the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Responses of microbial metabolic rates to non-equilibrated silicate- versus calcium-based ocean alkalinity enhancement
Javier Arístegui
Nauzet Hernández-Hernández
Ulf Riebesell
This study contributes to the inaugural exploration of non-equilibrated ocean alkalinity enhancement (OAE). Total alkalinity (TA) was manipulated, with silicate- and calcium-based ΔTA gradients ranging from 0 to 600 µmol L−1, without prior CO2 sequestration, under natural conditions and at a mesocosm scale (∼ 60 m3). This manipulation led to a sustained increase in pH and a decrease in pCO2 throughout the experiment, as full natural equilibration through sea–air gas exchange did not occur. Implemented in a neritic system under post-bloom conditions, a midway mixing event was simulated. After the inorganic nutrient addition, mild delays in bloom formation were observed. These delays were related to, though not directly proportional to, the ΔTA gradient, as indicated by the gross production (GP), net community production (NCP), and chlorophyll a (Chl a) concentrations. Notably, the delay was more pronounced for the calcium treatment set compared to the silicate one, with the low-TA treatments exhibiting earlier responses than the high-TA ones. This delay is likely due to the previously documented species-specific negative relationships between high pH/low pCO2 conditions and phytoplankton growth rates. This study underscores the need for further investigation into the implications of these response patterns in terms of trophic transfer and seasonal suitability. Moreover, it is anticipated that a greater delay in bloom formation would be evident with a larger non-equilibrated TA gradient, highlighting the importance of exploring variations in TA thresholds for a comprehensive understanding of OAE's impacts.
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To reduce the concentration of atmospheric carbon dioxide (CO2) and to be able to stay below the 1.5–2 °C global mean temperature increase relative to preindustrial times, the realistic emissions cut alone is projected not to be sufficient (Friedlingstein et al., 2022, 2019; Fuss et al., 2020; Lee et al., 2021). The changes to our technological and socio-economic systems that would be necessary to attain the required emissions reductions could take decades, or longer, to be implemented (Renforth and Henderson, 2017). In fact, all the projections that simulate the agreed-upon conditional and unconditional nationally determined contributions (NDCs) in terms of emissions cuts and that also assume gross negative emissions still fall well above those in which the temperature is restricted to the targeted maximum increase (IPCC, 2022). The latter require more extensive emissions reductions, alongside reaching net-zero emissions by 2050, and net-negative emissions for the rest of the century (O'Neill et al., 2016; Rogelj et al., 2018). Therefore, the need for atmospheric carbon dioxide removal (CDR) and sequestration is imperative to avoid the serious, long-term climatic consequences associated with surpassing the aforementioned temperature limit, which is considered a tipping point.
Ocean alkalinity enhancement (OAE) is a marine CDR, or mCDR, approach that shows great promise. Model studies indicate that OAE shows the potential to remove atmospheric carbon on a gigatonne (Gt) scale (Feng et al., 2017; Harvey, 2008), although it not only shows potential for carbon capture and long-term sequestration. It is also known to possibly aid in the allayment of ocean acidification (OA; Albright et al., 2016; Gattuso et al., 2018; Feng et al., 2017; Harvey, 2008). OAE is attained through the addition, in various ways, of alkali or alkaline compounds to seawater, increasing total alkalinity (TA) and pushing the carbonate chemistry equilibrium system from CO2 to the bicarbonate (HCO) and carbonate (CO) species (Kheshgi, 1995). This process allows for additional CO2 diffusion in the course of regaining balance with the atmosphere and alleviates the effects of OA by increasing the ocean's buffering capacity.
CO2 equilibration can be induced prior to the alkalinity addition, or the alkalinity plume can be left to equilibrate naturally through air–sea gas exchange, which is more feasible. Indeed, large-scale equilibrated OAE application would require the use of reactors to CO2-equilibrate the alkaline solutions before deployment (Hartmann et al., 2023). If left to natural air–sea gas exchange, however, this process can take several months to years (Jones et al., 2014). Notably, when CO2 is not chemically pre-sequestered, the alterations to the carbonate system become more prominent. These consist of a substantial decrease in CO2 partial pressure (pCO2) and a subsequent significant increase in pH, particularly when compared to methods involving pre-equilibration. Such reduced pCO2 resulting from alkalinity manipulation without prior equilibration could potentially lead to CO2 limitation among phytoplankton (Riebesell et al., 1993).
Past studies have in fact reported taxon-specific responses in phytoplankton growth based on the combined effects of pCO2 and H+ concentration in the context of OA (e.g., Paul and Bach, 2020). Before OA became a central focus of scientific research, high pH/low CO2 conditions were observed to cause declines in marine phytoplankton growth rates (Goldman, 1999; Hansen, 2002). Notably, under air-equilibrated conditions, species-specific half-saturation values () for HCO and CO2 acquisition in photosynthesis have also been reported (Raven and Johnston, 1991). Hence, given that the utilization of non-equilibrated OAE will entail transient yet significant changes to these carbonate system parameters (pCO2 and H+), a response in terms of microbial production rates in relation to the deployed non-equilibrated alkalinity gradient was expected.
Another factor of uncertainty when considering OAE implementation is the source mineral type and whether it is calcium- or silicate-based. For silicate-based OAE, naturally occurring olivine-rich minerals, such as dunite, are being considered (Montserrat et al., 2017; Renforth and Henderson, 2017). This is because olivine occurs commonly in nature and weathers relatively quickly, eliminating the need for energy-intensive chemical processing prior to dissolution (Renforth and Henderson, 2017; Schuiling and Krijgsman, 2006). However, olivine is comprised of forsterite (Mg2SiO4) and fayalite (Fe2SiO4) in a 9:1 ratio. An iron (Fe) addition may have a fertilizing effect on phytoplankton in the photic zone (Bach et al., 2019; Hauck et al., 2016; Renforth and Henderson, 2017), and it is the Mg end-member of olivine that, as it weathers, consumes atmospheric CO2 naturally (Köhler et al., 2013; Renforth and Henderson, 2017). Additionally, olivine dissolution releases not only silicon, which may benefit silicifying plankton species (Bach et al., 2019; Hauck et al., 2016), but also other potentially harmful by-products such as nickel (Xin et al., 2024) and other trace metals (Bach et al., 2019).
A calcium-based mineral that is being considered for OAE deployment is hydrated lime (Ca(OH)2; Kheshgi, 1995). It is produced through the calcination of limestone and would dissolve much faster than any natural mineral (Renforth and Henderson, 2017). Besides, the latter does not contain any dissolution by-products that could in theory negatively impact biota. However, the introduction of calcium into the system may promote calcification (Albright et al., 2016; Bach et al., 2019), a process through which CO2 is released (Zeebe and Wolf-Gladrow, 2001). Thus, that would entail a reduction in OAE's carbon capture efficiency, alongside benefiting benthic (Albright et al., 2016) and potentially pelagic calcifiers and so possibly inducing a plankton community composition shift away from silicifiers (Bach et al., 2019).
Considering all these unknowns, the current study aimed at monitoring the response of the microbial community to a silicate-based versus a calcium-based non-CO2-equilibrated OAE implementation. To isolate the effects of the carbonate chemistry alterations in both case scenarios and to avoid confounding variables due to impurities in the raw minerals, simulations of a forsterite (Mg2SiO4) and a hydrated lime (Ca(OH)2) addition were employed. Compounds that contain the key elements present in them separately, already in solution, were used. Gross and net community production (GP and NCP, respectively) rates, community respiration (CR) rates, metabolic balance (GP : CR), and chlorophyll a (Chl a) concentration were monitored over a 53 d period. Alterations driven by the mineral type and the carbonate chemistry changes to these metabolic rates were expected (Bach et al., 2019; Paul and Bach, 2020; Riebesell et al., 1993). Addressing the knowledge gaps explained above is key in understanding non-equilibrated OAE's environmental impacts and its potential for CO2 removal in terms of efficiency and long-term sequestration and, thus, in choosing a suitable approach for its safe deployment.
2.1 Experimental setup and sampling
The experiment (KOSMOS Bergen 2022) was carried out in Raunefjord, 1.5 km offshore of the Espegrend Marine Research Field Station of the University of Bergen, Norway, under post-bloom conditions, starting on 7 May 2022. This location provided protection from swells and access to all the necessary facilities to conduct the experiment directly onshore (Ferderer et al., 2024). Ten KOSMOS (Kiel Off-Shore Mesocosms for Ocean Simulations; Riebesell et al., 2013) units, or mesocosms, of an approximately 60 m3 capacity were deployed. The mesocosm cylindrical bags (20 m long and 2.5 m in diameter) were left submerged and opened at the bottom for approximately a week prior to the start of the experiment on 13 May, therefore allowing for enough open water exchange to enclose a natural planktonic community as homogeneously as possible amongst all mesocosms. To close them, the sediment traps (2 m long, funnel-shaped; see Riebesell et al., 2013) were placed on the bottom ends, the tops of the bags were drawn out 1 m off the water's surface, and the mesocosm roofs were put in place. In order to exclude all unevenly allocated large organisms, a ring with the same diameter as the mesocosms (Riebesell et al., 2013) and with a 1 mm net attached to it was pulled from bottom to top, just after mesocosm closure (day 0). On the second day after closure, the volume contained in the mesocosms was determined. To do that, the water inside the mesocosms was first homogenized using a spider-like dispensing device (henceforth named “spider”; see Riebesell et al., 2013) to bubble compressed air up and down the water column. Later, by measuring salinity before and after adding 50 L of a precisely calibrated NaCl brine solution, also using the spider, the volume contained in each mesocosm could be calculated, as in Czerny et al. (2013). Inside and outside cleaning of the mesocosms was carried out once a week. Outside cleaning was done using brushes by divers and people assisting from boats. Inside cleaning was realized by sinking a ring with the same diameter as the mesocosms, with rubber blades around its circumference, and pulling it up. This way, any growth found in the mesocosm walls that could interfere with the results of the experiment was removed.
Samples from the entire 20 m water column inside the mesocosms and from the fjord were collected every 2 d using integrated water samplers (IWS III models, HYDRO-BIOS Apparatebau GmbH, Altenholz, Germany) with a 5 L internal volume capacity. Mesocosms were sampled in a random order, and an extra sample from the fjord was always taken from the same location right next to mesocosm 5. After 3 sampling days (day 6), to properly monitor the starting conditions, the TA manipulation was applied. The experiment ended on 6 July, lasting 53 d. For further information on all the research and maintenance activities carried out throughout the experimental period, please refer to the Supplement, Fig. S1.
2.2 Carbonate chemistry manipulation and nutrient fertilization
The mesocosms were divided into two sets of five (see Table 1). Five mesocosms were treated with CaCl2 ⋅ H2O, and with NaOH (Merck), setting a total alkalinity (TA) gradient from ΔTA 0, in increments of 150 µmol L−1, up to a ΔTA of 600 µmol L−1. The other set of five was treated with MgCl2⋅6H2O, Na2SiO3⋅5H2O, and NaOH (Merck) following the same TA gradient. The amounts of Mg2+ and Ca2+ were increased in proportion to the NaOH addition, whereas the amount of Na2SiO3 added was the same (75 µmol L−1 target concentration) in all the silicate-based OAE treatments, including the control. The TA increase of 2:1 with respect to the amount of Na2SiO3 added was taken into consideration by reducing the amount of NaOH accordingly and by adding diluted HCl in the silicate-based control (Ferderer et al., 2024). The target amounts of NaOH, Na2SiO3 and MgCl2, and CaCl2 for each treatment were dissolved in 20 L of Milli-Q water. These were later added to the mesocosms, evenly up and down the water column, using the spider.
An inorganic nutrient addition was carried out on day 26 not only due to the oligotrophic conditions found inside the mesocosms compared to those observed in the fjord, but also because the community inside was close to reaching heterotrophic state even though the light conditions were reasonably optimal. The nitrate (NO) target concentration was set at 4 µmol L−1 to simulate a mixing event that would promote a phytoplankton bloom comparable in biomass to natural occurrences in the area. Phosphate (PO) was added following the N : P Redfield ratio of 16:1 across all mesocosms, and silicate was added in a Si : N ratio of 1:4 only to the calcium treatments. This ratio was chosen to provide a niche for coccolithophores, preventing them from being outcompeted by diatoms, which would be silicate-limited under these conditions (Gilpin et al., 2004; Schulz et al., 2017). Further, this design choice ensured that the Si content in the Ca treatments remained reasonably low, preserving the integrity of the mineral treatment differentiation, and it roughly mirrored the silicate concentration in the fjord at the time. A second addition on day 28 was undertaken to correct for stoichiometric differences between mesocosms (see Ferderer et al., 2024).
2.3 Carbonate chemistry
Samples for TA, dissolved inorganic carbon (DIC), and total seawater pH were collected into 250 mL glass flasks, allowing for plenty of overflow, directly from the IWSs. TA and pH samples were collected every 2 d, whereas DIC was only measured on day 9. Samples were later sterile-filtered (25 mm, 0.2 µm PES membrane, syringe filters; Filtropur S, SARSTEDT, Nümbrecht, Germany) with a peristaltic pump and with special care to avoid sea–gas exchange. TA concentrations were determined by potentiometric two-step titration using a Metrohm 862 Compact Titrosampler with 0.05 M HCl as the titrant, an Aquatrode Plus (Pt1000), and a 907 Titrando unit, as in Chen et al. (2022). DIC concentrations were measured with an AIRICA system (MARIANDA, Kiel, Germany; see Gafar and Schulz, 2018; Taucher et al., 2017) with a differential gas analyzer (LI-7000, LI-COR Biosciences GmbH, Bad Homburg, Germany) at room temperature and within 12 h. Also, total seawater pH samples were acclimated to 25 °C in a thermostatic bath and later measured spectrophotometrically, at the same temperature, with a VARIAN Cary 100 in a 10 cm cuvette (Dickson et al., 2007). The rest of the carbonate system parameters were calculated with CO2SYS v2.5 (Lewis and Wallace, 1998) using the measured TA, total seawater pH, and nutrient concentrations, as well as the in situ temperature and salinity daily means obtained from the CTD casts (see Fig. S1). The pH was corrected against the measured DIC on day 9 (see Schulz et al., 2023).
2.4 Dissolved inorganic nutrient concentrations
Triplicate samples to account for technical variability were collected every 2 d. These were sterile-filtered using 33 mm, 0.45 µm PES membrane syringe filters (Filtropur S, SARSTEDT, Nümbrecht, Germany) within 1 to 2 h of collection and kept in the dark and at ambient temperature until analysis less than 6 h later. Nitrate (NO), nitrite (NO), phosphate (PO), and silicate (Si(OH)4) concentrations were determined spectrophotometrically as in Hansen and Koroleff (1999). Ammonia (NH) was measured using a 10AU fluorometer (Turner Designs, San Jose, CA, USA) following Holmes et al. (1999).
2.5 Metabolic rates through oxygen production and consumption
Gross production (GP), net community production (NCP), and community respiration (CR) rates were determined by oxygen production and consumption in calibrated 125 mL nominal-volume soda lime glass bottles following the Winkler method and the recommendations from Carritt and Carpenter (1966), Bryan et al. (1976), and Grasshof et al. (1999), also described by Marín-Samper et al. (2024a). Polycarbonate bottles were filled with 4.5 L of seawater per mesocosm and from the fjord on each sampling day directly from the IWSs, and they were brought to the lab. Out of each 4.5 L sample, 10 soda lime bottles were first rinsed with sample water and then randomly filled, allowing ample overflow, using a silicone tube with an attached 280 µm mesh on one end. Out of the 10 subsamples per mesocosm, 4, termed “initials”, were fixed right after collection through the addition of 1 mL of a manganese chloride (MnCl2) solution and 1 mL of a sodium iodide (NaI)-based alkaline solution, in this order. They were later covered with an opaque piece of fabric and stored upright in a rack underwater. Another three bottles were incubated inside opaque bags, namely “dark” ones, and the remaining three were incubated under “light” conditions. The latter were randomly distributed inside clear methacrylate incubators set outside, which were covered with a blue foil (172 Lagoon Blue foil, LEE Filters, Burbank, CA, USA) to better simulate the light spectrum of the water column, along with the initials (already fixed and left upright to allow for the Mn(OH)2 precipitate to settle) and the bags containing the dark ones. The incubators were hooked to a constant-water-flow system that siphoned water directly out of the fjord (from 14 m depth), into the incubator, and out into the fjord again. Data loggers (HOBO UA-002-64, Australia and Aotearoa / New Zealand) were placed inside the incubators to monitor the temperature (roughly 11.11 and 10.34 °C on average during the day and night, respectively) and light (ranging from 0.20 to 688.89 µmol photons m−2 s−1) conditions throughout the experiment. After an incubation period of 24 h, all samples were fixed and left to sediment for at least 2 h. Finally, samples were acidified with 1 mL of 5 M sulfuric acid (H2SO4) and analyzed with an automated titration system with colorimetric end-point detection (dissolved oxygen analyzer, SiS, Schwentinental, Germany), using a 0.25 M sodium thiosulfate solution (Na2S2O3⋅5H2O) as the titrant. The mean of each set of replicates was used to calculate CR, NCP, and GP rates, using the following equations, Eqs. (1), (2), and (3), respectively:
where ConcI, ConcD, and ConcL correspond to the mean oxygen concentration of the initial, dark, and light samples, respectively, and hL and hD stand for the light and dark samples' incubation time in hours. The metabolic balance was later calculated by dividing the obtained GP rates by the CR rates.
Due to a COVID outbreak in the base, the two scientists in charge of measuring this parameter had to be confined. Therefore, data were not collected on days 47 and 49.
2.6 Chlorophyll a concentration
Chlorophyll a (Chl a) samples from each mesocosm were collected into 500–1000 mL dark bottles from 10 L canisters that were filled directly from the IWSs. Samples were filtered onto glass fiber filters (Whatman grade GF/F, 0.7 µm nominal pore size), with minimal light exposure. Filters were stored in plastic vials at −80 °C and analyzed fluorometrically after Welschmeyer (1994) the following day.
2.7 Data analyses
Data for days 47 and 49 for GP were calculated using the equation from a Spearman correlation model with Chl a, with both variables transformed to a base-10 logarithm (Fig. S2). NCP rates for the 2 d were calculated using an equation also obtained through a Spearman correlation model of NCP with GP (Fig. S2). The calculated NCP was then subtracted from the estimated GP to obtain the CR values for that 2 d. Daily linear regressions in relation to the target ΔTA were carried out to determine the evolution of the TA effect on the GP and CR rates, on the Chl a concentration, on the metabolic balance (GP : CR), and on the assimilation numbers (GP : Chl a). The experiment was divided into two phases: a pre-nutrient addition phase (phase I: from day 7 to day 25) and a post-nutrient addition phase (phase II: from day 27 to day 53).
3.1 Carbonate chemistry and inorganic nutrient concentrations
There were minor discrepancies between the target TA concentrations and those actually achieved. As the gradient increased, the differences between the expected and the attained TA concentrations widened (Table 1). Additionally, no significant differences were observed between calcium- and silicate-based treatments that were meant to be equivalent in terms of TA and thus also in terms of pCO2 and pH (Fig. 1).
The mean pH levels ranged from 8.06 ± 0.02 to 8.71 ± 0.03 and from 8.03 ± 0.02 to 8.72 ± 0.02 in the calcium and silicate treatments, respectively (Fig. 1b). In terms of mean pCO2, the difference between the controls and the highest treatments was substantial, going from 372.3 ± 19.7 and 397.05 ± 20.4 µatm in the calcium and silicate controls down to 76.08 ± 7.4 and 72.6 ± 5.07 µatm in the highest treatments, respectively (Fig. 1c).
A noteworthy result is that full natural equilibration did not occur after 49 d. CO2 incursion was minor, as is clear from the relatively stable pH and pCO2 levels observed in the treated mesocosms during the whole experiment (Fig. 1b and c). In fact, when deducting the calculated pCO2 levels obtained on day 53 from those observed right after the TA manipulation on day 7, pCO2 increased by between 63.9 and 12.75 µatm in the treated mesocosm, the gap in absolute pCO2 values being higher in the low-ΔTA treatments and declining towards high-ΔTA ones (Supplement, Table S1). Therefore, neither the pH nor the pCO2 in the mesocosms where TA was manipulated reached ambient levels throughout the experiment.
Conditions at the beginning of the experiment were consistent with those typically observed in a post-bloom scenario, characterized by markedly low nutrient concentrations (Fig. 2). In fact, all measured nutrients presented values below or close to the detection limit during phase I. The mean NO concentration between days 7 and 25 was 0.004±0.035 µM; PO ranged from 0 to 0.09 µM; and Si(OH)4, in the calcium treatments, ranged between 0.06 and 0.44 µM. In contrast, Si(OH)4 concentration in the silicate-based treatments, also in phase I, ranged from 65.9 to 69.8 µM. No Si(OH)4 uptake was observed during this phase. After the nutrient addition on day 26, which marked the start of phase II, a second addition was carried out on day 28 to correct for stoichiometric differences between mesocosms (Figs. S1 and 2). Mean Si(OH)4 (in the calcium treatments; no further Si(OH)4 was added in the silicate treatments), NO, and PO concentrations after the addition on day 28 were 1.07 ± 0.06, 3.62 ± 0.1, and 0.2 ± 0.02 µM, respectively.
The average concentrations of the three inorganic nutrients across the silicate and calcium treatments were calculated separately on day 29 and on the last day of the experiment. The average concentrations for the last day were subtracted from those obtained on day 29 for the two mineral treatments separately. In the calcium treatments, 1.03 ± 0.06 µM, 3.56 ± 0.09 µM, and 0.19 ± 0.01 µM of Si(OH)4, NO, and PO, respectively, were consumed during phase II. In the silicate ones, the decrease in the average NO and PO concentrations observed across all treatments was very similar (3.67 ± 0.09 µM and 0.19 ± 0.02 µM). However, a steeper decrease of 10.79 ± 1.5 µM in Si(OH)4, compared to that observed for the calcium treatments, was detected. Additionally, silicate uptake started to occur later in phase II in the calcium treatments than in the silicate ones. For further details on nutrient dynamics, see Ferderer et al. (2024).
3.2 Metabolic rates and chlorophyll a concentration
After mesocosm enclosure, GP, and Chl a decreased by about half from 5.31±0.8 µmol O2 L−1 d−1 and 1.08±0.2 µg L−1 on day 1 to 2.43±0.4 µmol O2 L−1 d−1 and 0.58±0.1 µg L−1 on day 9, right after the TA addition, respectively (Fig. 3). No significant TA effect was found in this short-term response phase, nor was there a difference between the two sets of mineral treatments (Figs. 3 and 4). After a small rise during days 11–13 and in concordance with nutrient availability, both GP and Chl a continued to fall towards the end of phase I on day 25. CR showed a similar pattern during this phase. It decreased from 1.57 ± 0.3 µmol O2 L−1 d−1 on day 1 to 0.98 ± 0.5 µmol O2 L−1 d−1 on day 9, yet it recovered fully by day 13. Afterwards, CR rates decreased throughout the first phase and the beginning of the second, reaching values below 1 µmol O2 L−1 d−1 on days 25–27.
In the second phase, after the nutrient addition, GP rates and Chl a concentrations in the mesocosms increased, reaching maximum values between days 37 and 47 (Figs. 3 and 4). When looking at Fig. 3, no trend can be discerned. However, a discrepancy between the treatments reaching maximum values was noticed when looking at the mineral treatments (Fig. 4) and at the ΔTA equivalents (Fig. S3) separately. It was observed that the low-TA treatments responded to the nutrient addition slightly earlier than the high-TA ones in both mineral treatment sets (Figs. 4 and S3). Low-TA treatments not only responded earlier, but also reached slightly higher GP and Chl a values, except for the silicate control and the Δ150 µmol L−1 calcium treatment (Figs. 4 and S3). As a result, we observed a progressive change in the direction of the daily linear model slopes (Figs. S4 and S5). When low-TA treatments began to increase until they peaked (i.e., from day 31 to 37 in the silicate and from day 37 to 41 in the calcium treatments), negative slopes were obtained (Figs. 4, S4, and S5). Thereafter, due to the decreasing productivity in the low-TA treatments and the increase in the high ones, slopes progressively became positive, reaching maximum values on days 43 and 47 when the highest silicate- and calcium-based TA treatments, M8 and M3, respectively, displayed their maximum GP values (Figs. 4, S4, and S5).
When comparing mineral treatments, we observed that both GP rates and Chl a concentrations were marginally higher in the silicate-based treatments compared to in the calcium-based treatments (Figs. 4 and S3). Furthermore, as mentioned earlier, they responded slightly earlier to the nutrient addition in the silicate treatments in comparison to the calcium ones. Indeed, the increase in GP in the silicate-based treatments with the highest TA coincided with the peak in GP in the calcium treatments with the lowest TA (Figs. 4 and S3). This was supported not only by the trend in, for instance, Si(OH)4 concentration's temporal development (Fig. 2a), but also by the fact that while negative slopes were observed for the silicate treatments from day 31 on, they were not detected for the calcium set until day 37 (Figs. 4, S4, and S5).
Although samples for oxygen-based metabolic rates were not collected on days 47 and 49 due to the COVID outbreak, it was possible to obtain data for Chl a. During these days, the Chl a concentration in the high-TA calcium treatments increased, inverting the relationship with the ΔTA gradient as in the silicate-based treatments. The measured Chl a concentrations were correlated with the GP rates, and the model equation (Fig. S2) was used to calculate the missing GP data points. The calculated values are marked with black stars in the figures. To calculate the missing CR values, the measured GP and NCP rates were correlated so that the missing NCP rates could be calculated with the latter model equation (Fig. S2) and then subtracted from the previously estimated GP. CR contributed significantly less than NCP to GP during the second phase (Figs. 3 to 5).
CR rates in the second phase did not portray the aforementioned pattern followed by the GP rates and the Chl a concentrations (Fig. 5a). They showed an increase after day 41, probably fueled by the organic matter produced during phytoplankton growth. Indeed, the progression from negative to positive slopes was also observed for CR, as well as the earlier response of silicate- versus calcium-based treatments, supporting the idea that high respiration rates were sustained by primary production (Fig. 5).
Outside the mesocosms, in the fjord, conditions were different. GP rates and Chl a concentration remained close to the initial values, showing three peaks around days 7, 17, and 25, fueled by nutrient inputs (Fig. 2). Of the three peaks, the last one was the most intense, reaching over 20 µmol O2 L−1 d−1 for GP rates and up to 3 µg L−1 for Chl a. This bloom supposed the depletion of NO and PO (Fig. 2) and thus the collapse of the bloom by day 33. Both GP and Chl a continued decreasing to values below initial conditions towards the end of the experiment. A similar pattern was shown by CR in the fjord, with the last peak reaching almost 2.5 µmol O2 L−1 d−1, yet no increase was observed on day 17. Furthermore, CR values were of the same magnitude as the initial ones from the end of the bloom towards the end of the experiment (Fig. 3c).
3.3 Metabolic balance and assimilation numbers
The absolute metabolic balance (GP : CR ratio) in both treatments presented a similar trend throughout the experiment (Fig. 6). Values were consistently above 1, indicating that respiration was greater than production; i.e., the community was in an autotrophic state, even during phase I when low nutrient availability inside of the mesocosm constrained primary productivity. Due to nutrient starvation in phase I and the consequent decrease in GP, GP : CR presented its minimum on days 21–25. After the nutrient addition, GP : CR increased, reaching maximum values between days 33 and 45. Afterwards, GP declined but CR was enhanced, leading to a new decrease in GP : CR. It should be noted that in the last 2 d of the experiment, the GP : CR ratio presented values below 1; i.e., the systems became heterotrophic after the phase II blooms.
Overall, comparing both mineral treatments, slightly higher values were observed in the silicate treatments than in the calcium ones, being more pronounced during bloom development in phase II. The between-peak delay pattern observed in GP and Chl a was only apparent for the silicate treatments (Fig. 6a).
Assimilation numbers remained reasonably constant throughout the experiment and unaffected either by the mineral treatment or by the TA gradient (Fig. 7). Differences between phases were not apparent either. In the fjord though, the assimilation numbers in the last bloom on day 25 reached a maximum that was higher than those observed in the mesocosms throughout phase II (see temporal series in Fig. 7).
In all the previous figures portraying the effect size of ΔTA over time, statistical significance (p value <0.05) was indicated with a star on top (*) of the days when it was observed. The 95% confidence intervals are wide, suggesting high variability on individual days during phase II. The two treatments that deviate from the trend described in terms of GP and Chl a are the control in the silicate treatment set and the Δ150 treatment in the calcium one. The former portrayed two small peaks during the bloom phase and the highest CR rates right before the addition (Fig. 5a, bottom), and the latter had the lowest GP : CR values in the second phase (Fig. 6b, bottom) and a longer delay than the next highest treatment (Figs. S4 and S5, respectively). Due to the small sample size of the mineral treatments (n=5) on each individual day, these figures are used to portray the observed pattern more clearly and not to summarize statistical outputs.
The experiment described herein involved the application of two distinct alkalinity gradients utilizing two ocean alkalinity enhancement (OAE) strategies based on different minerals: forsterite (Mg2SiO4) and hydrated lime (Ca(OH)2). Forsterite is the Mg end-member of olivine, which occurs commonly in nature, while hydrated lime is produced through the calcination of limestone (Renforth and Henderson, 2017). Both minerals have been considered for OAE implementation; however, experimental studies on their potential impacts on natural communities remain unaddressed. In the current study, instead of using the raw minerals, simulations were carried out by diluting the elements that comprise them separately, alongside NaOH, to reduce the potential effects of confounding variables such as the release of raw mineral impurities.
Large-scale equilibrated OAE deployment would require the use of reactors for pre-equilibration (Hartmann et al., 2023), so it would be much more costly and less scalable. Therefore, CO2 sequestration was not conducted prior to the alkalinity manipulation to evaluate the potential effects of the carbonate chemistry alterations associated with a non-equilibrated OAE deployment. These entailed a persistent increase in pH and decrease in pCO2 when compared to ambient levels, since full natural equilibration throughout the experiment did not occur.
In this study, the focus was to ascertain whether the microbial community, inhabiting a neritic system, would respond in terms of production and respiration rates during 49 d of exposure to the aforementioned conditions. Besides, differences in the response to the calcium and silicate inputs caused by the mineral addition simulations were expected too, especially in terms of community composition with calcium-based OAE treatments through the hydrated lime addition simulation (with compounds containing Ca2+ and OH− separately), potentially increasing the abundance of pelagic calcifiers and silicate-based OAE through the forsterite simulation (with compounds containing Mg2+, SiO, and OH− independently), favoring diatom proliferation (Bach et al., 2019). The latter community shifts were predicted to yield distinct responses in terms of absolute community metabolic rates (gross production, GP; net community production, NCP; community respiration, CR) and production efficiency via clear differences in assimilation numbers (GP : Chl a) over time.
4.1 Response to the carbonate chemistry conditions: non-equilibrated TA gradient
Our results showed that OAE effects on microbial metabolic rates may have been linked to nutrient availability. Under the initial low inorganic nutrient concentrations (Fig. 2), characteristic of post-bloom conditions, the response of the microbial community production and respiration rates to the TA manipulation was likely concealed by the nutrient limitation. After the simulated mixing event on days 26 and 28 and the consequent nutrient enhancement, however, a discernible response pattern emerged. Blooms occurred in all mesocosms despite the carbonate chemistry conditions suggesting that the phytoplankton community was resilient to a TA manipulation of up to 600 µmol L−1. Nevertheless, the most noteworthy result of our experiment is the qualitatively inferred mild delay in bloom formation with increasing TA.
In the past, before ocean acidification emerged as a central focus of scientific research, several culture experiments simulating high pH/low CO2 conditions were carried out. For instance, Goldman (1999) carried out 12 d pH-drift, batch culture experiments, with three large diatom species (Stephanopyxis palmeriana, Ditylum brightwellii, and Coscinodiscus sp.) and found that, when pH rose to above 8.5, growth rates started to decline. Similarly, Hansen (2002) performed 7 d experiments with three dinoflagellate species to evaluate their response in terms of growth rates and community succession. These were exposed to a pH range of 7.5–10, applied through the addition of NaOH, to simulate the conditions in the Mariager Fjord, Denmark. In these experiments, the three species' growth rates were the highest at pH 7.5, and a decrease to a 20 % of the maximum growth rate was observed at pH 8.3–8.5 for Ceratium lineatum and at 8.8–8.9 for Heterocapsa triquetra and Prorocentrum minimum. The latter also showed different tolerance limits, specifically pH 8.8, 9.5, and 9.6, respectively.
Additionally, despite the lack of data from experiments performed at constant pH at the time, Hansen (2002) compared his results with literature data on 35 species of marine phytoplankton and concluded that there was high variability in their tolerance to high pH (8.4–10). Even within the same family, species-specific tolerance limits could be observed. Most of these species would have been able to grow past the levels reached in the present study (half could grow above pH 9.2), but their growth rates would decrease, at different species-specific levels, in relation to the increased pH (Chen and Durbin, 1994; Hansen, 2002). This offers the main explanation behind the qualitatively described delay in bloom formation, although information on the species' composition will be essential to fully evaluate the latter trend.
High extracellular pH can alter key membrane transport processes and metabolic functions involved in pH regulation (Smith and Raven, 1979). It can also induce changes in cellular amino acid relative composition and overall content (Søderberg and Hansen, 2007). But a key variable behind the response in terms of production observed in the current study is the inter-speciation of inorganic carbon associated with the non-equilibrated nature of the TA manipulation. At pH 8, ∼1 % of the DIC in seawater is present as CO2, but at pH 9, this percentage is reduced 10 times over (Hansen, 2002). Additionally, 95 % of the carbon fixation in the ocean is undertaken by the photosynthetic carbon-fixation reaction mediated by the RUBISCO (ribulose bisphosphate carboxylase oxygenase) enzyme, which can only employ CO2 (Raven, 2000). Thus, besides the pH levels reached here being around 8.7 in the highest treatments (calcium and silicate Δ600 µmol L−1), which were well above the maximum of 8.2 measured by Omar et al. (2016) in early spring (from 2005 to 2009) along the Norwegian west coast (specifically in Raunefjord, our study site's location, as well as in Korsfjord, Langenuen, and southern parts of Hardangerfjord), the associated low pCO2 attained was likely the detrimental treatment variable. Notably, the Chl a concentration, a proxy for phytoplankton biomass, was higher inside the mesocosms than in the fjord during phase II (Fig. 3). This suggests that certain species may have thrived under the altered carbonate chemistry conditions present in the mesocosms. However, the microbial community in these mesocosms exhibited lower oxygen production per unit of Chl a, indicating that, despite an increase in phytoplankton biomass, the microbial community under high pH/low pCO2 conditions may have been less efficient in terms of production than the one in the fjord (Fig. 7).
Although CO2 is the main substrate for photosynthesis, in its absence, many marine phytoplankton species adapt using HCO through carbon-concentrating mechanisms (CCMs; Giordano et al., 2005). The latter are more energetically costly because they entail the concentration of HCO at the diffusion range of the plasma membrane and the catalysis of HCO to CO2 for posterior CO2 fixation. Thus, these pathways are less efficient, causing reduced growth rates and, potentially, the subsequent delay in bloom formation with increasing TA without pre-equilibration (higher pH/lower CO2 conditions). Although the response pattern found was described qualitatively due to the lack of statistical strength (small sample size of the mineral treatments, n=5, when considered separately) in the experimental design, it could be a relevant finding, granting further evaluation.
4.2 Response to the two simulated mineral additions: calcium- vs. silicate-based
The observed delay was longer, although not significantly so, in the calcium than in the silicate treatments, meaning that the low-TA silicate treatments responded slightly earlier to the nutrient addition than the low calcium ones. Besides the 3 d lag noticed for the calcium treatments' response to the nutrient addition with respect to that of the silicate ones and despite assimilation numbers showing no response to the TA gradient in either case, several differences between the two mineral treatments were noticed. Mildly higher production rates and Chl a concentration were observed in the silicate treatments when compared to the calcium ones. Both silicate and calcium treatment sets' microphytoplankton fractions included diatoms, in different proportions based on the mineral treatment, during the second phase (Ferderer et al., 2024).
Small diatoms are usually well adapted to post-bloom conditions due to their favorable surface-to-volume ratio, an adaptation to low nutrient concentrations (Raven, 1986), and their well-developed CCMs (Chrachri et al., 2018). The silicate uptake in the silicate treatments during phase II was of Si : N ∼ 10.7 : 3.7 µM, suggesting the community may have been diatom-dominated, while in the calcium treatments, silicate and nitrate were consumed in a ∼ 1 : 3.6 µM ratio. Diatoms have been observed to reduce their silicon requirements by exhibiting frustule thinning if exposed to silicate-limiting conditions to prioritize growth (McNair et al., 2018). In fact, Ferderer et al. (2024) found that diatoms in the silicate treatments were more heavily silicified than in the calcium ones, generally independently of the TA level. Diatoms in these treatments may thus have been able to allocate more resources to growth and photosynthesis (Inomura et al., 2023). Therefore, the excess availability of silicate, coupled with acclimation to the carbonate chemistry during phase I, could have aided the faster response to the mixing event simulation, in addition to contributing to the higher absolute GP and Chl a concentrations observed in the silicate treatments.
Further differences between mineral treatments could be inferred in the effect size of ΔTA on CR rates over time, which translated into differences in the effect of ΔTA on metabolic balance (GP : CR) in the second phase. A potential explanation for these results is in relation to differences in the phytoplankton community composition between the two sets of treatments. Notably, Ferderer et al. (2024) found that the effect of the mineral on silicification varied among diatom genera in the same experiment. Furthermore, even if the community included diatoms, rapid diatom growth during a spring bloom does not necessarily suppress other non-diatom phytoplankton growth (Barber and Hiscock, 2006; Lochte et al., 1993). The latter may increase in absolute cell concentrations, but their contribution to the total biomass when diatoms are abundantly present could be modest (Barber and Hiscock, 2006). This would therefore explain why no differences between mineral treatments can be inferred, even if they occurred, in the absolute assimilation number (GP : Chl a) temporal development or in the response over time to the ΔTA gradient (Fig. 7). It is likely, however, that the non-diatom phytoplankton community, in terms of both composition and contribution, differed between mineral treatments.
Lastly, the silicate control did not behave as expected. The increase in production and in Chl a concentrations in the form of a large peak, as in all other treatments after the inorganic nutrient addition, was not observed. Instead, in terms of both GP and Chl a, two small peaks, half in magnitude when compared to the calcium control, were noted. The observed discrepancy between the controls was unanticipated and may have resulted from a random response attributable to the mesocosm effect. Indeed, in this treatment, the absolute CR (Fig. 5) and its contribution to GP right before the nutrient addition were the highest when compared to the rest of the treatments. When communities are enclosed, even if initially they are very similar, they are not the same, and, over time, they may behave differently. The pre-addition phase allows for acclimation, though it is kept as short as possible to keep a similar community when the treatment is applied. However, it is still a bias to be taken into consideration.
4.3 Potential implications and future research
Given the novelty of this field and the findings from the current study, we outline some of the remaining unresolved research questions. Trophic decoupling between phytoplankton and zooplankton has been observed in a large temperate lake where Daphnia resting eggs were unaffected by temperature increase and the phytoplankton spring bloom occurred earlier in the year (Winder and Schindler, 2004). This led to a long-term decline in Daphnia, the keystone herbivorous zooplankton species, due to the increased mismatch with the spring bloom. The opposite could be expected due to the observed delay in bloom development associated with the non-equilibrated OAE implementation, that is if micro- and mesozooplankton do not respond to the pH levels attained themselves, favoring trophic transfer. Considering that the transport of particulate organic matter to depth is regulated by the coupling of primary and secondary producers (Wassmann, 1998), thus potentially affecting OAE's CDR efficiency, this is a key implication that requires further assessment.
Additionally, if the carbonate chemistry conditions are altered under pre-bloom or blooming conditions, the initial shock without prior acclimation may be stronger. It could potentially translate into longer delays in bloom development with increasing TA and even into changes in community composition and overall production efficiency at certain alkalinity levels, in turn possibly affecting trophic transfer and carbon export.
Finally, we hypothesize that the delayed response observed in relation to the TA manipulation would likely be amplified if additions of higher non-equilibrated alkalinity were deployed. Although, in real-world applications, carbonate chemistry alterations may be transient and less extreme, experiments that look into (i) how and when absolute community metabolic rates respond to higher TA levels, (ii) where the threshold in the higher range of the gradient at which reduced GP : Chl a ratios could be induced is, and (iii) if a recovery could occur after long-term exposure or after dilution (short-term) are essential if safe deployment limits are to be identified.
This study presents the first experimental evaluation of the effects of non-equilibrated silicate- vs. calcium-based OAE deployments on microbial metabolic rates under natural conditions and at a mesocosm scale. The total alkalinity (TA) manipulation (silicate- and calcium-based five-step ΔTA gradients, 0–600 µmol L−1), without prior CO2 sequestration, resulted in a stable increase in pH and a decrease in pCO2 that persisted until the end of the experiment. Conducted in a neritic system under post-bloom conditions, a mixing event was simulated roughly halfway through it. Following the inorganic nutrient addition, a mild delay in bloom formation, based on gross and net community production (GP and NCP) rates and chlorophyll a (Chl a) concentrations in relation to the ΔTA gradient, was observed. Low-TA treatments responded slightly earlier than high-TA ones, with the delay being longer for the calcium compared to the silicate treatments. This delay is likely linked to the previously reported, species-specific negative relationship between high pH/low pCO2 conditions and phytoplankton growth rates, although, overall, phytoplankton were resilient to the TA levels attained.
Seasonal differences in this pattern require further investigation, as nutrient limitation may have concealed a potentially more pronounced short-term response to the TA addition. Given the qualitative nature of the described trend, additional experiments testing it further through, for instance, higher-resolution gradients are necessary. Further, while real-world OAE applications are expected to result in more transient and less extreme carbonate chemistry perturbations, a thorough assessment of TA limits is crucial, particularly because the detected response may become more pronounced at higher TA levels and vary depending on microbial species composition. Therefore, studies evaluating recovery from intense carbonate chemistry perturbations will be essential to establish safe TA addition limits for future OAE implementation.
The dataset of the metabolic rates used in this study can be found in the online repository PANGAEA. Data can be accessed via the following link: https://doi.org/10.1594/PANGAEA.972371 (Marín-Samper et al., 2024b). Chlorophyll a, carbonate chemistry, and inorganic nutrient concentration data will be made available in the same repository.
The supplement related to this article is available online at: https://doi.org/10.5194/bg-21-5707-2024-supplement.
Experimental concept and design: UR and JA. Direct participation in the experiment: LMS, JA, and UR. Data analyses: LMS with input from NHH. Original draft preparation: LMS. Review and editing: all authors.
The contact author has declared that none of the authors has any competing interests.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors.
The authors would like to express their most sincere gratitude to the entire KOSMOS team at GEOMAR for their invaluable support in managing logistics and to the technical team for all their hard work building and maintaining the mesocosms during the campaign. We extend our special appreciation to their dedication in coordinating on-site research activities and fostering fair data management and exchange. A special thank you goes to Acorayda González from the biological oceanography group (GOB – ULPGC) for helping with the oxygen measurements. Additionally, we would like to commend Julieta Schneider (GEOMAR) and Kai Shulz (Southern Cross University) for the carbonate chemistry measurements; Juliane Tammen for the inorganic nutrient concentration data; Leila Kittu and Levka Hansen for the chlorophyll a data; and Leila Kittu (GEOMAR) Xiaoke Xin, Phillip Süßle, and Joaquin Ortiz for the interesting discussions on data interpretation. We also want to thank the University of Bergen for providing access to the Espegrend Marine Research Field Station to conduct the experiment and the station's staff for all their assistance throughout. Lastly, we would like to acknowledge the three referees and the associate editor, Jack Middelburg, who contributed to improving this paper's quality through their insightful feedback.
This research has been supported by the Horizon 2020 Research and Innovation Programme project OceanNETs (“Ocean-based Negative Emissions Technologies – analyzing the feasibility, risks, and cobenefits of ocean-based negative emission technologies for stabilizing the climate”, grant no. 869357) and by the Horizon 2020 INFRAIA project AQUACOSM (“Network of Leading European AQUAtic MesoCOSM Facilities Connecting Mountains to Oceans from the Arctic to the Mediterranean”, project no. 731065). Further, it was co-financed by the Agencia Canaria de Investigación, Innovación y Sociedad de la Información (ACIISI) of the Consejería de Economía, Conocimiento y Empleo and by the Fondo Social Europeo (FSE) Programa Operativo Integrado de Canarias 2014–2020, Eje 3 Tema Prioritario 74 (85%).
This paper was edited by Jack Middelburg and reviewed by Xinping Hu and two anonymous referees.
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