attended to by humans are mostly greening due to land
management. Natural vegetation, on the other hand, is exhibiting patterns of
both greening and browning in all continents. Factors linked to anthropogenic
carbon emissions, such as <inline-formula><mml:math id="M2" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization, climate change, and
consequent disturbances such as fires and droughts, are hypothesized to be
key drivers of changes in natural vegetation. A rigorous regional attribution
at the biome level that can be scaled to a global picture of what is behind the
observed changes is currently lacking. Here we analyze different datasets of
decades-long satellite observations of global leaf area index (LAI,
1981–2017) as well as other proxies for vegetation changes and identify
several clusters of significant long-term changes. Using process-based model
simulations (Earth system and land surface models), we disentangle the effects
of anthropogenic carbon emissions on LAI in a probabilistic setting applying
causal counterfactual theory. The analysis prominently indicates the effects
of climate change on many biomes – warming in northern ecosystems (greening)
and rainfall anomalies in tropical biomes (browning). The probabilistic
attribution method clearly identifies the <inline-formula><mml:math id="M3" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization effect as
the dominant driver in only two biomes, the temperate forests<?pagebreak page4986?> and cool
grasslands, challenging the view of a dominant global-scale
effect. Altogether, our analysis reveals a slowing down of greening and
strengthening of browning trends, particularly in the last 2 decades. Most
models substantially underestimate the emerging vegetation browning,
especially in the tropical rainforests. Leaf area loss in these productive
ecosystems could be an early indicator of a slowdown in the terrestrial
carbon sink. Models need to account for this effect to realize plausible
climate projections of the 21st century.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e381">Satellite observations reveal widespread changes in terrestrial vegetation
across the entire globe. The greening and browning trends reflect changes in
the abundance of green leaves, and thus, the rate and amount of
photosynthesis. Plants modulate pivotal land–atmosphere interactions through
the process of photosynthesis. Hence, changes in photosynthetic activity have
immediate effects on the land–atmosphere exchange of energy
<xref ref-type="bibr" rid="bib1.bibx33" id="paren.1"/>, water
<xref ref-type="bibr" rid="bib1.bibx66 bib1.bibx97" id="paren.2"/>, and carbon
<xref ref-type="bibr" rid="bib1.bibx82 bib1.bibx95 bib1.bibx103 bib1.bibx104" id="paren.3"/>. Several studies have reported that many biomes
are largely greening, from Arctic tundra to subtropical drylands
<xref ref-type="bibr" rid="bib1.bibx69 bib1.bibx72 bib1.bibx58 bib1.bibx112 bib1.bibx19 bib1.bibx103" id="paren.4"/>. Others
have identified regions of declining trends in leaf area
<xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx98" id="paren.5"/>. The drivers
underlying these long-term vegetation changes, however, remain under
debate. In the light of nearly 40 years of continuous satellite
observations, we reassess the driver attribution of natural vegetation changes
in a new cause-and-effect framework.</p>
      <p id="d1e399">Anthropogenic vegetation, i.e., actively cultivated vegetation, and natural
vegetation should be considered separately due to their distinct origins and
properties. A recent study by <xref ref-type="bibr" rid="bib1.bibx19" id="text.6"/> reported that
anthropogenic vegetation (35 <inline-formula><mml:math id="M4" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> of the global vegetated area) is
greening due to human land management. The authors identified irrigation,
multiple cropping, and the application of fertilizers and pesticides as the
main drivers of leaf area enhancement (direct drivers). These results
challenge the conclusions of a previous study by <xref ref-type="bibr" rid="bib1.bibx112" id="text.7"/>
that attributed the global greening trend mostly to indirect drivers induced
by <inline-formula><mml:math id="M5" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> emissions, in particular, the <inline-formula><mml:math id="M6" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization effect
(70 <inline-formula><mml:math id="M7" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>).</p>
      <p id="d1e447">Indirect drivers of vegetation changes usually include <inline-formula><mml:math id="M8" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
fertilization and climatic change in the literature, both of which are
consequences of rising atmospheric <inline-formula><mml:math id="M9" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration. The term
“<inline-formula><mml:math id="M10" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization” includes two effects of increased ambient
<inline-formula><mml:math id="M11" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> on the physiology of plants. First, elevated <inline-formula><mml:math id="M12" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in the
interior of leaves stimulates carbon assimilation, which enhances plant
productivity and biomass
<xref ref-type="bibr" rid="bib1.bibx50 bib1.bibx28" id="paren.8"/>. Second, leaves adapt
to the <inline-formula><mml:math id="M13" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-enriched atmosphere by lowering their stomatal conductance
and potentially also their stomatal density over time, as in situ
observations suggest <xref ref-type="bibr" rid="bib1.bibx48" id="paren.9"/>. As a consequence, water
loss through transpiration decreases, resulting in increased water-use
efficiency <xref ref-type="bibr" rid="bib1.bibx97 bib1.bibx28" id="paren.10"><named-content content-type="pre">ratio of carbon assimilation to transpiration
rate;</named-content></xref>. In theory, both
effects should result in an expansion of leaf area, especially in environments
where plant growth is constrained by water availability
<xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx25 bib1.bibx97" id="paren.11"/>.</p>
      <p id="d1e531">The radiative effect of <inline-formula><mml:math id="M14" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in the atmosphere induces climatic changes
that can have both damaging and beneficial effects on the functioning of
ecosystems. Temperature-limited biomes are expected to green (i.e., increase
leaf area) due to warming and associated prolongation of the growing season
<xref ref-type="bibr" rid="bib1.bibx74 bib1.bibx103" id="paren.12"/>. But long-term drying
<xref ref-type="bibr" rid="bib1.bibx110" id="paren.13"/>, as well as increased intensity and frequency of
disturbances <xref ref-type="bibr" rid="bib1.bibx89" id="paren.14"/> such as droughts
<xref ref-type="bibr" rid="bib1.bibx15" id="paren.15"/> and wildfires
<xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx98" id="paren.16"/>, can induce
regional vegetation browning trends. Regional greening and browning patterns
can also be associated with insect outbreaks, local deforestation practices,
regrowing or degrading forests, or nitrogen deposition; however, these drivers
are considered to be of minor importance at the global scale
<xref ref-type="bibr" rid="bib1.bibx112" id="paren.17"/>.</p>
      <p id="d1e565">Indirect drivers affect both natural and anthropogenic vegetation unlike
direct drivers which affect anthropogenic vegetation
only. <xref ref-type="bibr" rid="bib1.bibx19" id="text.18"/> demonstrated that indirect drivers have either
opposing or minor enhancing effects on the leaf area of anthropogenic
vegetation. In general, the greening of anthropogenic vegetation has a
negligible effect on the carbon cycle because carbon absorbed by agricultural
plants almost immediately re-enters the atmosphere due to harvest and
consumption. Natural terrestrial ecosystems, however, act as a strong carbon
sink by absorbing about 30 <inline-formula><mml:math id="M15" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> of the anthropogenic <inline-formula><mml:math id="M16" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
emissions <xref ref-type="bibr" rid="bib1.bibx84" id="paren.19"><named-content content-type="pre"><inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mn mathvariant="normal">3.8</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M18" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">Pg</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">C</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>;</named-content></xref> and mitigate human-made climate change
<xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx90 bib1.bibx103" id="paren.20"/>. Thus, a
mechanistic understanding of natural vegetation dynamics under rising
<inline-formula><mml:math id="M19" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is critical and helps to answer one of the key questions in current
climate research: where does the anthropogenic carbon go
<xref ref-type="bibr" rid="bib1.bibx62" id="paren.21"/>?</p>
      <p id="d1e644">This study focuses on the response of natural vegetation under the influence
of the two key indirect drivers, the physiological and radiative effects of
rising <inline-formula><mml:math id="M20" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Throughout this paper and in accordance with the literature,
the terms <inline-formula><mml:math id="M21" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization and “physiological effect of
<inline-formula><mml:math id="M22" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>” are used interchangeably, as are “climate change” and
“radiative effect of <inline-formula><mml:math id="M23" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>”. To assess observed changes in vegetation
over climatic timescales, we make use of a 37-year record of leaf area index
(LAI) satellite observations (1982–2017, Global Inventory Modeling and Mapping Studies – GIMMS – LAI3g,
Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>). The GIMMS LAI3g product is based on the
Advanced Very High Resolution Radiometer (AVHRR) sensors, for which there are
a number of shortcomings <xref ref-type="bibr" rid="bib1.bibx111 bib1.bibx19" id="paren.22"><named-content content-type="pre">no onboard calibration, no correction of
orbit loss,<?pagebreak page4987?> minimal correction for atmospheric contamination, and limited cloud
screening;
Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>;</named-content></xref>. To
address these shortcomings, we also analyze a total of five different remote
sensing products that pursue different strategies for dealing with the issues
associated with AVHRR data (Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>). Due to some
inexplicable variations in these datasets <xref ref-type="bibr" rid="bib1.bibx33" id="paren.23"/>, we
concentrate on GIMMS LAI3g in our analysis, which is used in most published
papers. Despite its limitations, the AVHRR record is unique in terms of its
temporal coverage and offers an opportunity to study the evolution of Earth's
vegetation while atmospheric <inline-formula><mml:math id="M24" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration increased by
65 <inline-formula><mml:math id="M25" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">ppm</mml:mi></mml:mrow></mml:math></inline-formula> (341 to 406 <inline-formula><mml:math id="M26" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">ppm</mml:mi></mml:mrow></mml:math></inline-formula>). We define greening and browning as
statistically significant increasing and decreasing trends in LAI,
respectively (Sect. <xref ref-type="sec" rid="Ch1.S2.SS6"/>). Based on a detailed biome map
(Fig. S1 and Table S1 in the Supplement, Sect. <xref ref-type="sec" rid="Ch1.S2.SS2"/>),
we identify spatial clusters of significant vegetation greening and browning
in different natural vegetation types.</p>
      <p id="d1e738">We make use of the latest version of the fully coupled Max Planck Institute
Earth System Model in ensemble mode (MPI-ESM, Sect. <xref ref-type="sec" rid="Ch1.S2.SS3"/>) and
a collection of 13 land surface models (LSMs) driven with observed climatic
conditions <xref ref-type="bibr" rid="bib1.bibx84" id="paren.24"><named-content content-type="pre">TRENDYv7 ensemble;
Sect. <xref ref-type="sec" rid="Ch1.S2.SS4"/>;</named-content></xref>. As a first step, we
analyze historical simulations to examine whether these models capture the
observed behavior of natural vegetation under rising <inline-formula><mml:math id="M27" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Next, we
analyze factorial simulations to disentangle and quantify the effects of
rising <inline-formula><mml:math id="M28" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> on LAI changes. Each factorial experiment consists of all
historical forcings except one, which is set to its pre-industrial level
(similar approach in TRENDYv7 simulations; for details see
Sect. <xref ref-type="sec" rid="Ch1.S2.SS4"/> and <xref ref-type="sec" rid="Ch1.S2.SS6"/>).</p>
      <p id="d1e777">The conventional approach to detection and attribution in climate science is
the method of optimal fingerprinting, for example as in
<xref ref-type="bibr" rid="bib1.bibx112" id="text.25"/>. This framework, which considers the observed change
to be a linear combination of individual forced signals, is prone to
overfitting and assumes that linear correlation reflects causation
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.26"/>. In particular, the attribution problem of
the effects of increasing <inline-formula><mml:math id="M29" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is challenging in such an empirical
regression setting, since “anything with a trend over the historical period
will be correlated with increasing <inline-formula><mml:math id="M30" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula><inline-formula><mml:math id="M31" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>” (increasing <inline-formula><mml:math id="M32" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), as
explained in a recent review article on the <inline-formula><mml:math id="M33" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization effect
<xref ref-type="bibr" rid="bib1.bibx99" id="paren.27"/>. To overcome these limitations, we propose
using the causal counterfactual theory which has recently been introduced to
climate science
<xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx39 bib1.bibx38" id="paren.28"/>. The
method allows us to test if long-term greening/browning trends can be
attributed to the effects of rising <inline-formula><mml:math id="M34" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in a probabilistic setting
combining necessary and sufficient causation
(Sect. <xref ref-type="sec" rid="Ch1.S2.SS7"/>).</p>
      <p id="d1e856">This is the first study that addresses vegetation browning as well as greening
patterns across all major biomes, integrated into a global picture. Greening
is dominant in terms of areal fraction, but browning clusters are
intensifying, primarily in the tropical forests that are biodiversity-rich and
highly productive. We find that <inline-formula><mml:math id="M35" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization is an important
driver of greening in some biomes (temperate forests and cool grasslands) but
cannot be established as a dominant causal driver in many others. The
strengthening browning trend identified in our study is most likely linked to
climate changes, i.e., long-term drying and recurring droughts. Overall, our
findings suggest that the emerging browning clusters in the highly productive
ecosystems might be a precursor of a weakening land carbon sink, which is not
yet captured by the current land components of Earth system models.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Materials and methods</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Satellite observations of LAI</title>
      <p id="d1e885">Our analyses are based on an updated version (V1) of the leaf area index
dataset <xref ref-type="bibr" rid="bib1.bibx19" id="paren.29"><named-content content-type="pre">LAI3g;</named-content></xref> based on the methodology developed
by <xref ref-type="bibr" rid="bib1.bibx111" id="text.30"/>. The data provide global year-round LAI
observations at a 15 <inline-formula><mml:math id="M36" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> (bi-monthly) temporal resolution and
<inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M38" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution. The record covers the period from July
1981 to December 2017. The complete time series of LAI3gV1 was generated using
an artificial neural network trained on data of the overlap period of the
Collection 6 Terra Moderate Resolution Imaging Spectroradiometer (MODIS) LAI
dataset (2000–2017) and the latest version (third generation) of the
GIMMS group Advanced Very High
Resolution Radiometer (AVHRR) normalized difference vegetation index (NDVI)
data (NDVI3g). The latter have been corrected for sensor degradation,
inter-sensor differences, cloud cover, observational geometry effects due to
satellite drift, Rayleigh scattering, and stratospheric volcanic aerosols
<xref ref-type="bibr" rid="bib1.bibx81" id="paren.31"/>.</p>
      <p id="d1e927">The LAI3g datasets prior to 2000 were not evaluated due to a lack of required
field data <xref ref-type="bibr" rid="bib1.bibx111 bib1.bibx19" id="paren.32"/>. After 2000, the quality of
the LAI3g dataset was assessed through direct comparisons with ground
measurements of LAI and indirectly with other satellite-data-based LAI
products, as well as through statistical analysis with climatic variables such
as temperature and precipitation variability <xref ref-type="bibr" rid="bib1.bibx111" id="paren.33"/>. Various
studies used the predecessor LAI3gV0 and the related dataset of fraction of
absorbed photosynthetically active radiation
<xref ref-type="bibr" rid="bib1.bibx4 bib1.bibx32 bib1.bibx112 bib1.bibx58 bib1.bibx56 bib1.bibx79 bib1.bibx82 bib1.bibx45" id="paren.34"><named-content content-type="pre">FAPAR;</named-content></xref>
and its successor LAI3gV1
<xref ref-type="bibr" rid="bib1.bibx103 bib1.bibx104 bib1.bibx19" id="paren.35"/>.</p>
      <?pagebreak page4988?><p id="d1e944">Leaf area index is defined as the one-sided green leaf area per unit ground
area in broadleaf canopies and as one-half of the green needle surface area in
needleleaf canopies in both satellite observations and models (Earth system models – ESMs – and
LSMs). It is expressed in units of square meters of green leaf area per
square meter of ground area. Missing values in the LAI3gV1 dataset are filled
using the climatology of each 16 <inline-formula><mml:math id="M39" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> composite during 1982–2017. We use
the annual averaged LAI of each pixel in this study.</p>
      <p id="d1e955">In addition to the GIMMS LAI3g product, we analyze the MODIS LAI record as
well as four other long-term global remote sensing datasets: the Global Land
Surface Satellite LAI product (GLASS LAI), the Global Mapping LAI product
(GLOBMAP LAI), the NDVI product from the Land Long Term Data Record (LTDR),
and a new FAPAR product from the National Oceanic and Atmospheric
Administration (NOAA) Climate Data Record Program.</p>
      <p id="d1e959">The MODIS LAI data analyzed in this study are based on the combined Terra and
Aqua MODIS LAI products (MOD15A2H and MYD15A2H) from Collection 6
<xref ref-type="bibr" rid="bib1.bibx70 bib1.bibx71" id="paren.36"><named-content content-type="pre">C6;</named-content></xref>. These LAI datasets
are provided at an 8 <inline-formula><mml:math id="M40" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> temporal resolution with a 500 <inline-formula><mml:math id="M41" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>
sinusoidal projection covering the entire globe. The two LAI datasets are
aggregated into 16 <inline-formula><mml:math id="M42" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> composites by taking the mean of all valid LAI
values after an additional data quality assessment is performed <xref ref-type="bibr" rid="bib1.bibx19" id="paren.37"><named-content content-type="pre">for
more details, please see </named-content></xref>. The data are then spatially
aggregated to <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M44" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution and cover the period from
2000 to 2019.</p>
      <p id="d1e1017">The GLASS LAI dataset <xref ref-type="bibr" rid="bib1.bibx105" id="paren.38"/> is based on AVHRR, MODIS, and Carbon cYcle and Change in Land Observational Products from an Ensemble of Satellite (CYCLOPES) reflectances and LAI products. The full time series was generated
using an artificial neural network (general regression neural network) that
has been trained on the overlap period of AVHRR, MODIS, and CYCLOPES
reflectances and LAI products <xref ref-type="bibr" rid="bib1.bibx105" id="paren.39"/>. We use the latest version
of the GLASS LAI dataset, which covers the period from 1981 to 2018 and is
provided at an 8 <inline-formula><mml:math id="M45" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> temporal and a <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution.</p>
      <p id="d1e1054">The GLOBMAP LAI dataset <xref ref-type="bibr" rid="bib1.bibx51" id="paren.40"/> is a reconstruction of
the historical AVHRR data by a quantitative fusion with MODIS data. The
algorithm inverses a geometrical optical model to establish pixel-level
relationships between AVHRR and MODIS LAI for the overlapping period, which
are then used to reconstruct AVHRR LAI back to the initial year of the
record. We use the latest version of the GLOBMAP LAI dataset, which covers the
period from 1981 to 2017 and is provided at a 15 <inline-formula><mml:math id="M48" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">d</mml:mi></mml:mrow></mml:math></inline-formula> temporal and a
<inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">13.75</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution.</p>
      <p id="d1e1088">The NDVI dataset of NASA's LTDR <xref ref-type="bibr" rid="bib1.bibx76" id="paren.41"/> project is
based on a reprocessing of long-term AVHRR reflectances applying improved
preprocessing techniques and atmospheric corrections used in the generation of
MODIS datasets. The preprocessing improvements include radiometric in-flight
vicarious calibration for the visible and near-infrared channels and inverse
navigation to relate an Earth location to each sensor instantaneous field of
view <xref ref-type="bibr" rid="bib1.bibx76" id="paren.42"/>. Atmospheric corrections include
corrections for Rayleigh scattering, ozone, water vapor, and aerosols. We use
the recently published version 5 (v5) of the LTDR NDVI dataset, which covers
the period from 1981 to 2019 and is provided at a daily temporal and a
<inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution.</p>
      <p id="d1e1117">The FAPAR product from the National Oceanic and Atmospheric Administration
(NOAA) Climate Data Record Program provided by National Centers for
Environmental Information (NCEI) is based on carefully calibrated and
corrected land surface reflectances from AVHRR sensors
<xref ref-type="bibr" rid="bib1.bibx20" id="paren.43"/>. The algorithm relies on artificial neural networks
calibrated per different land cover type using the MODIS FAPAR dataset. We
use the latest version of the FAPAR dataset from 1981 until 2019, which is
provided at a daily temporal and a <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution.</p>
      <p id="d1e1143">We aggregate all datasets to annually averaged values and to spatially
area-weighted averages for different biomes as defined by the mask
(Sect. <xref ref-type="sec" rid="Ch1.S2.SS2"/>).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Characterization of biomes and clusters of significant change</title>
      <p id="d1e1156">The land cover product of the MODIS sensors (MCD12C1; MODIS/Terra+Aqua
Combined Land Cover Type Climate Modeling Grid (CMG) Yearly Global 0.05 Deg
V006,
<uri>https://lpdaac.usgs.gov/products/mcd12c1v006/</uri>, last access: 31 August 2021) is the primary source underlying the land cover map
used in this study (hereafter MODIS land cover). The classes from the
International Geosphere–Biosphere Programme (IGBP) in the MODIS land cover
product are aggregated as follows: Tropical Forests includes Evergreen
Broadleaf Forest (EBF); Temperate Forests includes Deciduous Broadleaf Forest
(DBF) and Mixed Forest; Boreal Forests includes Evergreen Needleleaf Forest
(ENF) and Deciduous Needleleaf Forest (DNF). Savannas includes Woody Savannas
and Savannas. Shrublands includes Closed Shrublands and Open
Shrublands. Croplands includes Croplands and Croplands/Natural Vegetation
Mosaic. The class Others includes Permanent Wetlands, Urban and Built-up
Lands, Permanent Snow and Ice, and Barren. The classes Grasslands and Water
Bodies remain unchanged. The MODIS land cover product provides estimates for
the time period from 2001 to 2017 for each pixel. In this study we define a
representative biome map based on the most frequently occurring land cover
type throughout the period of 17 years.</p>
      <p id="d1e1162">The MODIS land cover classification does not contain the biome tundra, which
is why we use in addition the land cover product GLDAS-2 Noah version 3.3
that uses a modified IGBP classification scheme providing the classes Wooded,
Mixed, or Bare Ground Tundra
(<uri>https://ldas.gsfc.nasa.gov/gldas/GLDASvegetation.php</uri>, last access: 31 August 2021, hereafter GLDAS land cover)
<xref ref-type="bibr" rid="bib1.bibx85" id="paren.44"/>. Accordingly, pixels originally of the classes
Shrublands, Grasslands, Permanent Wetlands, or Barren are converted to
Tundra if classified as Wooded, Mixed, or Bare Ground Tundra in the GLDAS land
cover product. The classes Woody Savannas and Savannas span vast areas across
the globe in the MODIS land cover product. We use the GLDAS classification for
these pixels but only for regions where the MODIS and GLDAS land cover
products disagree. In doing so, we obtain<?pagebreak page4989?> a more accurate global land cover
classification. Table S1 describes in detail how the fusion of the MODIS and
GLDAS land cover products is realized.</p>
      <p id="d1e1171">As a last step, we integrate the MODIS tree cover product MOD44B (MODIS Terra Vegetation Continuous Fields Yearly L3 Global 250 <inline-formula><mml:math id="M55" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> SIN Grid V006,
<uri>https://lpdaac.usgs.gov/products/mod44bv006/</uri>,
last access: 31 August 2021) to account for the underestimation of forested area in
the MODIS land cover product. Areas with tree cover exceeding 10 <inline-formula><mml:math id="M56" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>
are formally defined as forests <xref ref-type="bibr" rid="bib1.bibx53" id="paren.45"/>. Thus, we set
non-forest pixels in the MODIS land cover product above 10 <inline-formula><mml:math id="M57" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> tree
cover to Boreal Forests in the high latitudes 50<inline-formula><mml:math id="M58" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and S. For tropical
forest (25<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–25<inline-formula><mml:math id="M60" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N), we increase the threshold to
20 <inline-formula><mml:math id="M61" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> tree cover to allow for a realistic areal extent of
savannas. The pixels in the bands 25–50<inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and S remain unchanged
because the MODIS land cover product already realistically represents the
forested area in these latitudes.</p>
      <p id="d1e1249">Table S1 provides a detailed overview of the conflation of the MODIS land cover
product, GLDAS land cover product, and the MODIS tree cover product. The final
biome map (originally resolved at 0.05<inline-formula><mml:math id="M63" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) is regridded to the different
resolutions of the AVHRR sensor and the models simulations (MPI-ESM and
TRENDYv7) applying a largest-area-fraction remapping scheme.</p>
      <p id="d1e1262">Based on the observational LAI dataset, we define various clusters for greening
or browning in most biomes: North American Tundra (NAm Tundra), Eurasian
Tundra (EA Tundra), North American Boreal Forests (NAm Brl F), Eurasian Boreal
Forests (EA Brl F), Temperate Forests (Tmp F), Tropical Forests (Trp F),
Central African Tropical Forests (CAf Trp F), Northern African Savannas and
Grasslands (NAf Sv Gl), Southern African Savannas and Grasslands (SAf Sv Gl),
Cool Grasslands (Cool Gl), and Australian Shrublands (Aus Sl). Some clusters
require a more detailed definition of their geographical location and extent:
Southern (Northern) African Savannas and Grasslands represents these vegetation
types south (north) of the Equator including Madagascar. Central African
Tropical Forests represents all tropical forests in Africa. Cool Grasslands
refers to grasslands above 30<inline-formula><mml:math id="M64" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Max Planck Institute Earth System Model</title>
      <p id="d1e1282">MPI-ESM1.2 is the latest version of the state-of-the-art Max Planck Institute
Earth System Model, which participates in the upcoming sixth phase of the
Coupled Model Intercomparison Project
<xref ref-type="bibr" rid="bib1.bibx26" id="paren.46"><named-content content-type="pre">CMIP6;</named-content></xref>. <xref ref-type="bibr" rid="bib1.bibx64" id="text.47"/>
describe thoroughly the model developments and advancements with respect to
its predecessor, the CMIP5 version <xref ref-type="bibr" rid="bib1.bibx35" id="paren.48"/>. Here, we
use the low-resolution (LR) fully coupled carbon–climate configuration
(MPI-ESM1.2-LR), which consists of the atmospheric component ECHAM6.3 with 47
vertical levels and a horizontal resolution of <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M66" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> grid
spacing (spectral truncation at T63). The ocean dynamical model MPIOM is set
up on a bi-polar grid with an approximate grid spacing of 150 <inline-formula><mml:math id="M67" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>
(GR1.5) and 40 vertical levels. MPI-ESM1.2-LR includes the latest versions of
the land and ocean carbon cycle modules, comprising the ocean biogeochemistry
model HAMOCC6 and the land surface scheme JSBACH3.2
<xref ref-type="bibr" rid="bib1.bibx64" id="paren.49"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e1328">LAI observations versus MPI-ESM ensemble. <bold>(a)</bold> Time series of area-weighted annual average LAI for regions exhibiting positive (blue line) and negative trends (red line) masked for natural vegetation (denoted <inline-formula><mml:math id="M68" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>). Black lines represent the overall signal of all pixels. <bold>(b)</bold> As <bold>(a)</bold> but for the MPI-ESM. The individual realizations are represented as thin lines, and the ensemble means are shown in bold lines. <bold>(c)</bold> Global patterns of annual average LAI over the time period 1982–2017 downscaled to the MPI-ESM spatial resolution using first-order conservative remapping scheme <xref ref-type="bibr" rid="bib1.bibx44" id="paren.50"/>. <bold>(d)</bold> As in <bold>(c)</bold> but for the MPI-ESM.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f01.png"/>

        </fig>

      <p id="d1e1366">As opposed to the high-resolution configuration, the LR variant of the MPI-ESM
includes all the important processes relevant for longer-timescale changes in
the land surface, such as a thoroughly equilibrated global carbon cycle,
dynamical vegetation changes, an interactive nitrogen cycle, land-use
transitions, a process-based fire model (SPITFIRE), and an interactive
coupling of all sub-models. Furthermore, it is possible to run this model
configuration to generate 45–85 model years per real-time day with a modern
supercomputer <xref ref-type="bibr" rid="bib1.bibx64" id="paren.51"/>. This opens up the
possibility of conducting a larger number of realizations for each experiment.</p>
      <p id="d1e1373">Specifically, we used the initial CMIP6 release of MPI-ESM version 1.2.01
(mpiesm-1.2.01-release, revision number 9234). The final CMIP6 version will
include further bug fixes, which are expected to only slightly influence
long-term sensitivities of simulated land surface processes.</p>
      <p id="d1e1376">We conducted historical simulations (all forcings) and three factorial
experiments (all forcings except one): (a) all historical forcings except the
physiological effect of <inline-formula><mml:math id="M69" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (no PE; increasing <inline-formula><mml:math id="M70" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> does not
affect the biogeochemical processes), (b) all historical forcings except the
radiative effect of <inline-formula><mml:math id="M71" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (no RE; increasing <inline-formula><mml:math id="M72" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> does not affect
climate), and (c) all historical forcings except anthropogenic forcings (no
<inline-formula><mml:math id="M73" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). All experiments were preformed in ensemble mode (six realizations
per experiment) using the latest CMIP6 forcing data (1850–2013). Individual
realizations were initialized from different points in time of a prolongation
run of the official MPI-ESM1.2-LR pre-industrial control simulation. In doing
so, we account for the influence of climatic modes (e.g., El Niño–Southern
Oscillation) as a source of uncertainty in simulating long-term changes.</p>
      <p id="d1e1434">The simulated time series were shifted by 4 years to maximize the overlap
with the observational record of 1982–2017.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Land surface models – TRENDYv7</title>
      <?pagebreak page4990?><p id="d1e1445">Land surface models (LSMs) or dynamic global vegetation models (DGVMs)
simulate key physical and biological key processes of the land system in
interaction with the atmosphere. LSMs provide a deeper insight into the
mechanisms controlling terrestrial energy, hydrological, and carbon cycles, as
well as the drivers of phenomena ranging from short-term anomalies to
long-term changes <xref ref-type="bibr" rid="bib1.bibx90 bib1.bibx10" id="paren.52"/>. Here, we
analyze the most recent TRENDY ensemble (version 7) comprising 13
state-of-the-art LSMs which vary in their representation of ecosystem
processes. All models simulate vegetation growth and mortality, deforestation
and regrowth, vegetation and soil carbon responses to increasing atmospheric
<inline-formula><mml:math id="M74" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> levels, climate change, and natural variability
<xref ref-type="bibr" rid="bib1.bibx84" id="paren.53"/>. Some models simulate an explicit nitrogen cycle
(allowing for potential nitrogen limitation) and account for atmospheric N
deposition <xref ref-type="bibr" rid="bib1.bibx84" id="paren.54"><named-content content-type="pre">Table A1 in</named-content></xref>. Most LSMs include the
most important components of land use and land-use changes, but they are far
from representing all processes resulting from direct human land management
<xref ref-type="bibr" rid="bib1.bibx84" id="paren.55"><named-content content-type="pre">Table A1 in</named-content></xref>. A more detailed description of the
TRENDYv7 ensemble, model-specific simulation setups, and references can be
found in <xref ref-type="bibr" rid="bib1.bibx84" id="text.56"><named-content content-type="post">Table A4</named-content></xref>.</p>
      <p id="d1e1481">We use output from five simulations: all forcings (S3), physiological effect
of <inline-formula><mml:math id="M75" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> only (S1), radiative plus physiological effect of <inline-formula><mml:math id="M76" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
(S2), land-use changes only (S4), and the control run (S0; no forcings – fixed
<inline-formula><mml:math id="M77" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration of 276.59 <inline-formula><mml:math id="M78" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">ppm</mml:mi></mml:mrow></mml:math></inline-formula> and fixed land-use map, loop
of mean climate and variability from 1901–1920). The forcing data consist of
observed atmospheric <inline-formula><mml:math id="M79" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentrations; observed temporal patterns of
temperature, precipitation, and incoming surface radiation from the CRU JRA-55
reanalysis <xref ref-type="bibr" rid="bib1.bibx84 bib1.bibx40" id="paren.57"/>; and human-induced
land cover changes and management from an extension of the most recent
Land-Use Harmonization (LUH2) dataset
<xref ref-type="bibr" rid="bib1.bibx42 bib1.bibx84" id="paren.58"/>.</p>
      <p id="d1e1543">In this study, we only analyze output for the period 1982–2017 (matching the
observational record) from models providing spatially gridded data for all
five simulations. A few models provide LAI at the level of plant functional
type (PFT). We calculate the average value of all LAI values on the PFT level
multiplied by their land cover fraction for each grid cell. All model outputs
were spatially regridded to a common resolution of 1<inline-formula><mml:math id="M80" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> based on a
first-order conservative remapping scheme <xref ref-type="bibr" rid="bib1.bibx44" id="paren.59"/>.</p>
      <p id="d1e1558">The design of factorial simulations in TRENDYv7 and by the MPI-ESM are
conceptually different. The MPI-ESM simulations were conducted using the
counterfactual approach; i.e., all forcings are present except the driver of
interest. TRENDYv7 provides simulations with different combinations of drivers
as described above. To obtain comparability, we have to make the assumption
that the absence of<?pagebreak page4991?> a specific driver has the same effect, in absolute values,
as its sole presence. Thus, we process the output of the simulations S1, S2,
S3, and S4 to obtain the counterfactual setup as described above for the
MPI-ESM. This approach neglects possible synergy effects from simultaneously
acting forcings. Also, it has to be noted that these simulations are only to
some extent comparable between the two ensembles. For instance, in the MPI-ESM
we can specifically determine the impact of the radiative effect of
<inline-formula><mml:math id="M81" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, whereas TRENDYv7 uses observed atmospheric fields including
changes induced by other drivers, such as non-<inline-formula><mml:math id="M82" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> greenhouse gases.</p>
      <p id="d1e1584">For certain clusters, some models show unreasonable LAI changes and/or extreme
inter-annual variability. To reduce the influence of these extreme models on
the overall analysis, we apply a two-step filtering method for each cluster
beforehand. Models are excluded from the analysis if they exceed 3 times
the inter-annual variability in observations and/or show a drastic change (of
either sign) of more than 250 <inline-formula><mml:math id="M83" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> between the start and end of the
observational period. Further, we apply a weighting scheme based on the
performance of the all-forcings run for each cluster. We calculate quartic
weights based on the distance between the simulated and observational
estimate. These weights are applied when calculating the multi-model average
and standard deviations for the factual and counterfactual runs.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <label>2.5</label><?xmltex \opttitle{Atmospheric {$\protect\chem{CO_{2}}$} concentration}?><title>Atmospheric <inline-formula><mml:math id="M84" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration</title>
      <p id="d1e1616">Global monthly means of atmospheric <inline-formula><mml:math id="M85" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration are taken from
the GLOBALVIEW-CO2 product (for details see <ext-link xlink:href="https://doi.org/10.3334/OBSPACK/1002" ext-link-type="DOI">10.3334/OBSPACK/1002</ext-link>)
provided by the National Oceanic and Atmospheric Administration Earth System
Research Laboratory (NOAA ESRL).</p>
</sec>
<sec id="Ch1.S2.SS6">
  <label>2.6</label><title>Processing of the gridded data</title>
      <p id="d1e1641">Areas of significant change in LAI are estimated using the non-parametric
Mann–Kendall test, which detects monotonic trends in time series. In this
study, we set the significance level to <inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>. An alternative
statistical test for trend detection <xref ref-type="bibr" rid="bib1.bibx87" id="paren.60"><named-content content-type="pre">Cox–Stuart
test;</named-content></xref> yields approximately the same results. The
trends are calculated either for time series on the pixel level or for
area-weighted large-scale aggregated time series (e.g., biome level).</p>
      <p id="d1e1661">Either we define greening (browning) as a positive (negative) temporal trend,
or for better comparison among models and observations as well as for a better
global comparison across diverse biomes, we express these trends relative to
the initial LAI level at the beginning of the observational record (average
state from 1982–1984), denoted as <inline-formula><mml:math id="M87" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> (<inline-formula><mml:math id="M88" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade).</p>
      <p id="d1e1679">The calculation of yearly net changes in leaf area balances the effects from
both statistically significant browning and greening grid cells. For each
cell, we multiply the estimated trends by the respective grid area. The net
change is the sum of all grid cells, where areas of insignificant change are
set to zero.</p>
      <p id="d1e1682">Models fairly accurately reproduce global patterns of vegetation greening;
however, the fraction of browning is considerably underrepresented. Yet, we
can only consider pixels with significant negative trends in LAI, in
observations and models alike, and test models with respect to driver
attribution of browning trends. Thus, the attribution of browning trends in
this paper exclusively refers to browning pixels only.</p>
      <p id="d1e1686">Models reveal biases in comparison to observations. To obtain informative results in the attribution analysis, we process the simulations to match the mean and variance of the observational time series. Assuming additive and multiplicative biases in simulations, we apply the following corrections:

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M89" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E1"><mml:mtd><mml:mtext>1</mml:mtext></mml:mtd><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>af</mml:mtext></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E2"><mml:mtd><mml:mtext>2</mml:mtext></mml:mtd><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>b</mml:mi><mml:mo>×</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mtext>af</mml:mtext></mml:msub><mml:mo>,</mml:mo><mml:mtext> and</mml:mtext></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd><mml:mtext>3</mml:mtext></mml:mtd><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>y</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mo>+</mml:mo><mml:mi>b</mml:mi><mml:mo>×</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represents the mean value and
<inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> the standard deviation of the observational times
series. <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mtext>af</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>af</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> are analogous to
the all-forcings simulations. All simulated time series <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are
scaled using Eq. (3), where <inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>=</mml:mo><mml:mo mathvariant="italic">{</mml:mo><mml:mtext>factual runs</mml:mtext><mml:mo>,</mml:mo><mml:mtext>counterfactual runs</mml:mtext><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:math></inline-formula>. This processing step does not affect the nature
of simulated trends.</p>
</sec>
<sec id="Ch1.S2.SS7">
  <label>2.7</label><title>Causal counterfactual theory</title>
      <p id="d1e1888">The causal counterfactual approach is anchored in a formal theory of event
causation developed in computer science
<xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx61" id="paren.61"/>.  Recently, a
framework for driver attribution of long-term trends in the context of climate
change has been introduced
<xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx38" id="paren.62"/> and is increasingly gaining in
popularity <xref ref-type="bibr" rid="bib1.bibx61" id="paren.63"/>.  Through the use of this method
we can ascertain the likelihood that a certain external forcing has caused an
observed change in the Earth system.  More precisely, we address the question
of interest in a probabilistic setting; i.e., what is the probability that a
given forcing (e.g., radiative effect of <inline-formula><mml:math id="M96" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) has caused an observed
long-term change in the system (e.g., greening of the Arctic)?</p>
      <?pagebreak page4992?><p id="d1e1911">In the following, we highlight the key ideas and relevant concepts of causal
theory. A detailed description and formal derivations can be found in
<xref ref-type="bibr" rid="bib1.bibx75" id="text.64"/>, <xref ref-type="bibr" rid="bib1.bibx39" id="text.65"/>, and <xref ref-type="bibr" rid="bib1.bibx38" id="text.66"/>.
We define the cause event (<inline-formula><mml:math id="M97" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula>) as “presence of a given forcing” (i.e., the
factual world that occurred) and the complementary event (<inline-formula><mml:math id="M98" display="inline"><mml:mover accent="true"><mml:mi>C</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>) as
“absence of a given forcing” <xref ref-type="bibr" rid="bib1.bibx38" id="paren.67"><named-content content-type="pre">i.e., the counterfactual world that
would have existed in the absence of a given
forcing;</named-content></xref>.  Further, we define the effect event
(<inline-formula><mml:math id="M99" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula>) as the occurrence of a long-term change (here, greening or browning) and
the complementary event (<inline-formula><mml:math id="M100" display="inline"><mml:mover accent="true"><mml:mi>E</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>) as the non-occurrence of a long-term
change (i.e., no persistent vegetation changes).  In making use of numerical
models, we can conduct factual runs comprising all forcings (i.e., historical
simulations) as well as simulate counterfactual worlds by switching off a
forcing of interest (i.e., all forcings except one).  Based on an ensemble of
simulations, in a multi-model and/or multi-realization setup, we
derive the so-called factual (<inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) and counterfactual (<inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) probability, which read <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mi>P</mml:mi><mml:mo mathvariant="italic">{</mml:mo><mml:mi>E</mml:mi><mml:mo>|</mml:mo><mml:mtext>do</mml:mtext><mml:mo>(</mml:mo><mml:mi>C</mml:mi><mml:mo>)</mml:mo><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mi>P</mml:mi><mml:mo mathvariant="italic">{</mml:mo><mml:mi>E</mml:mi><mml:mo>|</mml:mo><mml:mtext>do</mml:mtext><mml:mo>(</mml:mo><mml:mover accent="true"><mml:mi>C</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>)</mml:mo><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:math></inline-formula>, respectively
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.68"/>.  More precisely, <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> describes the
probability of the event <inline-formula><mml:math id="M106" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> in the real world where forcing <inline-formula><mml:math id="M107" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> was present,
whereas <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> refers to the probability of the event <inline-formula><mml:math id="M109" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> in a hypothetical
world where forcing <inline-formula><mml:math id="M110" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> was absent.  The notation do(<inline-formula><mml:math id="M111" display="inline"><mml:mo lspace="0mm">⋅</mml:mo></mml:math></inline-formula>) means that an
<italic>experimental intervention</italic> is applied to the system to obtain the
probabilities <xref ref-type="bibr" rid="bib1.bibx38" id="paren.69"/>.</p>
      <p id="d1e2118">The three distinct facets of causality can be established based on the
probabilities <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>:

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M114" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E4"><mml:mtd><mml:mtext>4</mml:mtext></mml:mtd><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mtext>PN</mml:mtext><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mfenced open="{" close="}"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E5"><mml:mtd><mml:mtext>5</mml:mtext></mml:mtd><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mtext>PS</mml:mtext><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mfenced close="}" open="{"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:mfenced><mml:mo>,</mml:mo><mml:mtext> and</mml:mtext></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E6"><mml:mtd><mml:mtext>6</mml:mtext></mml:mtd><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mtext>PNS</mml:mtext><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mfenced close="}" open="{"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e2275">PN refers to the probability of necessary causation, where the occurrence of
<inline-formula><mml:math id="M115" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> requires that of <inline-formula><mml:math id="M116" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> but may also require other forcings.  PS refers to
the probability of sufficient causation, where the occurrence of <inline-formula><mml:math id="M117" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> drives
that of <inline-formula><mml:math id="M118" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> but may not be required for <inline-formula><mml:math id="M119" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> to occur.  PNS describes the
probability of necessary and sufficient causation, where PN and PS both hold
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.70"/>.  In other words, PNS may be considered
the probability that combines necessity and sufficiency.  Thus, the main goal
is to establish a high PNS that reflects and communicates evidence for the
existence of a causal relationship in a simple manner
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.71"/>.</p>
      <p id="d1e2321">To obtain the PNS, we follow the methodology described in detail in <xref ref-type="bibr" rid="bib1.bibx38" id="text.72"/> and derive cumulative distribution
functions (CDFs) for the factual and counterfactual worlds, denoted <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, respectively. Assuming a Gaussian distribution, PNS follows as

                <disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M122" display="block"><mml:mstyle class="stylechange" displaystyle="true"/><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mtext>PNS</mml:mtext><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo mathvariant="italic">{</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">Σ</mml:mi><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">Σ</mml:mi><mml:mo>)</mml:mo><mml:mo mathvariant="italic">}</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> refer to the mean response of all factual and
all counterfactual runs, respectively. <inline-formula><mml:math id="M125" display="inline"><mml:mi mathvariant="normal">Σ</mml:mi></mml:math></inline-formula> denotes the overall
uncertainty and is estimated based on all simulations, comprising factual,
counterfactual, and centuries-long unforced (pre-industrial) model runs
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.73"><named-content content-type="pre">for details see</named-content></xref>.  Finally, the maximum
of the PNS determines the sought probability of causation
<xref ref-type="bibr" rid="bib1.bibx38" id="paren.74"/>.  We express probabilities using the
terminology and framework defined by the IPCC
<xref ref-type="bibr" rid="bib1.bibx63 bib1.bibx38" id="paren.75"/>.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Results and discussion</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Natural vegetation exhibits a net gain in leaf area over the last few decades, but the number of browning regions is increasing</title>
      <p id="d1e2465">More than 3.5 decades of satellite observations (1982–2017,
Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>) reveals that 40 <inline-formula><mml:math id="M126" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> of Earth's
natural vegetation shows statistically significant positive trends in LAI
(Mann–Kendall test, <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>; Table <xref ref-type="table" rid="Ch1.T1"/>), concurrent with a
65 <inline-formula><mml:math id="M128" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">ppm</mml:mi></mml:mrow></mml:math></inline-formula> increase in atmospheric <inline-formula><mml:math id="M129" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.  However, more and more
browning clusters are beginning to emerge in all continents (14 <inline-formula><mml:math id="M130" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>;
Table <xref ref-type="table" rid="Ch1.T1"/>). Analyzing earlier versions of three shorter-duration
(1982–2009) LAI datasets, <xref ref-type="bibr" rid="bib1.bibx112" id="text.76"/> reported a considerably
smaller browning fraction of less than 4 <inline-formula><mml:math id="M131" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> and greening percentages
ranging from 25 <inline-formula><mml:math id="M132" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> to 50 <inline-formula><mml:math id="M133" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for all vegetation (i.e.,
including agriculturally dominated regions).  The higher browning proportion
in the extended record analyzed in this study indicates an intensification of
leaf area loss in recent years.  In the following, we take a closer look at
different major biomes and their changes in LAI.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e2553">Greening (positive <inline-formula><mml:math id="M134" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>), browning (negative <inline-formula><mml:math id="M135" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>)
and non-changing fractions of vegetated area for different biomes and
prominent clusters of change for the time period 1982–2017. Significant
changes are determined by the means of the Mann–Kendall significance test (<inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>). The abbreviations used to describe the different clusters are
explained in “Materials and methods”.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Area</oasis:entry>
         <oasis:entry colname="col2">Vegetated area</oasis:entry>
         <oasis:entry colname="col3">Positive <inline-formula><mml:math id="M137" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> fraction</oasis:entry>
         <oasis:entry colname="col4">Negative <inline-formula><mml:math id="M138" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> fraction</oasis:entry>
         <oasis:entry colname="col5">No-change fraction</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Unit</oasis:entry>
         <oasis:entry colname="col2">10<inline-formula><mml:math id="M139" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M140" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">All vegetation</oasis:entry>
         <oasis:entry colname="col2">109.42</oasis:entry>
         <oasis:entry colname="col3">0.43</oasis:entry>
         <oasis:entry colname="col4">0.13</oasis:entry>
         <oasis:entry colname="col5">0.45</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Anthro. vegetation</oasis:entry>
         <oasis:entry colname="col2">15.37</oasis:entry>
         <oasis:entry colname="col3">0.6</oasis:entry>
         <oasis:entry colname="col4">0.07</oasis:entry>
         <oasis:entry colname="col5">0.32</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Natural vegetation</oasis:entry>
         <oasis:entry colname="col2">94.05</oasis:entry>
         <oasis:entry colname="col3">0.4</oasis:entry>
         <oasis:entry colname="col4">0.14</oasis:entry>
         <oasis:entry colname="col5">0.47</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Biomes</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Grasslands</oasis:entry>
         <oasis:entry colname="col2">26.77</oasis:entry>
         <oasis:entry colname="col3">0.4</oasis:entry>
         <oasis:entry colname="col4">0.12</oasis:entry>
         <oasis:entry colname="col5">0.48</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tropical Forests</oasis:entry>
         <oasis:entry colname="col2">20.32</oasis:entry>
         <oasis:entry colname="col3">0.28</oasis:entry>
         <oasis:entry colname="col4">0.16</oasis:entry>
         <oasis:entry colname="col5">0.55</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Boreal Forests</oasis:entry>
         <oasis:entry colname="col2">13.69</oasis:entry>
         <oasis:entry colname="col3">0.4</oasis:entry>
         <oasis:entry colname="col4">0.19</oasis:entry>
         <oasis:entry colname="col5">0.41</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temperate Forests</oasis:entry>
         <oasis:entry colname="col2">11.2</oasis:entry>
         <oasis:entry colname="col3">0.56</oasis:entry>
         <oasis:entry colname="col4">0.08</oasis:entry>
         <oasis:entry colname="col5">0.36</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Shrublands</oasis:entry>
         <oasis:entry colname="col2">10.37</oasis:entry>
         <oasis:entry colname="col3">0.41</oasis:entry>
         <oasis:entry colname="col4">0.1</oasis:entry>
         <oasis:entry colname="col5">0.49</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tundra</oasis:entry>
         <oasis:entry colname="col2">7.03</oasis:entry>
         <oasis:entry colname="col3">0.41</oasis:entry>
         <oasis:entry colname="col4">0.14</oasis:entry>
         <oasis:entry colname="col5">0.45</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Savannas</oasis:entry>
         <oasis:entry colname="col2">4.22</oasis:entry>
         <oasis:entry colname="col3">0.48</oasis:entry>
         <oasis:entry colname="col4">0.13</oasis:entry>
         <oasis:entry colname="col5">0.38</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Clusters</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cool Gl</oasis:entry>
         <oasis:entry colname="col2">12.32</oasis:entry>
         <oasis:entry colname="col3">0.4</oasis:entry>
         <oasis:entry colname="col4">0.12</oasis:entry>
         <oasis:entry colname="col5">0.48</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EA Brl F</oasis:entry>
         <oasis:entry colname="col2">8.0</oasis:entry>
         <oasis:entry colname="col3">0.53</oasis:entry>
         <oasis:entry colname="col4">0.1</oasis:entry>
         <oasis:entry colname="col5">0.37</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAm Brl F</oasis:entry>
         <oasis:entry colname="col2">5.69</oasis:entry>
         <oasis:entry colname="col3">0.23</oasis:entry>
         <oasis:entry colname="col4">0.31</oasis:entry>
         <oasis:entry colname="col5">0.46</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAf Sv Gl</oasis:entry>
         <oasis:entry colname="col2">5.6</oasis:entry>
         <oasis:entry colname="col3">0.59</oasis:entry>
         <oasis:entry colname="col4">0.06</oasis:entry>
         <oasis:entry colname="col5">0.35</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CAf Trp F</oasis:entry>
         <oasis:entry colname="col2">5.35</oasis:entry>
         <oasis:entry colname="col3">0.3</oasis:entry>
         <oasis:entry colname="col4">0.25</oasis:entry>
         <oasis:entry colname="col5">0.45</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SAf Sv Gl</oasis:entry>
         <oasis:entry colname="col2">4.6</oasis:entry>
         <oasis:entry colname="col3">0.24</oasis:entry>
         <oasis:entry colname="col4">0.24</oasis:entry>
         <oasis:entry colname="col5">0.52</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Aus Sl</oasis:entry>
         <oasis:entry colname="col2">4.43</oasis:entry>
         <oasis:entry colname="col3">0.49</oasis:entry>
         <oasis:entry colname="col4">0.03</oasis:entry>
         <oasis:entry colname="col5">0.49</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EA Tundra</oasis:entry>
         <oasis:entry colname="col2">3.57</oasis:entry>
         <oasis:entry colname="col3">0.35</oasis:entry>
         <oasis:entry colname="col4">0.2</oasis:entry>
         <oasis:entry colname="col5">0.44</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAm Tundra</oasis:entry>
         <oasis:entry colname="col2">3.46</oasis:entry>
         <oasis:entry colname="col3">0.46</oasis:entry>
         <oasis:entry colname="col4">0.07</oasis:entry>
         <oasis:entry colname="col5">0.47</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Earth's forests respond diversely throughout the satellite era</title>
      <p id="d1e3054">A global map of statistically significant trends in LAI (denoted <inline-formula><mml:math id="M141" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>,
Sect. <xref ref-type="sec" rid="Ch1.S2.SS6"/>) for natural vegetation reveals greening
(<inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) and browning (<inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) clusters across the globe
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  Temperate forests (56 <inline-formula><mml:math id="M144" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) and
Eurasian boreal forests (53 <inline-formula><mml:math id="M146" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) exhibit extensive regions
of increasing LAI and, thereby, contribute the largest fraction to the
enhancement of leaf area on the planet (Table <xref ref-type="table" rid="Ch1.T2"/>).  The global
belt of tropical forests, on the other hand, while showing a net greening
(28 <inline-formula><mml:math id="M148" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), also features widespread browning areas
(16 <inline-formula><mml:math id="M150" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). In particular, the central African tropical
forests contain large areas of pronounced negative trends (25 <inline-formula><mml:math id="M152" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>) for <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). North American boreal forests exhibit the largest fraction of
browning vegetation (31 <inline-formula><mml:math id="M154" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>) for <inline-formula><mml:math id="M155" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), resulting in an annual net
loss of leaf area (Tables <xref ref-type="table" rid="Ch1.T1"/> and <xref ref-type="table" rid="Ch1.T2"/>). The picture of
Earth's forests is generally in line with results based on other data
sources. For instance, <xref ref-type="bibr" rid="bib1.bibx92" id="text.77"/> reported a net gain in global
forested area, with net loss in the tropics compensated for by a net gain in the
extra-tropics.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e3226">Natural vegetation exhibits patterns of opposing long-term LAI trends with rising <inline-formula><mml:math id="M156" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Global map of statistically significant (Mann–Kendall test, <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) annual average LAI trends (denoted <inline-formula><mml:math id="M158" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>) for the entire period 1982–2017 (GIMMS LAI3g, color-coded). Areas of non-significant change are shown in gray. Anthropogenic vegetation (defined as croplands, “Materials and methods”) is masked in white. Other white areas depict ice sheets or barren land. The inset line plot illustrates the change in fraction of positive (green dots) and negative (red crosses) <inline-formula><mml:math id="M159" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> relative to the total area of significant change and net leaf area change (black squares; right <inline-formula><mml:math id="M160" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis) for time windows of moving initial year (final year fixed at 2017). The <inline-formula><mml:math id="M161" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis shows the advancing initial year of the time window.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f02.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e3290">Leaf area gain, loss, and net change for different biomes and prominent clusters of change for the time period 1982–2017. Significant changes are determined by the means of the Mann–Kendall significance test (<inline-formula><mml:math id="M162" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>). The abbreviations used to describe the different clusters are explained in “Materials and methods”.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Leaf area</oasis:entry>
         <oasis:entry colname="col2">Leaf area gain</oasis:entry>
         <oasis:entry colname="col3">Leaf area loss</oasis:entry>
         <oasis:entry colname="col4">Net leaf area change</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Unit</oasis:entry>
         <oasis:entry colname="col2">10<inline-formula><mml:math id="M163" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M164" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">10<inline-formula><mml:math id="M165" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M166" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4">10<inline-formula><mml:math id="M167" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M168" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">All vegetation</oasis:entry>
         <oasis:entry colname="col2">296.87</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M169" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>85.71</oasis:entry>
         <oasis:entry colname="col4">211.16</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Anthro. vegetation</oasis:entry>
         <oasis:entry colname="col2">67.12</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M170" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>6.47</oasis:entry>
         <oasis:entry colname="col4">60.65</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Natural vegetation</oasis:entry>
         <oasis:entry colname="col2">229.75</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M171" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>79.24</oasis:entry>
         <oasis:entry colname="col4">150.51</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Biomes</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Grasslands</oasis:entry>
         <oasis:entry colname="col2">48.01</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M172" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>12.51</oasis:entry>
         <oasis:entry colname="col4">35.50</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tropical Forests</oasis:entry>
         <oasis:entry colname="col2">58.42</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M173" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>34.31</oasis:entry>
         <oasis:entry colname="col4">24.11</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Boreal Forests</oasis:entry>
         <oasis:entry colname="col2">32.11</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M174" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>14.45</oasis:entry>
         <oasis:entry colname="col4">17.66</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temperate Forests</oasis:entry>
         <oasis:entry colname="col2">53.32</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M175" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>7.45</oasis:entry>
         <oasis:entry colname="col4">45.87</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Shrublands</oasis:entry>
         <oasis:entry colname="col2">10.9</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M176" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.4</oasis:entry>
         <oasis:entry colname="col4">8.50</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tundra</oasis:entry>
         <oasis:entry colname="col2">8.74</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M177" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.69</oasis:entry>
         <oasis:entry colname="col4">5.05</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Savannas</oasis:entry>
         <oasis:entry colname="col2">17.99</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M178" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4.21</oasis:entry>
         <oasis:entry colname="col4">13.78</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Clusters</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cool Gl</oasis:entry>
         <oasis:entry colname="col2">15.06</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M179" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.75</oasis:entry>
         <oasis:entry colname="col4">11.31</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EA Brl F</oasis:entry>
         <oasis:entry colname="col2">25.93</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M180" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4.26</oasis:entry>
         <oasis:entry colname="col4">21.67</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAm Brl F</oasis:entry>
         <oasis:entry colname="col2">6.18</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M181" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>10.18</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M182" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4.00</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAf Sv Gl</oasis:entry>
         <oasis:entry colname="col2">23.42</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M183" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.98</oasis:entry>
         <oasis:entry colname="col4">22.44</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CAf Trp F</oasis:entry>
         <oasis:entry colname="col2">16.76</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M184" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>13.76</oasis:entry>
         <oasis:entry colname="col4">3.00</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SAf Sv Gl</oasis:entry>
         <oasis:entry colname="col2">5.51</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M185" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>6.76</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M186" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.25</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Aus Sl</oasis:entry>
         <oasis:entry colname="col2">4.48</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M187" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.16</oasis:entry>
         <oasis:entry colname="col4">4.32</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EA Tundra</oasis:entry>
         <oasis:entry colname="col2">3.96</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M188" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.04</oasis:entry>
         <oasis:entry colname="col4">0.92</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NAm Tundra</oasis:entry>
         <oasis:entry colname="col2">4.78</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M189" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.64</oasis:entry>
         <oasis:entry colname="col4">4.14</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><?xmltex \opttitle{As in forests, other biomes also indicate divergent vegetation responses to rising {$\protect\chem{CO_{2}}$}}?><title>As in forests, other biomes also indicate divergent vegetation responses to rising <inline-formula><mml:math id="M190" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula></title>
      <?pagebreak page4993?><p id="d1e3896">Tundra in North America is primarily greening (46 <inline-formula><mml:math id="M191" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>
versus 7 <inline-formula><mml:math id="M193" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), whereas in Eurasia, browning is
intensifying (35 <inline-formula><mml:math id="M195" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> versus 20 <inline-formula><mml:math id="M197" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M198" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>),
especially in northern Scandinavia and on the Taymyr Peninsula in northern
Russia.  Grasslands in cool arid climates, mainly comprising the Mongolian and
Kazakh Steppe, as well as the Australian shrublands, stand out as prominent
greening clusters (40 <inline-formula><mml:math id="M199" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> and 49 <inline-formula><mml:math id="M200" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>,
respectively, for <inline-formula><mml:math id="M201" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). Although these biomes show strong positive trends, they are
characterized by a low level of LAI.  The African continent, which is still
dominated by natural vegetation, reveals a distinct change in leaf area. A
greening band of savannas and grasslands in the northern regions of
sub-Saharan Africa and a greening cluster in southern Africa border the
browning regions of equatorial Africa (Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  Overall, the
response of LAI to rising <inline-formula><mml:math id="M202" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is somewhat homogeneous for some biomes
(widespread browning of the tropical forests and dominant greening of the
temperate forests) but divergent for others (tundra and boreal forests show a
“North America–Eurasia” asymmetry, interestingly, in that they show changes
of reversed sign; Fig. <xref ref-type="fig" rid="Ch1.F2"/>).</p>
</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>Net annual gain in leaf area is declining in natural vegetation</title>
      <p id="d1e4032">Leaf area loss occurs primarily in densely vegetated biomes (i.e., forests),
which outweighs leaf area gain in rather sparsely vegetated regions (i.e.,
grasslands).  For instance, vigorously greening areas of circumpolar tundra
result in a leaf area gain of <inline-formula><mml:math id="M203" display="inline"><mml:mrow><mml:mn mathvariant="normal">8.74</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M204" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>,
which is almost outbalanced 4-fold by a leaf area loss of <inline-formula><mml:math id="M205" display="inline"><mml:mrow><mml:mn mathvariant="normal">34.31</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M206" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in the browning regions of the tropical forests
(Table <xref ref-type="table" rid="Ch1.T2"/>).  To assess the responses of different biomes to
rising <inline-formula><mml:math id="M207" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in more detail, we iteratively calculate statistically
significant LAI trends for different time windows with an advancing initial year
(i.e., 1982, 1983, …, 2000) but fixed final year (2017). Although the
estimated trends become less robust with shorter time series, this analysis
allows us to test for weakening or strengthening responses to further rising
<inline-formula><mml:math id="M208" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.  We see that the fraction of significantly browning regions is
increasing over time, reaching a maximum for a time window starting in
1995. The greening fraction evolves in the opposite manner. The estimates are
represented as fractions of the total area of significant change because the
latter inherently decreases as a result of the Mann–Kendall test for shorter
time windows.  Thus, the average annual net leaf area gain of <inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:mn mathvariant="normal">150.51</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M210" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for the entire observational period (1982–2017)
decreases with advancing initial year, approaching zero for the period 1995 to
2017, and rebounding to <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M212" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for the
period 2000 to 2017 (black line in Fig. <xref ref-type="fig" rid="Ch1.F2"/> inset).  To obtain
comparability between different time windows, the net leaf area gain estimates
were scaled to the total area of significant change derived for 1982–2017
(unprocessed estimates for period 2000–2017 are listed in Table S2 in the
Supplement).  <xref ref-type="bibr" rid="bib1.bibx19" id="text.78"/> reported a global greening proportion of
<inline-formula><mml:math id="M213" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">33</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M214" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> (21 <inline-formula><mml:math id="M215" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for AVHRR; Table S2) and a browning
proportion of only 5 <inline-formula><mml:math id="M216" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> (13 <inline-formula><mml:math id="M217" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for AVHRR; Table S2) analyzing the
MODIS record including anthropogenic vegetation (2000–2017).  On<?pagebreak page4994?> a global
scale, LAI trends from MODIS and AVHRR agree over 61 <inline-formula><mml:math id="M218" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> of the
vegetated area <xref ref-type="bibr" rid="bib1.bibx19" id="paren.79"/>.  <xref ref-type="bibr" rid="bib1.bibx104" id="text.80"/>
analyzed in detail the AVHRR and MODIS LAI trends for different climate zones,
vegetation classes, and latitudinal bands and found general agreement between
the two satellite-based sensors. Inconsistencies arise mainly in humid
tropical regions (e.g., absence of intensive browning in central African
tropical forests in the MODIS record) and partially in the northern high
latitudes <xref ref-type="bibr" rid="bib1.bibx19" id="paren.81"/>.  In Fig. <xref ref-type="fig" rid="Ch1.F5"/> we present a
detailed comparison of different remote sensing datasets at the global scale,
and we elaborate further on the discrepancies among the estimates in
Sect. <xref ref-type="sec" rid="Ch1.S3.SS8"/> <xref ref-type="bibr" rid="bib1.bibx109" id="paren.82"><named-content content-type="pre">for a similar analysis, also refer
to</named-content></xref>.</p>
</sec>
<sec id="Ch1.S3.SS5">
  <label>3.5</label><title>High-LAI regions are browning and low-LAI regions are greening</title>
      <p id="d1e4287">The intensification of browning during the second half of the AVHRR
observational period (2000–2017) results in a reversal of the sign in terms
of net leaf area change in some biomes (e.g., tropical forests, North
American boreal forests, and Eurasian tundra; Table S3 in the Supplement).
Critically, the tropical forests display the sharpest transition from a
substantial net gain of <inline-formula><mml:math id="M219" display="inline"><mml:mrow><mml:mn mathvariant="normal">24.11</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M220" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>
(Table <xref ref-type="table" rid="Ch1.T2"/>) to a comparably strong net loss of leaf area (<inline-formula><mml:math id="M221" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">18.42</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M222" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>; Table S3).  To address the temporal
development of positive and negative changes in leaf area in more detail, we
calculate time series of area-weighted averages of LAI
(Fig. <xref ref-type="fig" rid="Ch1.F3"/>a). We find that browning of natural vegetation occurs at
a considerably higher level of LAI (on average <inline-formula><mml:math id="M223" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1.85</mml:mn></mml:mrow></mml:math></inline-formula>) than greening (on
average <inline-formula><mml:math id="M224" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1.32</mml:mn></mml:mrow></mml:math></inline-formula>).  Throughout the observational period, these two time
series of opposite trends converge towards an LAI of 1.6
(Fig. <xref ref-type="fig" rid="Ch1.F3"/>a). This convergence of greening and browning is
evident in terms of not only their LAI level (Fig. <xref ref-type="fig" rid="Ch1.F3"/>a) but also their
proportions (inset in Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  The time series of anthropogenic
vegetation on the other hand, aggregated for positive and negative <inline-formula><mml:math id="M225" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>
separately, are both confined to a comparably low LAI level (on average
between 1 and 1.25).  We next investigate the global LAI distributions<?pagebreak page4995?> of
negative and positive changes and their development over time.  Comparing
distributions of the earlier years (1982–1984) with those of the more recent years
(2015–2017) reveals that browning primarily occurs at a high (5–6) and a
medium (1–2.5) level of LAI (Fig. <xref ref-type="fig" rid="Ch1.F3"/>b).  Greening, however,
occurs almost entirely at low levels of LAI between 0–1.5. As a
consequence, the global area-weighted averages of the browning and greening
regions are approaching one another (dashed versus solid vertical lines in
Fig. <xref ref-type="fig" rid="Ch1.F3"/>b), as also depicted by the time series
(Fig. <xref ref-type="fig" rid="Ch1.F3"/>a).  Overall, these results suggest a homogenization of
Earth's natural vegetation in terms of LAI texture with rising <inline-formula><mml:math id="M226" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.
This homogenization becomes prominent when we compare the distributions of
negative and positive <inline-formula><mml:math id="M227" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> over time using a Q–Q plot (quantile–quantile;
Fig. <xref ref-type="fig" rid="Ch1.F3"/>c).  The relationship between the quantiles is skewed to
the left at higher LAI (positive <inline-formula><mml:math id="M228" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> on <inline-formula><mml:math id="M229" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis, negative <inline-formula><mml:math id="M230" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> on
<inline-formula><mml:math id="M231" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis) because browning is prevalent in high-LAI regions.  Over time, the
quantiles of the greening and browning distributions approach the 1–1
line (representing identical distributions), emphasizing their convergence.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e4458">Observed homogenization of the global natural vegetation. <bold>(a)</bold> Time series of the area-weighted annual average LAI (GIMMS LAI3g, 1982–2017) of natural and anthropogenic vegetation for regions of positive (greening) and negative (browning) trends. Only regions exhibiting significant trends are considered (Mann–Kendall significance test, <inline-formula><mml:math id="M232" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) and are referred to as <inline-formula><mml:math id="M233" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>. The percentages in parentheses in the legend represent the respective proportions with respect to the total area. <bold>(b)</bold> Violin plot comparison of probability density functions (PDFs, Gaussian kernel density estimation; all PDFs scaled to contain the same area) of LAI distributions of natural vegetation for negative (left) and positive (right) <inline-formula><mml:math id="M234" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>, and in time, 1982–1984 (dashed) versus 2015–2017 (solid). The horizontal lines represent the mean values for the respective period. <bold>(c)</bold> Q–Q (quantile–quantile) plot comparing the distributions of LAI for negative (<inline-formula><mml:math id="M235" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis) and positive (<inline-formula><mml:math id="M236" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis) <inline-formula><mml:math id="M237" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> and their change over time, 1982–1984 (blue dots) versus 2015–2017 (orange dots).</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f03.png"/>

        </fig>

<?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S3.SS6">
  <label>3.6</label><title>The majority of models reproduce the observed convergence of greening and browning trends</title>
      <?pagebreak page4996?><p id="d1e4534">Thus far, we have described the diverse long-term changes in natural
vegetation across all continents and throughout the satellite era.  We next
investigate the underlying mechanisms driving these greening and browning
trends and use the fully coupled MPI-ESM and the TRENDYv7 ensemble of
observation-driven LSMs (Sect. <xref ref-type="sec" rid="Ch1.S2.SS3"/> and
<xref ref-type="sec" rid="Ch1.S2.SS4"/>).  First, we ask if these models capture the observed
behavior of natural vegetation under rising <inline-formula><mml:math id="M238" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.  The MPI-ESM reproduces
the observed browning of high-LAI regions and the greening of low-LAI regions;
however, the levels of LAI do not match the observations
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>a and b). Figure <xref ref-type="fig" rid="Ch1.F1"/>c and d compare
global maps of the observed and the simulated levels of annual average LAI.
Overall, the MPI-ESM is consistent with observed patterns, with the strongest
spatial variations in tropical forest regions.  Historical simulations of
TRENDYv7 (here 13 models) also show pronounced changes in vegetation but
exhibit diverse behavior among the models (results not shown for
brevity). Seven LSMs reproduce observed converging trends of greening and
browning, whereas the other six models show divergent trends.  All TRENDYv7
models are driven with identical atmospheric forcing fields; hence, these six
models most likely lack or incorrectly represent key processes of ecosystem
functioning.  In general, simulated greening patterns are comparable to
observations
<xref ref-type="bibr" rid="bib1.bibx68 bib1.bibx90 bib1.bibx56" id="paren.83"/>,
but browning, especially in the North American boreal forests, is
underestimated <xref ref-type="bibr" rid="bib1.bibx90" id="paren.84"/>.</p>
</sec>
<sec id="Ch1.S3.SS7">
  <label>3.7</label><?xmltex \opttitle{In a one-dimensional global perspective, models suggest the physiological effect of {$\protect\chem{CO_{2}}$} as the main driver of greening}?><title>In a one-dimensional global perspective, models suggest the physiological effect of <inline-formula><mml:math id="M239" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> as the main driver of greening</title>
      <p id="d1e4583">Hereafter, we use changes in annual average LAI relative to the baseline
period 1982–1984 (Sect. <xref ref-type="sec" rid="Ch1.S2.SS6"/>) for better comparability
between biomes, various simulations, and the observed signal.  Time series of
relative LAI changes from historical simulations (multi-model average for
TRENDYv7 and multi-realization average for the MPI-ESM) are comparable to
observations at the global scale (Fig. <xref ref-type="fig" rid="Ch1.F4"/>a and b; temporal
correlations are low due to high internal variability in the signal).</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e4592">Driver attribution of changing natural vegetation at the global scale: neglecting ecosystem heterogeneity could lead to misleading results. <bold>(a)</bold> Time series of the area-weighted annual average LAI (GIMMS LAI3g, 1982–2017) for regions of positive (dotted blue line) and negative (dashed red line) sensitivity to rising atmospheric <inline-formula><mml:math id="M240" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration (<inline-formula><mml:math id="M241" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>) of natural vegetation. Solid black line represents the overall signal of all pixels. The percentages in parentheses in the legend represent the greening and browning proportions with respect to the total area. <bold>(b)</bold> Time series of changes in LAI relative to the average state from 1982–1984, comparing observations (solid black line) with historical simulations, where the dashed green line denotes the ensemble mean of 13 offline-driven land surface models (TRENDYv7, “Materials and methods”) and the dotted purple line denotes the average of an ensemble of multi-realizations with a fully coupled Earth system model (MPI-ESM, “Materials and methods”). The colored shading represents the 95 <inline-formula><mml:math id="M242" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> confidence interval estimated by bootstrapping. The correlation coefficients (including significance level) of the observed and simulated time series are displayed in parentheses in the legend. <bold>(c)</bold> Bar chart showing relative trends in LAI (in <inline-formula><mml:math id="M243" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) of the total observed signal (black) and for factual (all historical forcings, ALL) as well as for counterfactual simulations, i.e., no historical <inline-formula><mml:math id="M244" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> forcing (No <inline-formula><mml:math id="M245" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) and all historical forcings except the physiological effect (No PE) or the radiative effect (No RE) of atmospheric <inline-formula><mml:math id="M246" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, as estimated by TRENDYv7 (green) and the MPI-ESM (purple). The yellow bar represents the overall uncertainty (UC) including inter-model variations derived from all simulations (control, factual, and counterfactual). <bold>(d)</bold> Probabilities of necessary and sufficient causation (PNS) of the change in LAI, comparing the physiological effect (PE) and radiative effect (RE) of <inline-formula><mml:math id="M247" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> as well as their combined effect (Both). <bold>(e)</bold> Same as in <bold>(c)</bold> but for the period 2000–2017.  <bold>(f)</bold> Same as in <bold>(d)</bold> but for the period 2000–2017.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f04.png"/>

        </fig>

      <?pagebreak page4998?><p id="d1e4714">We use the framework of counterfactual causal theory to attribute changes in
LAI to a given driver in a probabilistic setting
<xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx39 bib1.bibx38" id="paren.85"/>.
Note that the causal relationships in this approach are determined based on
the predictions of the models for the all-forcings (also referred to as
factual) and factorial (also referred to as counterfactual) runs, and
therefore the causality results may reflect biases or misrepresentations in
the models.  Based on the factual and counterfactual runs, we derive
the probability of causation that combines the necessity and
sufficiency of each factor (PNS; see Sect. <xref ref-type="sec" rid="Ch1.S2.SS7"/>
for details).  When aggregated to area-weighted global averages (i.e., Earth
greening trend), the observed estimate (<inline-formula><mml:math id="M248" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 1.08 <inline-formula><mml:math id="M249" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade)
and the factual MPI-ESM estimate (<inline-formula><mml:math id="M250" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 1.14 <inline-formula><mml:math id="M251" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade) are
comparable, whereas the multi-model average of the TRENDYv7 ensemble is an
overestimate (<inline-formula><mml:math id="M252" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 1.79 <inline-formula><mml:math id="M253" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade; Fig. <xref ref-type="fig" rid="Ch1.F4"/>c).
Omitting <inline-formula><mml:math id="M254" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-induced climate change (no radiative effect of
<inline-formula><mml:math id="M255" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, no RE) does not have a strong effect in the MPI-ESM (<inline-formula><mml:math id="M256" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 1.04 <inline-formula><mml:math id="M257" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade); i.e., the estimate does not differ
considerably from the factual run. The TRENDYv7 models indicate that the
positive trend in LAI can be explained by climate change to some extent (<inline-formula><mml:math id="M258" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 1.21 <inline-formula><mml:math id="M259" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade). However, the PNS values for the radiative
effect of <inline-formula><mml:math id="M260" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are generally rather low (Fig. <xref ref-type="fig" rid="Ch1.F4"/>d),
implying that the probability of the radiative effect of <inline-formula><mml:math id="M261" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> acting as
a sufficient and necessary causal driver of the globally aggregated LAI trend
signal is rather low.  The opposite is the case when the physiological effect
of <inline-formula><mml:math id="M262" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (no PE) is excluded. Both model setups agree that almost no
positive trend in LAI is present in a world without the <inline-formula><mml:math id="M263" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
fertilization effect (<inline-formula><mml:math id="M264" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.18</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M265" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for MPI-ESM and <inline-formula><mml:math id="M266" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.08</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M267" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for TRENDYv7; both estimates are lower than the overall
uncertainty estimate of <inline-formula><mml:math id="M268" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.49</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M269" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade).  Note that the
term “overall uncertainty” here refers to a broader concept of uncertainty
that includes several components, such as climate variability; inter-model
variability; variability between realizations; and, if applicable, variability
in observations, adapted from the approach introduced by <xref ref-type="bibr" rid="bib1.bibx38" id="text.86"><named-content content-type="post">see also
Sect. <xref ref-type="sec" rid="Ch1.S2.SS7"/> for details</named-content></xref>.</p>
      <p id="d1e4933">As a consequence, a high PNS can be established: the physiological effect of
<inline-formula><mml:math id="M270" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> has in the case of the MPI-ESM <italic>likely</italic> (68 <inline-formula><mml:math id="M271" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>) and in
the case of TRENDYv7 <italic>very likely</italic> (91 <inline-formula><mml:math id="M272" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>) caused the positive
trend of global LAI in recent decades (Fig. <xref ref-type="fig" rid="Ch1.F4"/>d). This result is
in line with <xref ref-type="bibr" rid="bib1.bibx112" id="text.87"/>, who reported that 70 <inline-formula><mml:math id="M273" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> of
global greening is attributable to <inline-formula><mml:math id="M274" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization.  Removing both
effects of <inline-formula><mml:math id="M275" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> results in slight negative trends, probably due to land-use practices (e.g., deforestation; Fig. <xref ref-type="fig" rid="Ch1.F4"/>c).</p>
</sec>
<sec id="Ch1.S3.SS8">
  <label>3.8</label><title>The global signal switches to a minor negative trend in the second half of the observational period</title>
      <p id="d1e5015">Natural vegetation shows a slight negative trend for the period 2000–2017
(ca. <inline-formula><mml:math id="M276" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M277" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade; Fig. <xref ref-type="fig" rid="Ch1.F4"/>e). This estimate is
within the range of the overall uncertainty and, thus, should be interpreted
with caution. Note that the net change in leaf area is still positive when
considering only significantly changing pixels (inset in
Fig. <xref ref-type="fig" rid="Ch1.F2"/>). To provide confidence in this result, we analyze three
additional remote sensing datasets for LAI (MODIS-LAI, GLASS-LAI, and
GLOBMAP-LAI) as well as for the normalized difference vegetation index
(LTDR-NDVI) and for the fraction of absorbed photosynthetic active radiation
(NCEI-FAPAR), both proxies for leaf area changes (see
Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/> for details). We calculate time series of
changes relative to the average baseline value from 1982–1984 to obtain
comparability between the conceptually different estimates for changes in
natural vegetation (Fig. <xref ref-type="fig" rid="Ch1.F5"/>a–c). Next, we compare the trends for
the entire observational period (1982–2017/2018, Fig. <xref ref-type="fig" rid="Ch1.F5"/>d) with
trends of the more recent past (2000–2018, Fig. <xref ref-type="fig" rid="Ch1.F5"/>e). Three of
the additional four long-term datasets show a weakening of vegetation greening
for the second half of the observational period in accordance with the GIMMS
LAI3g dataset (GLASS-LAI and especially LTDR-NDVI also show a reversal of the
sign to a negative trend). In contrast, the dataset GLOBMAP-LAI depicts a
substantial strengthening of the positive trend in LAI for the recent
decades. However, the dataset also shows a suspicious jump in the year 2001,
which could be an artifact related to problems in the fusion of the AVHRR and
MODIS data <xref ref-type="bibr" rid="bib1.bibx80" id="paren.88"/>. Furthermore, GLOBMAP-LAI
generally shows the largest discrepancy among all datasets when compared to
ground measurements <xref ref-type="bibr" rid="bib1.bibx106" id="paren.89"/>. The shorter-term record
of MODIS-LAI depicts a stable moderate greening trend for the time span of
2000–2019. Since the MODIS record cannot provide any information on the state
of the vegetation in the 1980s and 1990s, we cannot assess whether MODIS would
also depict a slowdown of the overall greening trend over this
time period. Note that the comparability of relative trends between the
long-term remote sensing products (baseline period 1982–1984) and short-term
MODIS-LAI (baseline period 2000–2002) is limited. Overall, the analyses of
the different remote sensing datasets support to a large extent the findings
drawn from the GIMMS LAI3g dataset.  For these reasons, as well as for reasons
described earlier in the introduction, we focus on the GIMMS LAI3g dataset in
these analyses, but we note that the single-product-centric view may imply
some additional uncertainties besides the general uncertainty associated with
AVHRR-based datasets.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e5057">Five different remote sensing datasets displaying the development of natural vegetation over the last 4 decades. <bold>(a)</bold> Time series of changes in LAI relative to the average state from 1982–1984 as depicted in three different datasets (green: GLOBMAP-LAI; red: GLASS-LAI; purple: GIMMS-LAI; and brown: MODIS-LAI; see “Materials and methods” section for further details). The solid straight line represents the best linear fit for the entire period (1982–2017/2018); the dashed line represents the best linear fit for the second half of the period (2000–2017/2018/2019). <bold>(b)</bold> As in <bold>(a)</bold> but for the dataset LTDR-NDVI (blue; see “Materials and methods” section for further details). <bold>(c)</bold> As in <bold>(a)</bold> but for the dataset NCEI-FAPAR (orange; see “Materials and methods” section of the main paper for further details). <bold>(d)</bold> Bar chart comparing relative trends (in <inline-formula><mml:math id="M278" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade) in LAI, NDVI, and FAPAR from different datasets for the entire period (1982–2017/2018) obtained from the gradients shown in <bold>(a)</bold>–<bold>(c)</bold>, respectively. <bold>(e)</bold> As in <bold>(d)</bold> but for the second half of the period (2000–2017/2018/2019).</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f05.png"/>

        </fig>

      <p id="d1e5105">Models reproduce the flattening of the trend and even the reversal in the sign
only when the physiological effect of <inline-formula><mml:math id="M279" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is excluded or with a
complete absence of <inline-formula><mml:math id="M280" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> forcing (Fig. <xref ref-type="fig" rid="Ch1.F4"/>e).  A recent
study by <xref ref-type="bibr" rid="bib1.bibx100" id="text.90"/> suggests, by analyzing various observational
datasets, that global <inline-formula><mml:math id="M281" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
fertilization has declined in recent years and highlights that land surface models are not reproducing the
magnitude of this decline, mainly due to the underrepresentation of nutrient
limitation.  While these results are consistent with ours, we are not
convinced that one can infer a decline in or saturation of the <inline-formula><mml:math id="M282" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
fertilization effect from these observational datasets.  Rather, we argue that
countervailing effects associated with the radiative effect of increasing
<inline-formula><mml:math id="M283" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (climatic changes, e.g., increase in atmospheric dryness and
changes in water availability), as discussed below in more detail, become more
pronounced and increasingly reduce vegetation productivity.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e5172">Probabilities of sufficient and necessary causation (PNSs) of LAI changes in response to the effects of rising <inline-formula><mml:math id="M284" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> for 11 clusters. Bar charts represent the PNS of LAI changes in response to the physiological effect <bold>(a, b)</bold> and radiative effect <bold>(c, d)</bold> of <inline-formula><mml:math id="M285" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and all anthropogenic forcings <bold>(e, f)</bold>. Different colors represent the identified clusters of substantial change in LAI. Panels on the left comprise clusters that show consistent greening; panels on the right represent emerging browning clusters (observed net leaf area loss in the period 2000–2017; attribution is conducted only for significant decreasing trends; see Sect. <xref ref-type="sec" rid="Ch1.S2"/> for details). The two types of bar illustrate the two different ensembles of model simulations (left: MPI-ESM, right: TRENDYv7).</p></caption>
          <?xmltex \igopts{width=355.659449pt}?><graphic xlink:href="https://bg.copernicus.org/articles/18/4985/2021/bg-18-4985-2021-f06.png"/>

        </fig>

      <p id="d1e5215">Overall, driver attribution at the global scale, as described above and also
in <xref ref-type="bibr" rid="bib1.bibx112" id="text.91"/>, neglects the heterogeneity of natural vegetation
and the possibility that divergent responses of different natural biomes might
cancel each other out. To account for this omission, we identify 11 clusters of
significant change and derive probabilities of causation for each driver
across different vegetation types (Fig. <xref ref-type="fig" rid="Ch1.F6"/>).</p><?xmltex \hack{\newpage}?>
</sec>
<?pagebreak page4999?><sec id="Ch1.S3.SS9">
  <label>3.9</label><?xmltex \opttitle{Temperate forests prosper with rising {$\protect\chem{CO_{2}}$} while tropical forests are increasingly under stress}?><title>Temperate forests prosper with rising <inline-formula><mml:math id="M286" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> while tropical forests are increasingly under stress</title>
      <p id="d1e5244">Forests in temperate climates exhibit a strong positive trend in LAI (<inline-formula><mml:math id="M287" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 2.53 <inline-formula><mml:math id="M288" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade), which is also seen in the models, albeit
slightly overestimated (<inline-formula><mml:math id="M289" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 3.18 <inline-formula><mml:math id="M290" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for MPI-ESM and <inline-formula><mml:math id="M291" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.69</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M292" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for TRENDYv7; Fig. S2 in the Supplement).
The physiological effect of <inline-formula><mml:math id="M293" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the main driver with a high PNS
(85 <inline-formula><mml:math id="M294" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for the MPI-ESM, 80 <inline-formula><mml:math id="M295" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for TRENDYv7; Fig. <xref ref-type="fig" rid="Ch1.F6"/>).
The trends are slightly weaker when only analyzing the second half of the
observational period, but the overall result does not change.  Observed
warming<?pagebreak page5000?> might have additionally contributed to enhanced vegetation growth
<xref ref-type="bibr" rid="bib1.bibx78 bib1.bibx74" id="paren.92"><named-content content-type="pre">e.g., growing season extension;</named-content></xref>;
however, it is not identified as an important driver by models.  Most
temperate forests are in developed countries and, thus, have been managed in a
sustainable manner for several decades <xref ref-type="bibr" rid="bib1.bibx22" id="paren.93"/>. It is
conceivable that some of the positive trends in LAI could be attributed to
forest management or regrowing forests <xref ref-type="bibr" rid="bib1.bibx83" id="paren.94"/>; however, this
is not captured by the models (i.e., trends are negative when complete
<inline-formula><mml:math id="M296" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> forcing is absent; Fig. S2).</p>
      <p id="d1e5348">The response of tropical forests to rising <inline-formula><mml:math id="M297" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is more complex.  The
signal over the entire observational period is slightly positive (<inline-formula><mml:math id="M298" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M299" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade); however, it is within the range of overall
uncertainty.  Therefore, no robust driver attribution is possible
(Figs. <xref ref-type="fig" rid="Ch1.F6"/> and S3 in the Supplement).  TRENDYv7 models show strongly opposing
responses of LAI to the different effects of <inline-formula><mml:math id="M300" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>: LAI decreases when
the physiological effect is omitted but increases when the radiative effect
is omitted.  The MPI-ESM shows qualitatively the same responses but in a less
pronounced way (Fig. S3).  For the second half of the satellite
record, the observed trend switches sign to a strong negative trend (ca. <inline-formula><mml:math id="M301" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.4</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M302" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade).  The models reproduce this tendency, but the
multi-model average of the TRENDYv7 ensemble is still positive.  During the
same time period, the opposing reactions to <inline-formula><mml:math id="M303" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in the factorial runs
are more strongly marked (Fig. S3).  These results suggest that browning
caused by <inline-formula><mml:math id="M304" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-induced climate change is compensated for by greening
affiliated with the <inline-formula><mml:math id="M305" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization effect at the biome level.
Based on these findings, we hypothesize that the physiological effect of
<inline-formula><mml:math id="M306" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is strong in models and outbalances the negative effect of climate
change in the tropical forests <xref ref-type="bibr" rid="bib1.bibx46" id="paren.95"/>.  As a
consequence, the all-forcings simulations fail to reproduce the observed
patterns of strengthening vegetation browning in the tropics
<xref ref-type="bibr" rid="bib1.bibx110 bib1.bibx92" id="paren.96"/>.  Because of the demonstrated
limited predictive power of the models in simulating the vegetation response
to climatic changes, we also rely more heavily on the published literature in
the following discussion of our results.</p>
</sec>
<sec id="Ch1.S3.SS10">
  <label>3.10</label><title>Droughts and intensification of the dry season in the Amazon basin</title>
      <?pagebreak page5001?><p id="d1e5471">The Amazonian tropical forests are frequently afflicted by severe
droughts.  During the satellite era most of these droughts were strongly
modulated by the El Niño–Southern Oscillation (ENSO). For example, the
droughts of 1982–1983, 1987, and 1991–1992 <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx5" id="paren.97"/>; 1997 <xref ref-type="bibr" rid="bib1.bibx102" id="paren.98"/>; and
2015–2016 <xref ref-type="bibr" rid="bib1.bibx43" id="paren.99"/>.  The causes of the
droughts in 2005 and 2010, however, were not related to ENSO but rather to a
warm anomaly in sea surface temperatures in the tropical North Atlantic
<xref ref-type="bibr" rid="bib1.bibx59 bib1.bibx60 bib1.bibx107" id="paren.100"/>.  Whereas
the ENSO-driven droughts peak in northern hemispheric winter, thus during the
wet season, the non-ENSO droughts happened during the dry season
(July–September), when tropical ecosystems are more vulnerable to negative
rainfall anomalies.</p>
      <p id="d1e5486">These intense and frequent droughts have diverse impacts on tropical
ecosystems <xref ref-type="bibr" rid="bib1.bibx15" id="paren.101"/>, the most prominent being an increase
in wildfires and tree mortality.  Recently, perennial legacy effects have been
identified which lead to persistent biomass loss in the aftermath of severe
droughts <xref ref-type="bibr" rid="bib1.bibx86 bib1.bibx108" id="paren.102"/>.  For
instance, some regions were still recovering from the impact of the
megadrought of 2005 when the next major drought began in 2010
<xref ref-type="bibr" rid="bib1.bibx86" id="paren.103"/>.  <xref ref-type="bibr" rid="bib1.bibx55" id="text.104"/> found that
these extreme events are also capable of disrupting hydrological mechanisms,
which can lead to long-lasting changes in the structure of Amazonian
ecosystems.  Such droughts and associated wildfires are predicted to increase
in frequency <xref ref-type="bibr" rid="bib1.bibx18" id="paren.105"/> and intensity
<xref ref-type="bibr" rid="bib1.bibx27" id="paren.106"/> as a consequence of the ENSO-related amplification
of heat waves but also due to the projected warming of the tropical North
Atlantic <xref ref-type="bibr" rid="bib1.bibx67" id="paren.107"/>.</p>
      <p id="d1e5511">In addition to these episodic disturbances, long-term changes in climate also
affected the tropical forests in the Amazon region.  Rising surface air
temperatures have considerably increased the atmospheric water vapor pressure
deficit (VPD), which has a negative effect on vegetation growth
<xref ref-type="bibr" rid="bib1.bibx109" id="paren.108"/>.  Moreover, we find that precipitation has
steadily decreased during the dry season (July–September, Figs. S4 and S5 in
the Supplement) based on the latest version of the ECMWF reanalysis for the
last 40 years <xref ref-type="bibr" rid="bib1.bibx23" id="paren.109"><named-content content-type="pre">ERA5;</named-content></xref>.  This rainfall deficit
and the identified lengthening of the dry season <xref ref-type="bibr" rid="bib1.bibx34" id="paren.110"/>
exacerbate vegetation water stress during dry seasons and favor conditions for
wildfires.  The slight increasing trend in wet-season precipitation
(February–April) most likely cannot compensate for the water loss and its
impact during the dry season (Fig. S4).  Overall, the intensification of the
dry season and the recurring droughts cause long-term browning trends
<xref ref-type="bibr" rid="bib1.bibx107" id="paren.111"/>, in line with our results of intensified browning
of Amazonian forests (Fig. S5).</p>
</sec>
<sec id="Ch1.S3.SS11">
  <label>3.11</label><title>Drying trend in central African humid forests</title>
      <p id="d1e5537">African tropical forests have been experiencing a long-term drying trend since
the 1970s
<xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx6 bib1.bibx110" id="paren.112"/>.
In contrast to South America, the steady decline in rainfall is seen during
both dry and wet seasons (Fig. S4).  The origin of this decreasing trend in
year-round rainfall is still under debate. Precipitation in equatorial Africa
is expected to increase under climate change <xref ref-type="bibr" rid="bib1.bibx101" id="paren.113"/>, so
it is hypothesized that this trend is associated with the Atlantic
Multidecadal Oscillation and/or changes in the West African Monsoon system
<xref ref-type="bibr" rid="bib1.bibx6" id="paren.114"/>.  Long-term drying in rainforests could
also be connected to the physiological effect of rising <inline-formula><mml:math id="M307" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.
Recently, it has been demonstrated that the reduction in stomatal conductance
and transpiration induces a drier, warmer, and deeper boundary layer,
resulting in a decline in local rainfall <xref ref-type="bibr" rid="bib1.bibx49" id="paren.115"/>.
Regardless of what the causes may be, this long-term water deficiency most
likely has led to the most pronounced cluster of vegetation browning in
Earth's tropical forests (<inline-formula><mml:math id="M308" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">174</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M309" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> net loss of
leaf area in the time period of 2000–2017).  No robust attribution is
possible with the set of models analyzed in this study, since they fail to
capture this substantial decrease in leaf area in the all-forcings runs
(Fig. S6 in the Supplement).  In the case of the TRENDYv7 models, this finding
is particularly noteworthy as they are driven with observed precipitation
changes: the spatial patterns of negative trends in LAI and dry-season
precipitation in the central African tropical forests coincide to a large
extent (Fig. S4).</p>
      <p id="d1e5592">Interestingly, the MODIS record does not exhibit this browning cluster
<xref ref-type="bibr" rid="bib1.bibx19" id="paren.116"/>, though it has been reported in other independent
observational datasets <xref ref-type="bibr" rid="bib1.bibx110" id="paren.117"/>.  Also, atmospheric
<inline-formula><mml:math id="M310" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> inversion studies have identified negative trends in carbon uptake
for this region <xref ref-type="bibr" rid="bib1.bibx31" id="paren.118"/>, which corroborates our
results based on the LAI3g dataset.</p>
</sec>
<sec id="Ch1.S3.SS12">
  <label>3.12</label><title>Tropical forests in Oceania are afflicted by deforestation</title>
      <p id="d1e5623">Although we exclude direct anthropogenic land cover changes (Fig. S1,
Table S1) as well as abrupt changes (Mann–Kendall test for monotonic trends,
Sect. <xref ref-type="sec" rid="Ch1.S2.SS6"/>), the LAI trend maps nevertheless show
characteristic deforestation patterns, e.g., the so-called “arc of
deforestation” in the Amazon region
<xref ref-type="bibr" rid="bib1.bibx3" id="paren.119"><named-content content-type="pre">Fig. S5;</named-content></xref>.  Hence, deforestation practices
may explain some part of the observed gradual browning of the Amazon
<xref ref-type="bibr" rid="bib1.bibx91" id="paren.120"/> and African tropical forests
<xref ref-type="bibr" rid="bib1.bibx65 bib1.bibx96" id="paren.121"/>.</p>
      <p id="d1e5639">In Oceania, however, deforestation appears to be a crucial driver of the
observed browning in the pristine tropical forests. Significant negative
trends align strongly with patterns of drastic deforestation during recent
decades, described in detail by <xref ref-type="bibr" rid="bib1.bibx93" id="text.122"><named-content content-type="post">in comparison to
Fig. <xref ref-type="fig" rid="Ch1.F2"/></named-content></xref>.  As opposed to central Africa and
the Amazon region, climate changes are unlikely to be the key driver of
browning regions in Oceania.  There, precipitation, although highly variable
in the dry season, appears to increase (Fig. S4) and the increase in VPD is
rather minor in tropical forests <xref ref-type="bibr" rid="bib1.bibx109" id="paren.123"/>.</p>
</sec>
<?pagebreak page5002?><sec id="Ch1.S3.SS13">
  <label>3.13</label><title>Climate change drives an asymmetrical development of North American and Eurasian ecosystems</title>
      <p id="d1e5659">The boreal forests show strong positive trends in Eurasia (<inline-formula><mml:math id="M311" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.69</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M312" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for observations, <inline-formula><mml:math id="M313" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3.48</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M314" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for MPI-ESM,
and <inline-formula><mml:math id="M315" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.08</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M316" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for TRENDYv7), which can mostly be
attributed to amplified warming of the temperature-limited northern high
latitudes (PNS <inline-formula><mml:math id="M317" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 71 <inline-formula><mml:math id="M318" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for TRENDYv7; PNS <inline-formula><mml:math id="M319" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 44 <inline-formula><mml:math id="M320" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for the MPI-ESM;
Fig. S7 in the Supplement).  North American boreal forests exhibit a negative
response to the effects of rising <inline-formula><mml:math id="M321" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, which has amplified over the
last 2 decades (ca. <inline-formula><mml:math id="M322" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.95</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M323" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade, 2000–2017).  Models
do not reproduce the dominant browning pattern (Fig. S8 in the Supplement),
which is most likely connected to inadequate representation of disturbances
<xref ref-type="bibr" rid="bib1.bibx90" id="paren.124"/>.  Several studies have proposed that browning has
occurred as a consequence of droughts, wildfire, and insect outbreaks in the
North American boreal forests
<xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx90 bib1.bibx12 bib1.bibx47" id="paren.125"/>.
<xref ref-type="bibr" rid="bib1.bibx54" id="text.126"/> showed that the frequency of wildfires is
strongly related to the dynamics of large-scale climatic patterns (Pacific
Decadal Oscillation, El Niño–Southern Oscillation, and Arctic Oscillation)
and, thus, cannot be tied conclusively to anthropogenic climate change.
However, there is also evidence that the residing tree species suffer from
drought stress induced by higher evaporative demand as the temperature rises
<xref ref-type="bibr" rid="bib1.bibx98" id="paren.127"/>.  Moreover, models lack a representation of the
asymmetry in tree species distribution between North America and Eurasia,
which could explain their divergent reactions to changes in key environmental
variables <xref ref-type="bibr" rid="bib1.bibx1" id="paren.128"/>.  Further observational evidence for
the browning of North American boreal forests and the associated decline in
net ecosystem productivity can also be inferred from <inline-formula><mml:math id="M324" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> inversion
products <xref ref-type="bibr" rid="bib1.bibx31 bib1.bibx11" id="paren.129"/>.</p>
      <p id="d1e5807">Tundra ecosystems also reveal a dipole-type development between North America
and Eurasia but with a reversed sign.  Hence, North American tundra is
strongly greening (<inline-formula><mml:math id="M325" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">4.23</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M326" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for observations, <inline-formula><mml:math id="M327" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 4 <inline-formula><mml:math id="M328" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for MPI-ESM, and <inline-formula><mml:math id="M329" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">4.51</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M330" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for TRENDYv7), which is <italic>virtually certain</italic> (PNS <inline-formula><mml:math id="M331" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 99 <inline-formula><mml:math id="M332" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for TRENDYv7) and <italic>about likely as not</italic> (PNS <inline-formula><mml:math id="M333" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 51 <inline-formula><mml:math id="M334" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for the MPI-ESM) caused by warming (Fig. S9 in the Supplement).  The
trend decreases for the period 2000–2017, which could be linked to the
warming hiatus in the years 1998–2012
<xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx9 bib1.bibx41" id="paren.130"/>.
This is in line with the observed slowdown in tundra greening due to
short-term cooling after volcanic eruptions <xref ref-type="bibr" rid="bib1.bibx52" id="paren.131"/>.</p>
      <p id="d1e5905">Eurasian tundra shows a positive trend for the years 1982–2017 but a reversal
in trend sign for the years 2000–2017 (Fig. S10 in the Supplement).  Models
exhibit some evidence of a strengthening browning signal but fail to capture
the full extent of the emerging browning clusters seen in observations.  If we
only consider the grid cells that show significant browning in observations
and models, we are able to conduct a robust driver attribution.  According to
the TRENDYv7 ensemble, the browning cluster in Eurasian tundra can
very likely be attributed to <inline-formula><mml:math id="M335" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-induced climate change (PNS <inline-formula><mml:math id="M336" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 93 <inline-formula><mml:math id="M337" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>; PNS <inline-formula><mml:math id="M338" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 47 <inline-formula><mml:math id="M339" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for the MPI-ESM).  These results are in line
with studies showing that tundra ecosystems are susceptible to warm spells
during the growing season <xref ref-type="bibr" rid="bib1.bibx77" id="paren.132"/> and to frequent droughts
<xref ref-type="bibr" rid="bib1.bibx12" id="paren.133"/>.  The asymmetry between Eurasia and North America
can be explained by changes in large-scale atmospheric circulation. Eurasia is
cooling through increased summer cloud cover, whereas North America is warming
through more cloudless skies
<xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx14" id="paren.134"/>. Also linkages between
regional Arctic sea ice retreat, subsequent increasing ice-free waters, and
regional Arctic vegetation dynamics have been postulated
<xref ref-type="bibr" rid="bib1.bibx14" id="paren.135"/>.</p>
</sec>
<sec id="Ch1.S3.SS14">
  <label>3.14</label><title>Vegetation in arid climates is greening, except in South America</title>
      <p id="d1e5970">Non-forested greening clusters beyond the high northern latitudes coincide
with semi-arid to arid climates <xref ref-type="bibr" rid="bib1.bibx73" id="paren.136"/>.  The northern
sub-Saharan African savannas and grasslands have greened extensively in recent
decades (<inline-formula><mml:math id="M340" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 4.63 <inline-formula><mml:math id="M341" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade; Fig. S11 in the Supplement),
which is reproduced by the observation-driven TRENDYv7 models (<inline-formula><mml:math id="M342" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">4.55</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M343" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade) and is likely caused by climatic
changes (PNS <inline-formula><mml:math id="M344" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 68 <inline-formula><mml:math id="M345" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula>).  No robust attribution is feasible based on the
MPI-ESM simulations.  However, it is noteworthy that the fully coupled Earth
system model points to climate change as having a negative effect in these
regions, thus not reproducing the observed increase in rainfall (Fig. S11).
This provides evidence for the hypothesis that African precipitation anomalies
are not induced by rising <inline-formula><mml:math id="M346" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> but rather follow a multidecadal
internal climatic mode <xref ref-type="bibr" rid="bib1.bibx6" id="paren.137"/>.</p>
      <?pagebreak page5003?><p id="d1e6039">The overall uncertainty in LAI changes is high in the southern African
grasslands and savannas, and thus, no robust long-term change can be
identified (Fig. S12 in the Supplement).  It has been shown that shrublands in
the more southern regions are greening in response to increased rainfall
<xref ref-type="bibr" rid="bib1.bibx29" id="paren.138"/>.  In general, the literature suggests that
greening and browning patterns in arid climates are mainly driven by
precipitation anomalies
<xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx30 bib1.bibx37 bib1.bibx2" id="paren.139"/>.
Close resemblance arises when comparing the spatial patterns of precipitation
trends throughout the satellite era <xref ref-type="bibr" rid="bib1.bibx2" id="paren.140"/> with significant
changes in vegetation in arid environments, especially in the African
continent.  Decreased rainfall in arid South America coincides with strong
browning clusters <xref ref-type="bibr" rid="bib1.bibx30" id="paren.141"/>.  This is in disagreement
with the expected strong manifestation of <inline-formula><mml:math id="M347" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization in
water-limited environments <xref ref-type="bibr" rid="bib1.bibx97" id="paren.142"/>.</p>
      <p id="d1e6069">Australian Shrublands show a persistent positive LAI trend (<inline-formula><mml:math id="M348" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3.84</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M349" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade), intermittently perturbed by climatic extreme
events <xref ref-type="bibr" rid="bib1.bibx82" id="paren.143"><named-content content-type="pre">e.g., strong anomalous rainfall with subsequent extensive
vegetation greening in 2011, Fig. S13 in
the Supplement;</named-content></xref>.  Models
reproduce the steady greening of Australia, but no robust driver attribution
is feasible due to high overall uncertainty.  However, both model setups point
to the physiological effect of <inline-formula><mml:math id="M350" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> as the dominant driver (Fig. S13).  These results are congruent with recent studies
<xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx97" id="paren.144"/> that show <inline-formula><mml:math id="M351" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
fertilization has enhanced vegetation growth by lowering the water limitation
threshold.</p>
      <p id="d1e6121">Grasslands in the cool arid climates exhibit persistent positive trends (<inline-formula><mml:math id="M352" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.03</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M353" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade, Fig. S14 in the Supplement).  Simulated
estimates are in the range of the observations (<inline-formula><mml:math id="M354" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.33</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M355" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for MPI-ESM and <inline-formula><mml:math id="M356" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1.81</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M357" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> per decade for TRENDYv7).  Our analysis suggests that the positive
response of cool arid grasslands to rising <inline-formula><mml:math id="M358" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> can be explained by the
physiological effect of <inline-formula><mml:math id="M359" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (PNS <inline-formula><mml:math id="M360" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 85 <inline-formula><mml:math id="M361" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for TRENDYv7; PNS <inline-formula><mml:math id="M362" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 88 <inline-formula><mml:math id="M363" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">%</mml:mi></mml:mrow></mml:math></inline-formula> for the MPI-ESM).  These ecosystems are dominated by
<inline-formula><mml:math id="M364" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-type plants <xref ref-type="bibr" rid="bib1.bibx94" id="paren.145"/>, which are susceptible to
<inline-formula><mml:math id="M365" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization <xref ref-type="bibr" rid="bib1.bibx88" id="paren.146"/>, thus consistent
with our results.  In the warm arid areas, <inline-formula><mml:math id="M366" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">C</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>-type grasses dominate
<xref ref-type="bibr" rid="bib1.bibx94" id="paren.147"/>, which are less sensitive to the physiological
effects of <inline-formula><mml:math id="M367" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx88" id="paren.148"/>.  As discussed
above, vegetation changes there are mostly driven by precipitation anomalies,
although <inline-formula><mml:math id="M368" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization might also contribute to a limited extent
<xref ref-type="bibr" rid="bib1.bibx88" id="paren.149"/>.</p>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <label>4</label><title>Conclusions</title>
      <p id="d1e6312">In this paper we examine nearly 4 decades of global LAI changes under
rising atmospheric <inline-formula><mml:math id="M369" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration. We find that Earth's
greening trend is weakening and clusters of browning are beginning to emerge
and, importantly, have expanded during the last 2 decades. With one exception,
all analyzed satellite observation datasets confirm these results but with
different signal strengths. Leaf area is primarily decreasing in the
pan-tropical green belt of dense vegetation. Leaf area gain is occurring
mostly in sparsely vegetated regions in cold and/or arid climatic zones and
in temperate forests. Thus, vegetation greening is occurring mainly in regions
of low LAI, whereas browning is seen primarily in regions of high
LAI. Consequently, these opposing trends are decreasing the texture of leaf
area distribution in natural vegetation.</p>
      <p id="d1e6326">We identify clusters of greening and browning spread across all continents and
conduct a regional, i.e., biome-specific, driver attribution based on
factorial model simulations. The results suggest that the physiological effect
of <inline-formula><mml:math id="M370" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (i.e., <inline-formula><mml:math id="M371" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization) is the dominant driver of
increasing leaf area only in temperate forests, cool arid grasslands, and
likely the Australian shrublands. A cause-and-effect relationship between
<inline-formula><mml:math id="M372" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization and greening of other biomes could not be
established. This finding questions the study by <xref ref-type="bibr" rid="bib1.bibx112" id="text.150"/>
that identified <inline-formula><mml:math id="M373" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization as the globally prevailing driver of
Earth's greening trend. We find that many clusters of greening and
browning bear the signature of climatic changes. The greening of sub-Saharan
grasslands and savannas is consistent with an increase in rainfall. Climatic
changes, primarily warming and drying, determine the patterns of vegetation
changes in the northern ecosystems, i.e., greening of Eurasian boreal forests
and North American tundra, but also the emerging browning trend in the Eurasian
tundra. Models fail to capture the browning of North American boreal
forests. Models suggest rising <inline-formula><mml:math id="M374" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> has compensatory effects on LAI in
the tropical forests. Climatic changes induce browning, which is opposed by
greening due to a strong physiological effect in the models. Hence, if the
physiological effect of <inline-formula><mml:math id="M375" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is “turned off”, models simulate the
emerging browning trend in the tropics comparable to observations. Our
analysis of changes in rainfall during the satellite age underpins climate
changes as the main cause of tropical forest browning: recurrent droughts and a
decline in dry-season precipitation in the Amazon as well as long-term drying
trends in Africa.</p>
      <p id="d1e6399">Models represent a simplified view of the real world reduced to its essential
processes. Some of these processes are underrepresented or lacking in the
current generation of land surface models. Whether they are driven with
observed climatic conditions or operate in a fully coupled Earth system model,
they fail to capture the full extent of adverse effects of rising <inline-formula><mml:math id="M376" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
in natural ecosystems. In particular, the deficiency of reproducing the
observed leaf area loss in North American boreal and in pan-tropical forests
– biomes which account for a large part of the photosynthetic carbon fixation
– has considerable implications for future climate projections. Thus, it is
important to focus model development not only on a better representation of
disturbances such as droughts and wildfires but also on revising the
implementation of processes associated with the physiological effect of
<inline-formula><mml:math id="M377" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, which currently offsets browning induced by climatic changes.</p>
      <p id="d1e6424">Another vital issue for future research is the impact of large-scale climatic
anomalies on vegetation. All three major clusters of browning are hypothesized
to be associated with temperature or precipitation anomalies modulated by
climatic modes. Many droughts in the Amazon have been attributed to El Niño
events <xref ref-type="bibr" rid="bib1.bibx15" id="paren.151"/>. The long-term drying trend in tropical
Africa is possibly connected to the Atlantic Multidecadal Oscillation
<xref ref-type="bibr" rid="bib1.bibx6" id="paren.152"/>. Likewise, disturbances in North
American boreal forests are likely controlled by an interplay between
large-scale climatic patterns <xref ref-type="bibr" rid="bib1.bibx54" id="paren.153"><named-content content-type="pre">Pacific Decadal Oscillation, El Niño–Southern Oscillation, and Arctic
Oscillation;</named-content></xref>. Little is known about how these
large-scale patterns might change in a warming climate. Current Earth system
models struggle to simulate these climatic modes and related precipitation
patterns, which is<?pagebreak page5004?> likely rooted in their coarse spatial resolution. New
tools, such as high-resolution simulations or large ensembles, offer
possibilities for studying these phenomena.</p>
      <p id="d1e6439">Overall, our study suggests that Earth largely greened in the 1980s and
1990s as rising <inline-formula><mml:math id="M378" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> triggered mainly LAI-increasing effects, e.g., by
warming the high northern latitudes and overall more carbon allocation through
<inline-formula><mml:math id="M379" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization. However, as <inline-formula><mml:math id="M380" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> continues to rise, the
system appears to be entering or has entered a regime in which LAI-decreasing
effects are amplified; i.e., climatic changes associated with rising
atmospheric <inline-formula><mml:math id="M381" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration become more pronounced and have stronger
adverse effects in various ecosystems. In addition, plant sensitivity to
<inline-formula><mml:math id="M382" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization may already be saturating, as recently suggested by
<xref ref-type="bibr" rid="bib1.bibx100" id="text.154"/>, but this aspect remains controversial.</p>
      <p id="d1e6501">We show that the effects of rising <inline-formula><mml:math id="M383" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> on LAI are not comparable
across the biomes, nor are the impacts on the ecosystems. Regarding
biodiversity, the consequences of leaf area loss in tropical forests that
harbor the most diverse flora and fauna of the planet are not compensated for
by leaf area gain in temperate and arctic ecosystems. A similar caveat is in
order with respect to the carbon cycle; e.g., an additional leaf in the tundra
does not offset the reduction in primary productivity of a leaf lost in the
tropical rainforest. Thus, our results indicating loss of tropical leaf area
should be of concern. A recent study suggested that the tropical forests have
already switched to being a net source of carbon, also considering land-use
emissions <xref ref-type="bibr" rid="bib1.bibx8" id="paren.155"/>. The uncertainty in future projections
is large, ranging from a stable <inline-formula><mml:math id="M384" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> fertilization-driven carbon sink
to a collapse of the system at a certain <inline-formula><mml:math id="M385" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> concentration
<xref ref-type="bibr" rid="bib1.bibx21" id="paren.156"/>. Concerning leaf area, the models project a
steady greening of the tropical forests in the high-end <inline-formula><mml:math id="M386" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> emissions
scenario (business as usual) and a slight browning in the low-end scenario
(mitigation) by the end of the century
<xref ref-type="bibr" rid="bib1.bibx80" id="paren.157"/>. Altogether, the tropical forests have the
potential to crucially influence the evolution of climate throughout the
21st century and should be a vital issue for future research.</p>
</sec>

      
      </body>
    <back><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d1e6563">All data used in this study are available from public databases or the literature, which can be found with the references provided in the respective “Materials and methods” subsection. Processed data and analysis scripts are available from the corresponding author upon request, and the repository was published under <uri>https://zenodo.org/record/5348210</uri> together with this article. Correspondence and requests for materials should be addressed to
Alexander J. Winkler (alexander.winkler@mpimet.mpg.de or awinkler@bgc-jena.mpg.de).</p>
  </notes><notes notes-type="videosupplement"><title>Video supplement</title>

      <p id="d1e6572">The animation shows how the leaf area index on the African continent has evolved over the last 4 decades. The spotlight is on tropical forests, where the initial greening signal during the first 2 decades shifts to a declining trend in the course of the last 2 decades (<ext-link xlink:href="https://doi.org/10.5446/51213" ext-link-type="DOI">10.5446/51213</ext-link>; <xref ref-type="bibr" rid="bib1.bibx17" id="altparen.158"/>).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e6581">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/bg-18-4985-2021-supplement" xlink:title="pdf">https://doi.org/10.5194/bg-18-4985-2021-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e6590">AJW performed the research and drafted the manuscript with inputs from RBM, VB, SS, VH, DL, VKA, JP, JEMSN, DSG, EK, HT, AA, and PF; AJW carried out the attribution analysis with support from AH; RBM, AH, and VB contributed ideas and to the interpretation of the results.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e6596">The authors declare that they have no conflict of interest.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d1e6602">Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e6608">We thankfully acknowledge Taejin Park and Chi Chen for their help with remote
sensing data (GIMMS LAI). We also acknowledge Qian Zhao, Zaichun Zhu, and
Zhiqiang Xiao, who provided further remote sensing LAI datasets (GLOBMAP LAI
and GLASS LAI), and thank Ulrich Weber for his assistance in processing
various datasets. We thank Philippe Peylin, Matthias Rocher, Andrew J. Wiltshire, Sebastian Lienert, and Anthony P. Walker for providing model
output as part of the TRENDYv7 ensemble. Alexander J. Winkler wishes to thank
Thomas Raddatz and Veronika Gayler for their support in working with the MPI-M
Earth System Model. We gratefully acknowledge Thomas Riddick for his review
and valuable comments on the manuscript.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e6613">Julia Pongratz was supported by the
German Research Foundation's Emmy Noether Programme. Ranga B. Myneni was supported by the NASA Earth Science Division and Alexander von Humboldt Foundation.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> The article processing charges for this open-access <?xmltex \notforhtml{\newline}?> publication were covered by the Max Planck Society.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e6624">This paper was edited by Martin De Kauwe and reviewed by Christian Frankenberg and one anonymous referee.</p>
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    <!--<article-title-html>Slowdown of the greening trend in natural vegetation with further rise in atmospheric CO<sub>2</sub></article-title-html>
<abstract-html><p>Satellite data reveal widespread changes in Earth's vegetation cover. Regions
intensively attended to by humans are mostly greening due to land
management. Natural vegetation, on the other hand, is exhibiting patterns of
both greening and browning in all continents. Factors linked to anthropogenic
carbon emissions, such as CO<sub>2</sub> fertilization, climate change, and
consequent disturbances such as fires and droughts, are hypothesized to be
key drivers of changes in natural vegetation. A rigorous regional attribution
at the biome level that can be scaled to a global picture of what is behind the
observed changes is currently lacking. Here we analyze different datasets of
decades-long satellite observations of global leaf area index (LAI,
1981–2017) as well as other proxies for vegetation changes and identify
several clusters of significant long-term changes. Using process-based model
simulations (Earth system and land surface models), we disentangle the effects
of anthropogenic carbon emissions on LAI in a probabilistic setting applying
causal counterfactual theory. The analysis prominently indicates the effects
of climate change on many biomes – warming in northern ecosystems (greening)
and rainfall anomalies in tropical biomes (browning). The probabilistic
attribution method clearly identifies the CO<sub>2</sub> fertilization effect as
the dominant driver in only two biomes, the temperate forests and cool
grasslands, challenging the view of a dominant global-scale
effect. Altogether, our analysis reveals a slowing down of greening and
strengthening of browning trends, particularly in the last 2 decades. Most
models substantially underestimate the emerging vegetation browning,
especially in the tropical rainforests. Leaf area loss in these productive
ecosystems could be an early indicator of a slowdown in the terrestrial
carbon sink. Models need to account for this effect to realize plausible
climate projections of the 21st century.</p></abstract-html>
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