the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Observation-constrained estimates of the global ocean carbon sink from Earth system models
Thomas L. Frölicher
Fortunat Joos
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- Final revised paper (published on 15 Sep 2022)
- Preprint (discussion started on 20 Jun 2022)
Interactive discussion
Status: closed
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RC1: 'Comment on bg-2022-134', Anonymous Referee #1, 13 Jul 2022
Review of “Observation-constrained estimates of the global ocean carbon sink from Earth system model”
The study applies observational constraints to adjust Earth system model estimates of the global ocean carbon sink. The observational constraints are the sea surface salinity in the subtropical-polar front in the Southern Ocean (as applied previously by the authors in Terhaar et al, 2021), the Atlantic Meridional Overturning Circulation (AMOC) and the Revelle buffer factor. These observational choices are plausible and the benefits of applying them are clearly set out in an iterative manner in Figure 3. The outcome is a slight elevation of the global ocean carbon sink and almost a halving of the model uncertainty, which are important improvements.
The study is comprehensive and written up in a detailed manner. In places the level of detail seemed to detract from the central message, such as discussing the details of the biological contributions when that appears to be a rather minor contribution in the global carbon uptake for anthropogenic timescales.
The only concern I raise is the particular choice of the observational constraints and while this set of choices is plausible, there are other choices that might have led to similar improvements.
So including a discussion of other choices would be helpful to the reader. For example, would a measure of the strength of the winds at key locations provide a similar benefit to the measure of the AMOC or a measure of the winter mixed layer thickness derived from Argo be beneficial? The AMOC might be used here as a proxy for ocean ventilation, but that need not be the case with gyre-scale subduction not being causally related to the AMOC. The use of the Revelle buffer factor is a plausible constraint, but the justification for that could be expanded, see possible theoretical links that can be explored or are there other references that can be utilised?
In summary, this is a comprehensive study that provides a plausible adjustment of Earth system model output to improve their projections of the global ocean carbon sink. I think that this work is important and I recommend acceptance subject to the minor points raised being addressed.
Detailed points;
L47 The text is assuming that the AMOC is leading to the basin-scale subduction. I think that this statement is combining together two different processes. Subduction in ocean basins is primarily linked to the gyre circulation and the vertical and lateral transfer from the winter mixed layer to the thermocline. The AMOC is a longitudinally-averaged overturning circulation that contributes to the ventilation process by redistributing heat and tracers, but is not the same as subduction.
L50 The Revelle factor certainly does affect the capacity of the ocean to take up carbon. This aspect could be expanded more. The air-sea partitioning of carbon is affected by the buffer factor (Goodwin et al., 20008 & 2009; Katavouta et al., 2018). In addition, the air-sea equilibration timescale, tau, for carbon dioxide is affected by the buffer factor, tau =(h/K_g)(DIC/(B CO2) where h is mixed layer thickness, K_g is exchange velocity, DIC is dissolved inorganic carbon, B is the buffer factor and CO2 is dissolved CO2.
L106 Improve syntax,”so-estimated”
L109 Improve wording
L163 Adjust wording
L173 An important point is being made as the role of the salinity and AMOC in determining water-mass formation. A list of 4 references are provided, but are they being cited as to their work on water-mass formation or did they propose the connections tbetween salinity and the AMOC to water-mass formation?
Figure 3 is very clear and key to the study.
L230-231. Perhaps reword to make clearer.
L251 Cut hence.
L297 Buckley and Marshall provided a review of heat transport, but did they make the point about anthropogenic carbon uptake?
Appendix A3 Equation (2) and perhaps (3) are central to the study. I would recommend that this subsection moved into the heart of the paper.
References
Goodwin, P., R.G. Williams, A. Ridgwell and M.J. Follows, 2009. Climate sensitivity to the carbon cycle modulated by past and future changes in ocean chemistry. Nature Geosciences, doi:10.1038/ngeo416
Goodwin, P., M.J. Follows and R.G. Williams, 2008. Analytical relationships between atmospheric carbon dioxide, carbon emissions and ocean processes. Global Biogeochemical Cycles, 22, GB3030, doi:10.1029/2008GB003184
Katavouta, A., R.G. Williams, P. Goodwin and V. Roussenov, 2018. Reconciling atmospheric and oceanic views of the Transient Climate Response to Emissions. Geophysical Research Letters, 45, 6205-6214, doi.org/10.1029/2018GL077849
- AC1: 'Reply on RC1', Jens Terhaar, 16 Aug 2022
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RC2: 'Comment on bg-2022-134', Roland Séférian, 17 Jul 2022
In this manuscript, Terhars et al. investigate how Earth system models estimates of the global ocean carbon sink can be constrained by a combination of physical parameters (the sea-surface salinity and the strength of the Atlantic Meridional Overturning Circulation) and a biogeochemical parameter (the Revelle factor).
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The manuscript is timely, clearly written and proposes a sound methodology. The results are well explained and discussed through the manuscript. This work presents an important basis for the research community studying the ocean carbon cycle as this work proposes a first approach to bring together estimates of ocean carbon sink based on observational data with those based on Earth system models’ simulations. I liked very much the fact that the authors explain step by step the use of a suite of emergent constraints and then perform several validations to test the robustness of their approach.
I only have one major comment and a set of minor comments/suggestions that aims to clarify some point of the paper.
Major comments:
Although the authors did a great job in defining and applying observational constraints to improve Earth system models’ simulations/projections, they miss to thoroughly discuss how each physical or biological parameters are correlated between each other. For instance, pattern of sea-surface salinity is linked to water mass properties, which is in turn, tightly linked to large-scale circulation (deacon cells and the strength of the AMOC). Same caveat could hold for the buffer factor (globally average) which result from biological but also from chemical properties of the models.
If constraining fields are correlated between each other in the observations and/or in the ESMs, this might bring light on a more mechanistic explanation of the “cascade of errors” = hydrodynamics => large-scale circulation => buffer factor rather than a “sum of errors” = hydrodynamics + large-scale circulation + buffer factor. This might be needed as a justification of applying this set of observational constraints (avoid cherry picking).
In addition, for this ‘biological’ parameter, I think further discuss should be needed in the light of Figure A.1.2 which shows the correlation between surface buffer factor and the difference between alkalinity (AT) and total dissolved inorganic carbon (CT) at surface. It highly biases in either CT or AT that might result from the calibration of model alkalinity (as highlighted in several model reference papers or in Table 3 of Seferian et al. 2020 (https://link.springer.com/article/10.1007/s40641-020-00160-0/tables/3).
Finally, in the light of deficiency/weakness of observational-based estimates of the ocean carbon sink, it might be interesting to decompose your approach on regional/basin scale uptake. Driving mechanisms, long-term trends and variability of the North Atlantic carbon sink is better understood than those of the Southern Ocean (which suffer from incomplete observational mapping across seasons). As such, does the model (and your observational constraints) help to improve the agreement between model and observation-based estimates. Besides, does the ratio in carbon uptake in the North Atlantic and the Southern Ocean is well captured between models. In the context of this paper, I wonder how far this ratio might be an additional constraint to test or a verification measure to assess the robustness of your approach.
Regarding the conclusions of the paper, I think the authors could make a stronger point resulting from this work.
First, I might be relevant to discuss the consequence of this work on the carbon budget (Friedlingstein et al. 2022), especially in the context of the budget imbalance term. Revised (contrained) estimates appears to be about 10% higher than the unconstrained estimates. The magnitude of the revision is thus greater than the budget imbalance. What would be the consequence then? a weaker land-surface carbon sink?
On the other hand, in a context of improving estimates of the carbon feedbacks, what would be the revision of the Beta and Gamma as inferred from your approach. In might be interesting to include in your work ssp585-bgc (which has been conducted by most of the modelling center) and see how your approach works on ocean Beta and Gamma.
Minor comments:
L12: explain the buffer factor in the abstract
Figure 1: please use the same temporal baseline for panel a) and b). from 1950 onwards ?
L106 Improve syntax,”so-estimated”
L157: Many other papers have used emergent/observational constraints (Boé et al., Bourgeois et al., Cox et al., Douville et al., Plazzotta et al., Schlund et al., etc....) — They can also be listed here.
Figure 2: please add ‘the strength of’ before “the Atlantic meridional…”
Figure 3: Please add R-square for each panels c, e and g as an indication of the quality of the fit
On this figure, it is unclear if model estimate are based on multiple realisation or just one single member
L237: one can also consider the CO2 mole fraction that is *really seen* by the ocean carbon module because of various treatment of the air-sea CO2 exchange (Hauck et al. 2020, already mentioned in this work)
L341: Conclusion — see above comments
Appendix: Biogeosciences allows more materials than short/letter paper, I would recommend to move some of the material of the appendix into the heart of the paper. Some of them are central to your work.
Table A.1.1 please consider adding data citation doi (where relevant) for improving the reproducibility of the work.
References:
Boé, J., Hall, A. & Qu, X. September sea-ice cover in the Arctic Ocean projected to vanish by 2100. Nat. Geosci. 2, 341–343 (2009).
Bourgeois, T., Goris, N., Schwinger, J. et al. Stratification constrains future heat and carbon uptake in the Southern Ocean between 30°S and 55°S. Nat Commun 13, 340 (2022). https://doi.org/10.1038/s41467-022-27979-5
Cox, P., Pearson, D., Booth, B. et al. Sensitivity of tropical carbon to climate change constrained by carbon dioxide variability. Nature 494, 341–344 (2013). https://doi.org/10.1038/nature11882
Douville H., M. Plazzotta (2017) Midlatitude summer drying : An underestimated threat in CMIP5 models ? Geophys. Res. Lett., 44, 9967-9975, doi:10.1002/2017GL075353
Hauck, J., Zeising, M., Le Quéré, C., Gruber, N., Bakker, D. C. E., Bopp, L., Chau, T. T. T., Gürses, Ö., Ilyina, T., Landschützer, P., Lenton, A., Resplandy, L., Rödenbeck, C., Schwinger, J., Séférian R.:Consistency and challenges in the ocean carbon sink estimate for the Global Carbon Budget. Front. Mar. Sci., 7, 852. https://www.frontiersin.org/article/10.3389/fmars.2020.571720, 2020.
Plazzotta, M. et al. : Land surface cooling induced by sulfate geoengineering constrained by major volcanic eruptions. Geophysical Research Letters, 45, 5663–5671. https://doi.org/10.1029/2018GL077583, 2018.
Schlund, M., Lauer, A., Gentine, P., Sherwood, S. C., and Eyring, V.: Emergent constraints on equilibrium climate sensitivity in CMIP5: do they hold for CMIP6?, Earth Syst. Dynam., 11, 1233–1258, https://doi.org/10.5194/esd-11-1233-2020, 2020.
- AC2: 'Reply on RC2', Jens Terhaar, 16 Aug 2022
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CC1: 'Comment on bg-2022-134', Nicolas GRUBER, 02 Aug 2022
Assessment:
Terhaar et al. use an emergent constraint approach to make essentially two arguments: Current ocean CO2 uptake estimates are 9-11% too low, and that their constraints permit them to reduce the present and past CO2 uptake by 42-59%. The topic is relevant, the method is sound, the paper is overall well written (with some exceptions), and the results are important. Thus, this study clearly deserves to be published.
But I have two important concerns that need to be addressed, in my opinion, before I can endorse the publication of this manuscript.
- Robustness: In my opinion, the major conclusions, particularly the latter regarding the substantial uncertainty reduction, are not robust as presented. By using a class of non eddy-resolving models, which disregard a set of critical processes in the ocean that are known to be relevant for controlling the uptake of transient tracers through their impact on deep water formation, the results are potentially seriously biased. Thus while the results appear precise, they may not represent an accurate estimate of the global uptake.
- Observational constraints: The study is entirely based on rather indirect constraints, i.e., the salinity of parts of the Southern Ocean, the surface buffer factor, and the AMOC (in decreasing order of relevance), while there are many direct constraints that the authors have decided to disregard. This may be a valid approach to provide an independent estimate, but it then behooves the authors to demonstrate that the constrained models are actually doing better against the unused observational constraints. Particularly relevant here is the three-dimensional distribution of anthropogenic CO2 in the ocean interior. Are the models that are within the best constrained range also those models that reproduce the reconstructed distribution the best?
In summary, I have serious concerns about the conclusion drawn here. Given the structural biases that are inherent in the models and the rather indirect nature of the constraints, the proposal of a strongly reduced uncertainty for the oceanic uptake of CO2 seems far-fetched. To me this seems like a classical case for overconfidence stemming from a limited perspective of all the issues at stake.
Recommendation:
I recommend a major revision that revisits the uncertainties of the approach taken and the conclusions that the authors draw from their work. The power of the emergent constraint rests primarily with the future, while the relevance (and novelty) for the past and presence is much less clear. I thus strongly encourage the authors to de-emphasize the discussion of the relevance for the present (which is anyway less evident since the coupled models produce their own climate variability) and instead focus the study on what the constrained ensemble can say about the future.
Detailed arguments:
Regarding Robustness:
Emergent constraints essentially rely on the relationship between biases in the models and the biases that result from them with regard to a particular outcome – here the ocean uptake of CO2. While this is a well-tested method, its limits always need to be carefully evaluated. This is especially the case when an attempt is made to improve knowledge about a process for which a lot of information is already available, such as the past and present uptake of CO2 by the ocean.
A fundamental underlying assumption in the method is that while individual models can be (and should be) biased, there is no common bias across all models that would lead to an overall bias set of models. This assumption is violated here. None of the employed ocean models is eddy-resolving – meaning that they all share similar biases with regard to a number of critically important processes. The role of eddies for determining global ocean circulation is well established, particularly with regard to the processes in the Southern Ocean, where the interplay between Ekman drift induced overturning circulation and eddy-driven circulation is particularly important (see Marshall and Speer (2012) and Rintoul (2018)) for determining the structure and magnitude of the subduction of mode and intermediate waters, i.e., the important conduits for how anthropogenic CO2 is entering the thermocline of the Southern Ocean. This process is not well captured by most coarse-resolution models, as evidenced, e.g., by their poorly modeled distribution of salinity. Lachkar et al. (2007) showed the impact of resolution on the uptake of anthropogenic CO2, CFCs and ∆14C quite impressively, highlighting how it not only alters the global uptake, but also the processes and the locations of the uptake. Given this evidence, I have substantial concerns that the relationship established here is as robust as the authors make us believe. (note on the side: this would not be the first time an emergent constraint falls apart once additional processes are taken into account).
I think also a bit more critical thinking would do this study well. One needs to recall that in the end, emergent constraints can only emerge from a model suite if at least some of the models are flawed. In addition, emergent constraints study often just emphasize the variables that work. They rarely state (also not in the case of this study) of all the variables that did not work. For example, it turns out that interfrontal salinity in the Southern Ocean ends up to be the most important constraint. But why not interfrontal density, which is actually dynamically the more important variable? And why not winds, and why not winter mixed-layer depths and why not many other variables that are clearly relevant for the determining the anthropogenic CO2 uptake in the Southern Ocean? The lack of consideration of the fact that these emergent constraints emerge from a substantial amount of trial and error approach also tends to lead to overconfidence.
Regarding data constraints.
The authors compare their emergent constraints only with regard to the global uptake numbers with other data based constraints. But the proof of the pudding is the eating. Unless the authors can demonstrate that the constrained models are indeed doing better with regards to the observational constraints for the oceanic uptake of anthropogenic CO2, I have little confidence in their results. Of course, the observational constraints come with their own uncertainties, but there are a number of well established features in terms of basin and depth distributions that can be exploited (note e.g., that the Sabine et al. 2004 and the Gruber et al. 2019 estimates are statistically fully independent since they use a fundamentally different methodology). I also think that the ocean models should demonstrate their ability to represent the air-sea CO2 fluxes, since these are increasingly dominated by the anthropogenic CO2 flux components.
Detailed comments:
P5, line 116 “However, … significantly smaller than the previously assumed flux of -5 Pg C (Gruber et al., 2019a),”: Given that the ESMs employed here have their own climate variability, this comparison is fundamentally not tenable. The 5 Pg C could be related to anthropogenic climate change, but it could also be related to naturally occurring interannual to decadal climate variability. Thus the authors are comparing two different things here.
P13, line 247ff Along similar lines, I think the discussion of the budget imbalance stands on weak grounds here. This may or may not reflect anthropogenically forced trends, but with the ESMs not simulating the weather and climatic events over the past 20 years correctly, the power of these statements is very limited. This is the reason why I recommend that the authors focus their paper more strongly on the future, where the ESMs have their strengths. The past 20 years is not their forté.
References:
Lachkar, Z., Orr, J. C., Dutay, J.-C., & Delecluse, P. (2007). Effects of mesoscale eddies on global ocean distributions of CFC-11, CO2, and ∆14C. Ocean Science, 3(4), 461–482. https://doi.org/10.5194/os-3-461-2007
Marshall, J., & Speer, K. (2012). Closure of the meridional overturning circulation through Southern Ocean upwelling. Nature Geoscience, 5(3), 171–180. https://doi.org/10.1038/ngeo1391
Rintoul, S. R. (2018). The global influence of localized dynamics in the Southern Ocean. Nature, 558(7709), 209–218. https://doi.org/10.1038/s41586-018-0182-3
- AC3: 'Reply on CC1', Jens Terhaar, 16 Aug 2022
- Robustness: In my opinion, the major conclusions, particularly the latter regarding the substantial uncertainty reduction, are not robust as presented. By using a class of non eddy-resolving models, which disregard a set of critical processes in the ocean that are known to be relevant for controlling the uptake of transient tracers through their impact on deep water formation, the results are potentially seriously biased. Thus while the results appear precise, they may not represent an accurate estimate of the global uptake.
Peer review completion



