Articles | Volume 19, issue 24
Biogeosciences, 19, 5911–5926, 2022

Special issue: Ecological and biogeochemical functioning of the coastal upwelling...

Biogeosciences, 19, 5911–5926, 2022
Research article
 | Highlight paper
21 Dec 2022
Research article  | Highlight paper | 21 Dec 2022

Upwelled plankton community modulates surface bloom succession and nutrient availability in a natural plankton assemblage

Upwelled plankton community modulates surface bloom succession and nutrient availability in a natural plankton assemblage
Allanah Joy Paul1, Lennart Thomas Bach2, Javier Arístegui3, Elisabeth von der Esch1, Nauzet Hernández-Hernández3, Jonna Piiparinen4, Laura Ramajo5,6,7, Kristian Spilling4,8, and Ulf Riebesell1 Allanah Joy Paul et al.
  • 1GEOMAR Helmholtz Centre for Ocean Research Kiel, Kiel, Germany
  • 2Institute for Marine and Antarctic Studies, University of Tasmania, Hobart, Tasmania, Australia
  • 3Instituto de Oceanografía y Cambio Global (IOCAG), Universidad de Las Palmas de Gran Canaria (ULPGC), Las Palmas, Spain
  • 4Marine Research Centre, Finnish Environment Institute, Helsinki, Finland
  • 5Center for Advanced Studies in Arid Zones (CEAZA), Coquimbo, Chile
  • 6Departamento de Biología Marina, Facultad de Ciencias del Mar, Universidad Católica del Norte (UCN), Coquimbo, Chile
  • 7Center for Climate and Resilience Research (CR)2, Santiago, Chile
  • 8Centre for Coastal Research, University of Agder, Kristiansand, Norway

Correspondence: Allanah Joy Paul (


Upwelling of nutrient-rich waters into the sunlit surface layer of the ocean supports high primary productivity in eastern boundary upwelling systems (EBUSs). However, subsurface waters contain not only macronutrients (N, P, Si) but also micronutrients, organic matter and seed microbial communities that may modify the response to macronutrient inputs via upwelling. These additional factors are often neglected when investigating upwelling impacts on surface ocean productivity. Here, we investigated how different components of upwelled water (macronutrients, organic nutrients and seed communities) drive the response of surface plankton communities to upwelling in the Peruvian coastal zone. Results from our short-term (10 d) study show that the most influential drivers in upwelled deep water are (1) the ratio of inorganic nutrients (NOx : PO43-) and (2) the microbial community present that can seed heterogeneity in phytoplankton succession and modify the stoichiometry of residual inorganic nutrients after phytoplankton blooms. Hence, this study suggests that phytoplankton succession after upwelling is modified by factors other than the physical supply of inorganic nutrients. This would likely affect trophic transfer and overall productivity in these highly fertile marine ecosystems.

1 Introduction

The Humboldt Current System (HCS) in the South Pacific Ocean is considered the most productive upwelling region in terms of fish production and spans the coasts of northern Peru to Chile between 5 and  45 S (Chavez and Messié, 2009). Alone the northern HCS off the Peruvian coast constitutes up to 20 % of global industrial fish landings (Tarazona and Arntz, 2001) at a value of over USD 2 billion to the Peruvian economy annually from exports in 2013 (Peru Ministry of Production, 2015). This immense fish productivity is sustained by significant primary production underpinned by wind-driven upwelling along the continental shelf which occurs seasonally along the Chilean coast and almost permanently in the northern Humboldt Current off the Peruvian coast (Kämpf and Chapman, 2016). South easterly trade winds push surface waters offshore and westward towards the South Pacific subtropical gyre via Ekman transport. This movement induces upwelling of nutrient-rich subsurface waters originating primarily in the poleward Peru–Chile Under Current (PCUC, Gutiérrez et al., 2016) to the sunlit surface ocean, where primary producers assimilate the inorganic nutrients into organic matter.

However, the nutrient influx into the euphotic zone depends not only on the intensity of the wind-driven upwelling but also the characteristics of the source water present in the Ekman layer from which the upwelling occurs. For example, seasonal fluctuations in the strength of northward flowing sub-Antarctic water (SAW), and southward flowing Equatorial Subsurface Water (ESSW) undercurrents can modify the source water oxygen and nutrient concentrations for coastal-wind-driven upwelling (Kämpf and Chapman, 2016). Changes in thermocline and nutricline depth due to interannual El Niño–Southern Oscillation (ENSO) phases have a similar impact on the upwelling source waters even if the upwelling depth does not change (Espinoza-Morriberón et al., 2017).

Another defining feature of HCS ecosystems is the extensive oxygen minimum zone (OMZ) in the eastern tropical South Pacific, extending up to 1000 km from the coast and over 600 m thick (Fuenzalida et al., 2009). These subsurface oxygen deficient waters are a result of a combination of three factors: oxygen-poor equatorial source water feeding the PCUC, slow ventilation and high consumption of oxygen due to remineralisation of organic matter maintaining this oxygen deficiency (Pennington et al., 2006). Low oxygen concentrations facilitate significant loss of fixed nitrogen via anaerobic microbial metabolism (anammox and denitrification, Lam et al., 2009) and redox-dependent inputs of phosphate (P) and iron (Fe) from shelf sediments (Bruland et al., 2005). Thus, a biogeochemical imprint of nitrate (N) deficiency and an excess of P prevails in the inorganic nutrient stoichiometry of waters upwelled along the Peruvian shelf.

Cross-shelf shifts in the dominant primary producers have been linked not only to nutrient concentrations but also the relative proportion of N to P present (Franz et al., 2012; Meyer et al., 2017). Generally speaking, coastal phytoplankton communities on the Peruvian shelf in the northern HCS are dominated by diatoms or dinoflagellates, rapidly growing phytoplankton groups which capitalise on the abundance of inorganic nutrients in the freshly upwelled water along the shelf. Although N : P ratios are low in the upwelled water, the high concentrations mean that these groups have the luxury of assimilating nutrients in close to Redfield proportions, which meets their physiological requirements for growth and nutrient acquisition (Arrigo, 2005). In nutrient-depleted water further offshore, smaller phytoplankton such as picocyanobacteria become more abundant (Franz et al., 2012).

Indeed, blooms of different phytoplankton populations can easily be induced experimentally by the addition of inorganic nutrients with a different N : P (Czerny et al., 2016; Hauss et al., 2012). However, the addition of inorganic nutrients to a surface community neglects the dilution of the surface community when deep water with lower phytoplankton abundances is mixed upon upwelling. This would drive a phytoplankton-dominant response and modify trophic relationships between consumers and phytoplankton in a similar way to eutrophication studies (Taylor et al., 1995). Messié and Chavez (2015) suggest this dilution effect may underlie the Peruvian productivity paradox, where the highest upwelling is out of phase seasonally with the highest detected surface chlorophyll concentrations (Chavez and Messié, 2009). Furthermore, subsurface waters in the region have dissolved organic matter concentration and composition (Loginova et al., 2019) and trace metal concentrations that are different to those in surface waters and depend on the history of the water. For example, this can be influenced by the predominance of heterotrophic organisms in aphotic subsurface waters (e.g. Schmidt et al., 2016) and contact of sub- or anoxic water with sediment on the seafloor (Bruland et al., 2005). This may also modify the response of the surface plankton assemblage.

While surface phytoplankton blooms in upwelling regions are stimulated mostly by the nutrients brought to the surface, the key phytoplankton group can be altered by organisms in the deep water also brought to the surface that can seed these blooms. Recently sunk algal cells or dormant life stages of diatoms or dinoflagellates (Smayda and Trainer, 2010) may be present or reintroduced via resuspension of cells in surface sediments (Ishikawa and Furuya, 2004) to aphotic subsurface waters where upwelling occurs from. Once exposed to light in the photic zone and combined with the nutrient-rich upwelled water, these resting algal cells or spores can germinate, thereby inoculating a fresh bloom (Carreto et al., 2016). Horizontal mixing of surface waters following relaxation of vertical upwelling or along fronts can also introduce new phytoplankton populations that can propagate blooms spatially and lead to a succession in the dominant phytoplankton groups (Smayda and Trainer, 2010).

A mesocosm study investigating the impacts of upwelling and nutrient stoichiometry on the northern Humboldt Current System pelagic ecosystem was carried out during 2017 (Bach et al., 2020). This study primarily looked at the ecosystem-level response of a natural surface plankton community in terms of biogeochemistry and ecology to the addition of subsurface waters but cannot disentangle which property or properties (inorganic nutrient concentrations and stoichiometry, dissolved organic nutrient and trace metal signature, subsurface plankton community) drives this response. Hence, we designed a complementary experiment to investigate these three drivers on the lower food web response more in depth and in parallel to the mesocosm study. In particular we wanted to understand what impact the subsurface-water chemistry (inorganic nutrients, organic nutrients) and biology (seed populations) has on phytoplankton bloom biomass and phytoplankton community composition and succession and, hence, what the implications are for nutrient turnover in the coastal Peruvian upwelling system.

2 Materials and methods

2.1 Experimental design

The experiment was set up with six treatment combinations to disentangle components of upwelled deep water that may influence surface phytoplankton blooms (Table 1). Three deep water components were used to distinguish the impact of (1) inorganic macronutrient ratios between nitrate and phosphate (“inorganic”), (2) organic nutrients and other micronutrients such as trace metals (“organic”), and (3) the seed microbial community (“biology”). We also selected two different subsurface water sources with two different nutrient levels (HN is high nitrate, LN is low nitrate). These two different N concentrations were selected to distinguish the impact of nitrate concentration and N : P stoichiometry on the plankton response patterns (Table 1). Treatment combinations are hereafter referred to as a combination of the nutrient level and the deep water component, e.g. “HN inorganic” or “LN biology”.

Table 1Experimental design indicating the six treatment combinations implemented. Each of the six treatment combinations had four replicates. “Filtered” refers to filtration through 0.1 µm. Sources of inorganic/organic nutrients and the microbial community are in addition to the 50 % of mesocosm surface water used as a base in all six treatment combinations. Details of the water collection and treatment implementation are provided in Sect. 2.2.

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2.2 Water collection, incubation setup and sampling

Subsurface water was collected on 16 March 2017 from two stations (Station A: 12.0436 N, 77.6687 E; Station B: 12.0475 N, 77.2844 E) on board R/V Humboldt (Fig. 1). These stations are part of the Linea Callao time series transect that is regularly sampled for inorganic nutrient concentrations and water column properties by Instituto del Mar del Perú (IMARPE). These data indicated that the offshore station (A) and more coastal station (B) usually have different nutrient profiles, in particular nitrate concentrations (see e.g. Graco et al., 2019).

Figure 1Map of sampling locations off the Peruvian coast indicating collection sites and characteristics of water used in the incubations.

To select the sampling depths, we performed CTD profiles using a CTD 60M probe (Sea and Sun Technology) with dissolved oxygen (O2) and hydrogen sulfide (H2S) sensors at both stations down to a maximum depth of 150 m. O2 and H2S concentrations were used to indicate oxygenated and non-sulfidic waters likely containing inorganic nitrogen. We then made multiple deployments of four Niskin bottles attached in series (depth range of 15 m) to collect a total of 100 L of seawater into acid-cleaned carboys (Fig. 1). We took subsamples directly from each carboy to determine the precise nutrient concentrations of the collected subsurface water. These samples were filtered (0.45 µm Sterivex, Merck Millipore) and stored in a cool box in the dark until analysis on the same day on shore (see Sect. 2.3 for details on the methods of nutrient analysis). Note that although this subsurface water was collected at relatively modest depths (>40 m), it is hereafter referred to as “deep water” to clearly distinguish it from surface waters collected from the mesocosms (M in Fig. 1).

One day later (17 March 2017, Day 20 of the mesocosm study), 400 L of nutrient-depleted surface water was collected from the photic, oxic layer in five of the eight mesocosms (Station Mesocosm (M); M1–5, see Bach et al. (2020) for more details) using a manual vacuum pump (pressure <300 mbar). The collected water was pooled in clean carboys. The mesocosm plankton community was in a post-bloom phase where inorganic nitrogen was low and a subsurface Chl a maximum had developed between 5–15 m depth (Bach et al., 2020). Precise sampling locations, depths and measured nutrients of collected water are summarised in Fig. 1. While neither trace metal nor dissolved organic nutrient measurements were made from this study to characterise the deep water sources, these were assumed to be different between Station A and B just as the inorganic nutrient concentrations were.

After collection, both the deep water and the surface (mesocosm) water were screened using a 64 µm gauze to remove large predators such as copepods and gelatinous organisms that can be patchily distributed and could exert unequal grazing pressure in these low volume (15 L) incubations. In addition, we also sterile filtered part of the surface and deep water using 0.1 µm Whatman Polycap TC 36 cartridges to remove the microbial community while retaining the chemical properties (i.e. inorganic/organic nutrients). After the screening (<64µm) and filtration (<0.1µm) process, the treatment combinations (HN inorganic, LN inorganic, HN organic, LN organic, HN biology, LN biology, Table 1) were prepared in six clean plastic tanks (300 L). First, we filled all six tanks with 100 L of surface water (<64µm). Thereafter, the specific treatment water was added.

For the HN and the LN inorganic tanks, we added 100 L of filtered (0.1 µm) mesocosm surface water. This filtered water was nutrient deplete; hence, stock solutions of sodium nitrate (NaNO3, EMPLURA®, Merck, Germany) and potassium dihydrogen phosphate (KH2PO4, EMSURE® ISO for analysis, Merck, Germany) dissolved in ultrapure water (MilliQ, Millipore) were added. The goal of this was to have the same inorganic nitrate and phosphate concentrations as in the high nitrate (HN) and low nitrate (LN) deep water.

In the HN and LN organic tanks, we added 100 L of filtered deep water from either Station A (HN, high nitrate) or B (LN, low nitrate). In the HN and LN biology tanks, we added 100 L of deep water from either Station A or B. All tanks were carefully mixed before distributing the water into flexible 15 L incubation containers with a total of six treatments with four replicates each, totalling 24 containers. Directly after filling, samples for inorganic nutrient analysis and determination of phytoplankton abundances by flow cytometry were collected in duplicate from each replicate.

Once all 24 containers were filled, they were randomly placed in black incubator tubs covered with light foil with  25 % transmittance (Blue Lagoon, LEE filters). The incubators were situated outside in direct light and filled with natural seawater using a flow-through water system to maintain ambient seawater temperature. A submersible logger (HOBO pendant Temperature/Light Data Logger, Onset Computer Corporation, MA, USA) measured the mean temperature of 23.1 ± 3.5 C (mean ± SD) over the 10 d study period. The high variability was due to temperature differences between day and night. The logger was shifted between incubators daily to measure conditions in all incubators. To calibrate the illuminance measured by the HOBO loggers to irradiance, we attached the logger to a CTD with a photosynthetically active radiation (PAR) sensor (CTD 60M probe, Sea and Sun Technology) and submerged this in  1 m water depth between 11:50 and 17:00 on 14 April 2017. Using a calibration curve (Fig. S1), we estimated an average PAR of 250 µmol quanta m−2 s−1 during daylight hours.

Subsampling for inorganic nutrient concentrations and phytoplankton abundances was carried out daily and for all other variables (chlorophyll a (Chl a), enzyme activity, photophysiology and dissolved organic matter) approximately every second day from the incubation containers (hereafter “incubations”) starting at 08:30 for 10 d between 19 and 28 March 2017. Sampling was rapid and took place on shore so that all samples were taken to the laboratory within 1 h and processed or analysed within 6 h of sampling from the incubations.

2.3 Inorganic nutrient analyses

Inorganic nutrient concentrations were measured from one subsample per incubation. This water from each subsample was prefiltered (0.45 µm, Sterivex, Merck Millipore) into acid-cleaned tubes before analysis on a continuous flow analyser (QuAAtro Autoanalyser, SEAL Analytical) using an autosampler (XY2 autosampler, SEAL Analytical) and a fluorescence detector (FP–2020, JASCO). Nitrate (NO3-) and nitrite (NO2-), hereafter reported as NOx or nitrate + nitrite, were determined colorimetrically according to Morris and Riley (1963), while silicate (Si(OH)4 or DSi) and phosphate (PO43-, also referred to as DIP) concentrations were determined colorimetrically according to Mullin and Riley (1955). The average limit of detections (LOD) was 0.123, 0.054, 0.033 and 0.336 µmol L−1 for nitrate, nitrite, phosphate and silicate, respectively. Further details on measurements and their precision can be found in Bach et al. (2020).

Nutrient drawdown ratios for NOx and DIP (ΔNOx : ΔDIP) were calculated on a daily basis according to Eq. (1), where [NOx]t1 and [DIP]t1 are the concentrations of NOx and DIP, respectively, on Day 1 and tn= Day n.

(1) Δ NO x : Δ DIP t n = [ NO x ] t 1 - [ NO x ] t n [ DIP ] t 1 - [ DIP ] t n

Dissolved silicate drawdown (ΔDSi) for a given sampling day (tn) was calculated in reference to initial concentrations measured on Day 1 according to Eq. (2).

(2) Δ DSi = [ DSi ] t 1 - [ DSi ] t n

2.4 Chlorophyll a and phytoplankton community composition analyses

A subsample from each replicate incubation was taken on Day 1, then every second day from Day 2 until Day 10 for the analysis of chlorophyll a (Chl a) concentrations. Volumes of between 200–400 mL were filtered onto glass fibre filters (GF/F, Ø 25 mm, nominal pore size 0.7 µm, Whatman) with care taken to minimise exposure to light and maintain the vacuum pressure <200 mbar. Filters were stored at 20 C until extraction and analysis. Chl a was extracted from the filters in 90 % acetone in plastic vials using glass beads and a cell mill to burst the cells and release the pigments into the supernatant. Concentrations were measured in the supernatant according to Welschmeyer et al. (1994) on a Turner 10 AU fluorometer.

Seawater samples for phytoplankton community analysis were collected in 2 mL cryovials and measured on the same day without fixation on an BD Accuri™ C6 Flow cytometer. Samples were stored cooled in the dark until analysis within 6 h of sampling. Each sample was analysed using fast flow rate ( 66 µL per minute) to measure a total volume of 100 µL. No beads were added; instead particle sizes were determined via sequential size fractionations with polycarbonate filters of different pore size as described in Veldhuis and Kraay (2000). We used the excitation–emission wavelengths of FL3 =488/670 nm for chlorophyll a, FL2 =488/585 nm for phycoerythrin, and FL4 =640/670 nm for phycocyanin. Individual particles were gated into groups based on size fractions (picoeukaryotes, nanophytoplankton, small microphytoplankton, larger microphytoplankton), taxonomic groups (Synechococcus, cryptophytes) and other forms (chains and group “FL4”) based on fluorescence signal and other properties such as size and shape using forward/side scatter (FSC/SSC) measurements. We considered all populations for the quantitative analysis. For gating, some identification was needed on specific fluorescence channels (e.g. Synechococcus on FL2) and these are then excluded from the other plot (e.g. FL3 vs. FSC) to avoid overlap with the other populations. Gating of the microphytoplankton groups based on size (small, large) was modified to the best fit for each sample; however, there is a source of uncertainty associated with this approach due to overlap in some samples between the groups (see Fig. S2 for two cytograms with identified groups). The “chain” group was distinguished by dividing the Chl a red fluorescence amplitude by the Chl a red fluorescence height to class elongated cells, such as chain-forming diatoms, by an elongated fluorescence signal. “FL4” were classed as very small particles that may be individual chloroplasts but could not be attributed to any likely phytoplankton group. An example cytogram to indicate the gating applied is provided in the Supplement (Fig. S2). Contribution to fluorescence was calculated from the relative contributions of each gated group to total FL3 (Chl a) fluorescence (see Bach et al., 2019).

2.5 Extracellular enzyme activity (leucine aminopeptidase)

The leucine aminopeptidase (LAP) activity was determined using a fluorometric assay with L-leucine 7-amido-4-methyl-coumarin (Leu-AMC; Sigma Aldrich) as a substrate (Stoecker and Gustafson, 2003). Leu-AMC was added to a final concentration of 500 µmol L−1, a concentration which saturates the enzyme (Vmax) according to separate preliminary kinetic tests. The samples (volume = 200 µL, except 400 µL on Day 1) were incubated in the dark at in situ surface temperature for a minimum of 4 h. The fluorescence was measured every 30–60 min during the incubation period with a Cary Eclipse (Agilent Technologies) spectrofluorometer using 380 nm excitation and 440 nm emission wavelengths. The fluorescence emitted from the samples was compared with a standard curve determined using 7-amino-4-methyl-coumarin (AMC; Sigma Aldrich) dissolved in dimethyl sulfoxide (DMSO), and the LAP activity was calculated by linear regression.

2.6 Fast repetition rate fluorometry (FRRF) and chromophoric dissolved organic matter (CDOM) analyses

The samples for fast repetition rate fluorometry (FRRF) were collected in dark plastic bottles (125 mL) in order to avoid damage from light to the cells during the sampling period (<1 h). To ensure dark adaptation of phytoplankton cells before analysis, samples were stored in the dark and at room temperature for at least 30 min right after they had arrived in the laboratory facilities of the Instituto del Mar del Perú (IMARPE). Thereafter, three subsamples plus a blank from each incubation were analysed by means of a fluorescence induction and relaxation (FIRe) technique and system (Satlantic FIRe System, for detailed information about FIRe see Gorbunov and Falkowski, 2004). The blanks were obtained by gravitational filtration of water samples through polycarbonate filters (PC,  25 mm, pore size 0.2 µm, DHI) and subtraction of this measured baseline seawater signal from the corresponding sample signal. FIRe cuvettes were regularly cleaned (every 10–12 samples) with 5 % HCl and gently rinsed with ultrapure (Milli-Q) water to avoid fouling. The maximum photochemical efficiencies (Fv/Fm) were estimated from FIRe profiles based on the biophysical model in Kolber et al. (1988).

Chromophoric dissolved organic matter (CDOM) samples were collected in amber glass bottles (75 mL) to prevent potential photobleaching during sampling and transportation before measurement as described in Catalá et al. (2018). A modular spectrophotometer (Ocean Optics) consisting of a USB2000 + UV–VIS ES detector connected via optical fibres to a DH2000BAC light source and to a 100 cm, 250 µL capillary (LPC100CM; World Precision Instruments; WPI), was used to measure CDOM absorption spectra from 200 to 900 nm at 1 nm intervals. Before analysis, the samples were gravitationally filtered through precombusted (5 h at 450 C) glass fibre filters (GF/F,  25 mm, nominal pore size 0.7 µm, Whatman) and then run through the system at a constant rate of 1 mL min−1. Constant flow rate was achieved by means of a peristaltic pump (ISMATEC). Ultrapure (Milli-Q, Millipore) water blanks were analysed after every sample. Absorption coefficients (m−1) at 254 nm (a254), 250 nm (a250) and 365 nm (a365) were calculated following Green and Blough (1994). In the ocean, a254 has been used as the dissolved organic carbon (DOC) concentration proxy (Catalá et al., 2018; Lønborg and Aìlvarez-Salgado, 2014), while the ratio of a250 and a365 (E2 : E3) is commonly used as an indicator of dissolved organic matter (DOM) molecular weight (MW, Helms et al., 2008).

2.7 Statistical analyses

All statistical tests were carried out in the R environment (R Core Team, 2020). We employed a linear mixed effects model using the “nlme” package in the R software (Pinheiro et al., 2020) to test the impact of deep water component (inorganic, organic, biology) and nutrient level (high/low nitrate). The linear model is robust against missing data points, meaning a consistent test could be employed across all dependent variables and heteroscedasticity (variability within replicates) could be taken into consideration as a result through a variable model variance structure in the linear mixed model. The initial model (fixed effects = deep water component × nutrient level × sampling day, random effects =1| Incubation bottle) was simplified stepwise to retain only the terms that remained significant to the model result. Nutrient level, deep water component and sampling day were all included as factors (non-continuous) and independent variables against the continuous dependent variable. The model simplification was applied to the bloom period (Day 1–4, until peak Chl a concentrations) and post-bloom period (Day 5–10) separately due to the non-monotonic response and distinct biological responses between the two periods. The contrast matrix used is reported in Table 2 and shows that organic was used as the control for the linear mixed model analysis. The contrast matrix hence means that reported model significance refers to the difference between organic vs. biology and organic vs. inorganic to distinguish between the biological treatment effect and the organic effect.

Table 2Contrast matrix used to compare treatment effects in the linear mixed model applied to the bloom and post-bloom periods.

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The impact of random effects was tested for both incubator and bottle number with no significant impact of either on the model. Where the Q–Q plot indicated that extreme values skewed the model and to resolve heteroscedasticity, log(fixed effects) was employed and the linear model re-simplified as described above. These results are reported for example as log(chlorophyll) (see Supplement). Outliers in model fit were identified in initial model fit and excluded from the final model fit when the residuals were outside the 95 % confidence interval (CI). Identified outliers were solely detected and excluded in nutrient drawdown ratios (ΔNOx : ΔDIP). Post hoc tests were carried out on the interaction term using the false discovery rate (FDR) with q= 0.05 in the package “emmeans” in R software (Lenth, 2020). In general, time was considered relevant for the emergence of effects as the bloom developed but was not considered an experimental factor. Hence, post hoc test output is reported primarily for the nutrient level (high nitrate or low nitrate) and deep water component (inorganic nutrients, biology or organic as the control).

A non-parametric analysis of similarity test (ANOSIM) was carried out to determine if the difference in phytoplankton composition between the treatments (among group similarity) was smaller or larger than that between treatment replicates (within group similarity). Data were grouped by bloom status (pre-bloom = Day 1–2, bloom = Day 3–4, post-bloom = Day 8–10) and differently to the linear mixed effect model applied to enable detection of treatment-related differences in initial phytoplankton composition. A Bray–Curtis dissimilarity matrix was constructed and the stress was calculated and accepted if less than 0.2, using the vegan package in the R software (Oksanen et al., 2019). SIMPERs (similarity percentages) were calculated post hoc on the Bray–Curtis distance matrix to distinguish influential groups behind the detected numerical dissimilarity.

3 Results

3.1 Initial conditions and initial treatment differences (Day 1)

Overall, initial nitrate + nitrite (NOx) and phosphate (DIP) concentrations indicated successful implementation of the experiment design for the two nutrient levels. Initial NOx concentrations were similar in all 12 high nitrate (HN, [NOx] = 7.72 ± 0.46 µmol L−1, mean ± SD, n= 12) and in all 12 low nitrate incubations (LN, [NOx] = 2.56 ± 0.54 µmol L−1 mean ± SD, n= 12, Fig. 2b). Importantly, there were minor differences in NOx between the three deep water components within each nutrient level (HN, LN, Table S1). Inorganic phosphate concentrations were  2 µmol L−1 in all six treatment combinations (Fig. 2c).

Figure 2Measured (a) chlorophyll a concentrations, (b) nitrate + nitrite (NOx) concentrations, (c) phosphate concentrations, (d) silicate drawdown relative to initial concentrations on Day 1 (Eq. 2), (e) calculated nutrient drawdown stoichiometry (nitrate + nitrite consumed vs. phosphate consumed, Eq. 1) and (f) measured leucine aminopeptidase (LAP) activity over the 10 d study period. Dots indicate the means across four replicate incubations and the error bars indicate the corresponding calculated 95 % confidence interval for each sampling day. The dashed line in (e) indicates the Redfield ratio of 16:1.


A proxy used to indicate dissolved organic carbon concentrations (a254) showed small differences between the treatments only with surface water (inorganic) and those containing filtered or unfiltered deep water (organic, biology, Fig. 3c, Table S1). Highest initial values were observed in the inorganic incubations and lowest concentrations in low nitrate incubations for both organic and biology, which both contained deep water. This was likely due to lower DOC concentrations in the deep water collected than the mesocosm water. No clear initial differences between nutrient levels or deep water components were observed in the proxy of dissolved organic matter (DOM) molecular weight (E2 : E3, Fig. 3d, Table S1). Leucine aminopeptidase (LAP) activity, which indicates organic nitrogen remineralisation, was slightly higher in the surface water (inorganic) incubations than in the organic or biology incubations. This could be a residual signal due to NOx depletion in the surface mesocosm water that was not diluted by the deep water nutrients added (Fig. 2f, Table S1). An overview of variables for all treatment combinations on Day 1 is also provided in Table S1 (Supplement).

Figure 3(a) Mean forward scatter (FSC-A) from flow cytometric analyses as a proxy of relative phytoplankton cell size during the study period, (b) maximum photochemical efficiency (Fv/Fm), (c) absorption coefficient at 254 nm (a254) used as a proxy for DOC concentration and (d) the ratio of the absorption coefficients at 250 and 365 nm (E2 : E3) as an indicator of DOM molecular weight.


Mean Chl a concentration was initially similar among all treatments and ranged between 2.61 ± 0.79 and 3.41 ± 0.76 µg L−1 (mean ± SD, n= 4, Fig. 2a), indicating similar starting phytoplankton biomass. Cell abundances of two key phytoplankton groups identified by flow cytometry, Synechococcus and nanoplankton, were similar across all six treatment combinations (Fig. 4). Initial phytoplankton community composition based on relative contribution of each group to Chl a fluorescence in flow cytometry analyses (Table S1) did indicate variability between replicates within a treatment, but this was not related to either the deep water nutrient level (high/low nitrate; R statistic = 0.0313, p= 0.131) or the deep water component (inorganic/organic/biology, R statistic = 0.0212, p= 0.276). Abundances of large microphytoplankton were much lower than for other groups such as small microphytoplankton and ranged between 0 and 11 counts per sample (analysed volume = 100 µL, see also Fig. S3). Nevertheless, we included these in the community composition due to their large size and contribution to the Chl a fluorescence signal but focused our attention on more dominant groups where we consider the underlying data to be more robust. The maximum quantum efficiency of photosystem II (Fv/Fm) also presented small differences at the beginning of the experiment (0.49 ± 0.01, mean ± SD, n= 24, Fig. 3b, Table S1); that, along with no differences observed in Chl a and community structure, suggests that phytoplankton initial conditions were similar in all six treatments.

Figure 4Abundances of two key phytoplankton groups identified in flow cytometric analyses, Synechococcus (a–c) and nanoplankton (d–f), measured daily over the 10 d long study period. A divergent response was observed between “biology” incubations in both phytoplankton groups during the nutrient-depleted post-bloom period after Day 4.


3.2 Bloom phase (Day 2–Day 5)

NOx was rapidly consumed in all treatments with concentrations reaching below analytical detection limits within 3–4 d (Fig. 2b). DIP concentrations also decreased between Days 2 and 5 (Fig. 2c). Non-Redfield nutrient utilisation was observed after NOx depletion (Fig. 2e). Significant differences in ΔNOx : ΔDIP emerged over time in the bloom phase between the nutrient levels (p= 0.0025, F value = 6.9759, Table S3a) and between deep water components (p=  0.0456, F value = 3.6185, Table S3a). Although initial dissolved silicate concentrations were different among the treatments, concentrations were not limiting and remained above 2.5 µmol L−1. To more easily detect any differences between the six treatments, we then calculated the drawdown in dissolved silicate concentrations (ΔDSi, Eq. 2, Fig. 2d). This indicated that silicate drawdown was highest in the high nitrate biology treatment between Days 3 and 5.

Chl a concentrations increased during this bloom phase with peak concentrations of up to 12 and  6 µg L−1 for high nitrate and low nitrate, respectively, observed on Day 4 (Fig. 2a). Fv/Fm responded similarly to Chl a concentration with higher values (lower cellular stress) in high nitrate than in low nitrate incubations. Flow cytometric analysis showed that nanoplankton cell abundances also peaked around Day 4 in most incubations (Fig. 4d–f). Treatment differences were also observed in Chl a concentration in the bloom period (p= 0.0026, F value = 5.0041, Table S2a). Post hoc tests indicated that these differences were due to a significant effect of nutrient level (HN–LN) on Chl a concentration in both the organic and inorganic incubations as well as a significant effect of the deep water biology (comparison between biology–organic) on Chl a in the LN incubations (Table S2b).

While nutrient level did not have a significant effect on bloom phytoplankton community composition, the three deep water components did (ANOSIM, R= 0.2214, p= 0.001, Table 3), with the highest dissimilarity detected between the biology and organic incubations, primarily due to differences in the nanoplankton group (Table 3, Fig. 4d–f). LAP activity during the bloom was similar to the initial rates (1.0–2.0 µmol AMC L−1 h−1, Fig. 2f), and where differences in activity between treatment levels were detected, these were higher in the high nitrate incubations (Day 5, Table S4b). Average phytoplankton cell size, indicated by mean forward scatter (FSC-A) from flow cytometric analyses, increased to reach a maximum on Day 5 (Fig. 3a) coinciding with NOx depletion.

Table 3Results of one-way ANOSIM analyses and post hoc SIMPER analyses reporting only on the significant differences in measured cell abundances, where detected, and the groups with the highest and significant contribution to these treatment differences. Bloom phase is defined here as Day 3 and Day 4, and post-bloom is defined as Day 8 to Day 10.

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3.3 Post-bloom phase (Day 6–Day 10)

In this phase, NOx concentrations remained low or below the detection limit. DIP concentrations remained relatively constant or even increased slightly between Day 6 and Day 8 (Fig. 2c). Treatment-related differences in nutrient uptake ratio were also detected in the post-bloom phase with over 50 % higher consumption of DIP compared to NOx in low nitrate than in high nitrate incubations by the end of the 10 d long study period (ΔNOx : ΔDIP on Day 10: high nitrate = 9.32 ± 1.68, low nitrate = 5.43 ± 1.61, mean ± SD, n= 6, see also Fig. 2e). Despite very low NOx concentrations, dissolved silicate continued to be consumed (Fig. 2d). This indicated sustained growth of silicifying phytoplankton species during the post-bloom phase, even though overall nanoplankton abundances had decreased after their bloom phase peak in most incubations (Fig. 4d–f). Chl a concentrations decreased compared with the bloom phase, reaching similar concentrations on Day 10 as the initial measurements on Day 1, hence indicating a decline in phytoplankton biomass (Fig. 2a) and a post-bloom status of the plankton community.

Chl a concentrations were significantly different between the nutrient levels in the inorganic and biology incubations on Day 8 and Day 10 (post hoc Tukey pairwise comparison, biology: padj= 0.0012, padj= 0.0129; inorganic: padj= 0.051, padj= 0.0087, for Day 8 and Day 10, respectively. See also Table S2b in the Supplement). Phytoplankton community composition was also influenced by both nutrient level and deep water component in the post-bloom phase, although both effects were weak (R= 0.04404, R= 0.07601, respectively) with an overall dissimilarity between the three deep water components of 35 %–37 % (Table 3).

Divergence in average phytoplankton cell size between treatments occurred during the post-bloom period (Fig. 3a), and some treatment differences in the abundance of key phytoplankton groups (Synechococcus) also emerged. Synechococcus abundances increased in both the low and high nitrate biology treatments during the post-bloom period (Fig. 4a–c). This increase occurred in low nitrate incubations where initial NOx concentrations were lower and presumably phytoplankton reached nitrate-limited growth earlier. There was an increase in average cell size in the high nitrate biology incubations (Fig. 3a), in addition to particularly high post-bloom silicate consumption in the high nitrate biology incubations as well marked differences in silicate uptake between the replicates in the high nitrate biology incubations (see large error bars in Fig. 2d). This high variability was driven by the response of one high nitrate biology incubation that also had the highest phosphate drawdown and post-bloom Chl a concentration and also had highest nanophytoplankton abundances (Fig. 4e).

4 Discussion

4.1 Peak bloom biomass was affected by seed population in upwelled deep water

As expected, nutrient addition from the deep water stimulated surface phytoplankton biomass production and increased average phytoplankton community cell size. This fits well with the general understanding of phytoplankton blooms in upwelling regions where larger phytoplankton, often diatoms, dominate bloom biomass as sporadic wind-driven upwelling events bring nutrient-rich subsurface water to the photic layer (Sydeman et al., 2014). In this study, higher initial nitrate + nitrite (NOx) concentrations generally lead to higher peak phytoplankton biomass and higher photosynthetic energy conversion efficiency (Fv/Fm), as expected (Falkowski et al., 2017). Hence, we consider the availability of NOx to be a primary factor controlling organic matter production in this truncated food web (<64µm).

However, while NOx concentrations were the same between high nitrate incubations, bloom development was not. There were noticeable differences in peak bloom Chl a concentrations between the high nitrate level incubations (organic, inorganic and biology) of up to 6 µg L−1 Chl a. In particular, the unfiltered deep water incubations (high nitrate biology), testing the impact of the seed microbial community, had the lowest peak Chl a concentrations. Sharper bloom biomass development in the filtered high nitrate organic and high nitrate inorganic treatments suggests a primarily bottom-up driven food web response to nutrient addition. Bloom development in high nitrate biology was more muted as nutrient competition within the plankton community (e.g. with heterotrophic bacteria) was likely higher, due to the lack of organism dilution compared to the high nitrate filtered organic/inorganic treatments. Alternatively, this muted biomass development could suggest an increase in grazing pressure via potential introduction of microzooplankton grazers (<64µm) in the addition of unfiltered deep water. Hence, higher retention of Chl a post-bloom in this treatment suggests potentially longer sustained periods of productive biomass when deep water plankton are added concurrently with upwelled nutrients. The precise mechanism(s) underlying this response, however, requires further detailed elucidation, as information on the heterotrophic community is not available (e.g. heterotrophic bacteria, nano- and micro-zooplankton grazers).

Among the four replicate biology incubations with the same measured initial nutrient concentrations and proportions of surface and deep water and incubation light and temperature, there were also marked differences in maximum Chl a concentrations that could not be explained by the amount of added nitrate. Divergence in Chl a biomass within a given treatment (i.e. with the same initial NOx concentrations) occurred after NOx concentrations were below detection around Day 4. This indicates that flexible nitrogen assimilation strategies were employed by the same starting community to produce active primary producing biomass: nitrate was either internally stored in phytoplankton cells (Bode et al., 1997) and could not be detected in filtered nutrient analyses or alternative nitrogen sources were utilised e.g. dissolved organic nitrogen or rapid ammonia assimilation thereby supporting higher Chl a biomass. Yet, more importantly, these strategies must have been employed to a different degree of success. This variable response to nutrient additions contributes another layer of complexity when projecting primary producer responses to upwelling in the Peruvian Humboldt Current System. The variability between both the filtered (organic) and unfiltered (biology) deep water treatments, in addition to the variability between replicate incubations in the unfiltered deep water treatments, suggest that the microbes present in subsurface waters are key drivers in the observed biomass response to upwelled waters in the euphotic zone.

Despite high variability in the biomass response – both between and within the six treatment combinations – the consumption of excess phosphate (i.e. the degree of non-Redfield nutrient uptake) was more dependent on the initial NOx concentrations rather than on the deep water biology. Our results also indicate that over 50 % more phosphate was consumed per mol of NOx in the low nitrate level (mean initial NOx : DIP = 1.21 ± 0.24) than with the high nitrate (mean initial NOx : DIP = 3.92 ± 0.32). Phosphate was never depleted in this study. Biological dinitrogen fixation was likely a minor source of new nitrogen compared to nitrate inputs during this time, as was found in the parallel mesocosm study (Kittu et al., 2022). We also have no evidence from enzyme rates measured that there was any stimulation of microbial nutrient regeneration to satisfy N demand, despite N depletion. We had anticipated an upregulation in leucine aminopeptidase (LAP) activity, a protein-hydrolysing enzyme, where NOx concentrations were lowest and hence most limiting in the low nitrate treatments. Instead, LAP activity was highest during the post-bloom period and in the high nitrate incubations where there was more semi-labile organic matter present, as indicated by higher signatures in a254 (a proxy of DOM, Fig. 3c) and E2 : E3 (a proxy of more labile high molecular weight compounds, Fig. 3d) (Benner and Amon, 2015). The LAP activity was 1 to 2 orders of magnitude higher than most literature values. For example, in a study from the same region but further from shore, the LAP activity was 20–65 nmol AMC L−1 h−1 in natural communities (Maßmig et al., 2020). Partly, the high LAP activity in this study could be due to the high concentration of substrate we used (500 µmol L−1 leu-AMC), which aimed to measure maximum hydrolysis rates. However, this cannot be the only reason for the high values. For comparison, we used only 2.5 times higher substrate concentration compared with Maßmig et al. (2020). The high LAP activity and close relationship with fresh, labile organic matter production suggests that LAP was produced to support heterotrophic bacterial production above the oxycline (Loginova et al., 2019) rather than compensating for higher N-limitation in the low nitrate incubations.

4.2 Seeding of deep water populations is a key driver for plankton succession and biogeochemistry in surface blooms

We expected to have similar initial plankton assemblage composition in the organic and inorganic nutrient incubations as all plankton present originate from the surface mesocosm water. Differences in initial composition would be expected in the biology incubations due to the addition of deep water communities from two different locations and depths, but these were not significant in this study and no clear difference in initial abundances between treatments was detected in phytoplankton according to flow cytometry data. Phytoplankton assemblage composition across all six treatments converged during the bloom as rapidly growing groups, probably silicifying phytoplankton such as diatoms based on flow cytometric size class and observed silicate consumption, dominated overall biomass. Inherent variability in plankton community dynamics between treatments and among replicates was revealed in nanoplankton and in Synechococcus, when resource availability (here, nitrate) limited net growth after Day 4. Post-bloom community composition on Day 10 was affected by nutrient level and deep water component although treatment differences were small and variability between replicates within a treatment emerged. This variability may have originated in the initially enclosed microbial populations even though we designed the study to minimise heterogeneity by pooling all treatment water and continuously mixing the tanks while randomly filling the replicate incubations. Hence, not only the absolute biomass concentrations as previously discussed but also the phytoplankton community composition post-bloom was determined by the seed microbial populations initially present.

We propose that different mechanisms drove the divergent response of phytoplankton community composition between treatments and between replicates, in particular for two key groups: Synechococcus and nanoplankton/chain-forming species that were likely diatoms based on the magnitude of dissolved silicic acid consumption. Diatoms were likely beneficiaries of nutrient addition as they are considered “transcriptionally proactive” (Lampe et al., 2018). This means they can respond quickly and take advantage of nitrogen resources when sporadically available, for example during upwelling (Fawcett and Ward, 2011; Stolte and Riegman, 1995) or after nutrient inputs into nutrient poor surface waters in oligotrophic gyres (Lampe et al., 2019). Rapid nutrient uptake and growth by diatoms lead to their ecosystem dominance in nutrient-initiated phytoplankton blooms such as those in coastal upwelling systems (Lassiter et al., 2006). Silicate consumption post-bloom and more nanoplankton species in unfiltered biology incubations suggest resting spores or down-welled chain-forming silicifying phytoplankton were indeed present in the subsurface waters, thriving when irradiance levels increased upon incubation. Moreover, the distinct responses of the silicifying phytoplankton between the two deep water sources in the unfiltered biology incubations are further evidence that the seed population in upwelled waters modulates the surface bloom dynamics of diatom populations in the Humboldt Upwelling System.

Initial cell abundances were similar in all treatments, and ANOSIM analyses did not detect any significant differences in community composition; thus, the majority of the starting community stemmed from the mesocosm surface water rather than the manipulated deep water. Lack of net Synechococcus growth in the organic incubations but growth in the unfiltered biology incubations with the same seawater chemistry (i.e. inorganic and organic nutrients and trace metals) points towards a mutually beneficial relationship, either metabolic or ecological, between Synechococcus and an unidentified member of the unfiltered deep water plankton community (<64µm). For example, a change in dominant predators upon addition of deep water may have relieved the grazing pressure on these picocyanobacteria. Alternatively, a metabolic response could be due to underlying induced changes in gene expression (Robidart et al., 2019) or a dependency (syntrophy) with a deep water microbe/organism may have evolved, selectively supporting the co-occurrence of Synechococcus and other microbes through complementary metabolic function (Morris et al., 2012). There is also evidence that viral presence and lysis of heterotrophic bacteria may also enhance Synechococcus growth (Weinbauer et al., 2011). Slow-growing picocyanobacteria lend themselves more to stable mutualistic relationships than faster-growing diatoms that quickly consume resources and generally follow a “boom or bust”-like biomass trajectory. Hence, the different physiological response times – rapid in diatoms and comparatively slower in picocyanobacteria – appear to underlie the variability in biomass observed in this incubation experiment. The bloom community contained higher diatom abundances, driven by the initial but immeasurable differences in seed community enclosed and the sustained differences emerging post-bloom in Synechococcus. The slower but more consistent growth of Synechococcus may indicate why these picocyanobacteria are often observed post-bloom and in more oligotrophic waters further offshore (Franz et al., 2012), even though the origins of their biomass can be apparently influenced by upwelling of nutrient-rich water close to the coast and the microbial communities contained within.

The lack of consistent response in multiple variables (Chl a, silicate concentrations, phytoplankton abundances) across all biology incubation replicates further shows how heterogeneity in subsurface water seed communities can shape the resulting plankton bloom development, biomass accumulation and nutrient concentrations in surface waters. In addition to initial NOx concentrations, the seed microbial population variability impacted final nutrient stoichiometries and, in particular, silicate:nitrate utilisation. Over 2.4 µmol L−1 more silicate was consumed after NOx was exhausted, and higher post-bloom Chl a concentrations and nanoplankton abundances were sustained in the one of the HN biology replicates compared to the three other replicates.

4.3 Consequences for phytoplankton succession and productivity after upwelling events

Natural variability in composition or fitness in initial plankton assemblages can bring about significant variability in measured response variables that can be larger than those driven by the experimental treatment itself (Krishna and Schartau, 2017). Yet it is surprising for such a strong driver of phytoplankton succession, like nitrate concentrations, that the deep water biology had such a measurable influence. A similar study in the southern (Chilean) Humboldt Current System investigated the impact of N : P ratios on different surface communities and came to the same conclusion: initial community composition was more important than inorganic N : P ratio for food web functioning and biogeochemistry (Spilling et al., 2019). Stable and consistent relationships between nutrient availability, nutrient consumption and the produced biomass are clearly not a feature of this dynamic ecosystem. The vital role of the seed population in modifying the bloom following upwelling events may even be a general characteristic of plankton communities in the Humboldt Current System and other upwelling ecosystems.

Hence, nutrient upwelling promotes bloom development and phytoplankton growth, while the upwelled community modulates these blooms in composition. This makes the prediction of coastal phytoplankton productivity a particular challenge as the entrainment of subsurface populations depends on depth and rates of water mass transport, and modulation of source water in either depth or location will likely reflect in the altered ecology of bloom populations in coastal waters and potential biogeochemical changes in nutrient cycling. This would be in addition to the variability in nutrient content of upwelled water sources via ENSO (Espinoza-Morriberón et al., 2017) and the variability in the mixed layer depth (Rigby et al., 2020). It is even possible that this uncertainty would be amplified if this response occurred in a more complete food web with larger predators. Smaller organisms e.g. Synechococcus, that are less important for determining high biomass during the blooms, did not have a clear impact on nutrient stoichiometry within the study time period despite clearly profiting from the addition of a deep water microbial community. Indeed, vertical mixing through Ekman pumping away from the coast may even provide sporadic stimulation of surface Synechococcus populations as water masses are advected offshore into the South Pacific subtropical gyre. In the ocean, physiological and ecological drivers (e.g. growth rates, transcriptional response times, mutualisms, symbioses, Sect. 4.2) would act in addition to other physical factors that regulate plankton biomass accumulation and succession in the surface waters following upwelling (e.g. seed community abundance present in subsurface waters; Seegers et al., 2015). Such physical factors, such as dilution, mixing and horizontal transport of water masses via regular tidal transport onshore (Stauffer et al., 2020), could not be included in this experimental set-up.

5 Conclusions

Overall, productivity, i.e. organic matter production in this 10 d long incubation study, was highest in incubations with the highest added NOx concentrations, reflecting N as the limiting macronutrient. Differences in Chl a concentrations were primarily connected to the amount of NOx added but were also distinctly modified by the seed community added. Incubations with different initial source water showed that the microbial seed community impacts phytoplankton succession, with the potential to influence communities further offshore and towards the oligotrophic subtropical gyre. The crucial period for differences in microbial community was the nutrient-depleted post-bloom phase, where increased resource competition elicited divergence in biomass and post-bloom composition between replicates in unfiltered treatments. These differences in community composition had an impact on nutrient drawdown. For example, silicate drawdown was higher in the unfiltered biology incubations compared to the filtered organic incubations (within a given deep water). This indicates potential differences in growth of silicifying phytoplankton between replicate incubations, likely diatoms arising from a seed population in the unfiltered deep water added. Initial minor heterogeneity in microbial community composition, such as that observed in silicifying phytoplankton and Synechococcus here, may be augmented in further successions of plankton bloom developments and have consequences on overall productivity and transfer of energy to higher trophic levels. Hence, nutrient upwelling promotes the occurrence of phytoplankton blooms while the upwelled community modifies these blooms.

Data availability

All data presented in this paper are openly available on PANGAEA under the following link (Paul et al., 2022).


Detailed statistical output and other data referred to here in the text is available as Supplement. The supplement related to this article is available online at:

Author contributions

This study was conceived and designed by AJP, JA, KS, LTB and UR. Sampling and sample analysis were carried out by AJP, EvdE, JA, JP, KS, LR, LTB and NHH. Data analysis was carried out by AJP, JA, JP, KS, LR, LTB and NHH with the paper written by AJP with comments from all co-authors.

Competing interests

The contact author has declared that none of the authors has any competing interests.


Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Special issue statement

This article is part of the special issue “Ecological and biogeochemical functioning of the coastal upwelling system off Peru: an in situ mesocosm study”. It is not associated with a conference.


We are particularly thankful to the staff of the Instituto del Mar del Perú (IMARPE) for their support during the planning, preparation and execution of this study and to the captains and crews of BAP MORALES, IMARPE VI and BIC HUMBOLDT for their support during deployment and recovery of the mesocosms and various operations over the course of this investigation. Special thanks go to the Marina de Guerra del Perú, in particular the submarine section of the Navy of Callao, and to the Dirección General de Capitanías y Guardacostas.

Financial support

This research has been supported by the Collaborative Research Centre SFB 754 Climate–Biogeochemistry Interactions in the Tropical Ocean financed by the German Research Foundation (DFG), the EU project AQUACOSM (grant no. 731065), the Leibniz Award 2012 (granted to Ulf Riebesell), the Agencia Nacional de Investigación y Desarrollo (ANIDCENTROS REGIONALES (grant no. R20F0008)), the Fondo Nacional de Desarrollo Científico y Tecnológico (FONDECYT, Project no. 3170156), the Australian Research Council (grant no. FT200100846), and the Academy of Finland (grant no. 259164). Javier Arístegui was supported by a Helmholtz International Fellow Award, 2015 (Helmholtz Association, Germany).

The article processing charges for this open-access publication were covered by the GEOMAR Helmholtz Centre for Ocean Research Kiel.

Review statement

This paper was edited by Hans-Peter Grossart and reviewed by four anonymous referees.


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By using an experimental approach to study how upwelling deep water modulates chemistry and biology response of surface plankton communities the authors address a highly relevant scientific topic as expected climate change will significantly alter ocean currents and upwelling patterns. This is particularly important as stimulation of highly productive phytoplankton blooms by upwelling water are generally attributed to the inputs of water rich in inorganic nutrients into the sunlit surface ocean. By using an experimental approach the authors could disentangle the different drivers of phytoplankton bloom dynamics in the highly productive northern Humboldt Upwelling System. Their results indicate that upwelling modifies phytoplankton succession after upwelling by additional factors and not just the physical supply of inorganic nutrients with the deep water. Accordingly, the most influential drivers were the stoichiometry of the inorganic nutrients added and deep water microbial communities, which can cause heterogeneity in phytoplankton bloom succession and control stoichiometry of residual inorganic nutrients during phytoplankton bloom brake down. Thus, deep water community composition are a major control of phytoplankton bloom dynamics in surface waters following upwelling events which have profound implications for ocean biodiversity, productivity and biochemistry which need to be taken into account in ocean models.
Short summary
We investigated how different deep water chemistry and biology modulate the response of surface phytoplankton communities to upwelling in the Peruvian coastal zone. Our results show that the most influential drivers were the ratio of inorganic nutrients (N : P) and the microbial community present in upwelling source water. These led to unexpected and variable development in the phytoplankton assemblage that could not be predicted by the amount of inorganic nutrients alone.
Final-revised paper